{"url":"https://nivawealth.com/firms/canterbury-consulting-22875","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/22875","regulatoryAum":45876499615,"crd":"22875","secFileNumber":"801-34756","legalName":"Canterbury Consulting Incorporated","displayName":"Canterbury Consulting","website":"http://www.canterburyconsulting.com","linkedinUrl":"https://www.linkedin.com/company/canterbury-consulting","founded":"1988","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"610 Newport Center Drive, Suite 500","city":"Newport Beach","state":"CA","stateName":"California","country":"United States","postalCode":"92660-6404"},"tradeNames":[],"registration":{"secApproved":"7 September 1989","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":64,"advisory":25,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":4143531628,"discretionaryAccounts":1081,"nonDiscretionary":41732967987,"nonDiscretionaryAccounts":3212,"wrapProgram":null,"nonUsClientsPct":8,"nonAumClients":53},"clientTypes":[{"label":"High-net-worth individuals","clients":100,"regulatoryAum":39737644036},{"label":"Pooled investment vehicles","clients":14,"regulatoryAum":1766788812},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":202169863},{"label":"Charitable organizations","clients":57,"regulatoryAum":4169896904}],"fees":[],"feeNotes":[],"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":4788332883},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":37117134924}],"custodyNote":"Canterbury Consulting has custody of $4.31B for 58 clients.","otherCustodians":[],"leadership":[{"name":"Jason Levey","title":"Chief Executive Officer","crd":"4793252"},{"name":"Debashis Chowdhury","title":"President","crd":"3146678"},{"name":"Poorvi Parekh","title":"Chief Compliance Officer (cco)","crd":"4901446"},{"name":"Donald Cluck","title":"Founding Director","crd":"863902"},{"name":"Jerry Dale III Montgomery","title":"Managing Director","crd":"1874730"},{"name":"Nolan Wood","title":"Managing Director","crd":"3041549"},{"name":"Michael Laven","title":"Chairman","crd":"1497898"}],"ownership":[{"label":"Donald Cluck","detail":"Founding director in the 10% to 25% ownership band and a control person, since January 2026."},{"label":"Michael Laven","detail":"Chairman in the 10% to 25% ownership band and a control person, since January 2026."},{"label":"Jerry Dale III Montgomery","detail":"Managing director in the 10% to 25% ownership band and a control person, since July 2002."},{"label":"Poorvi Parekh","detail":"Chief compliance officer (cco) in the 10% to 25% ownership band and a control person, since September 2013."},{"label":"Debashis Chowdhury","detail":"President in the 5% to 10% ownership band and a control person, since July 2015."},{"label":"Nolan Wood","detail":"Managing director in the 5% to 10% ownership band, since December 2015."},{"label":"Jason Levey","detail":"Chief executive officer in the 5% to 10% ownership band and a control person, since January 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"222 South Mill Ave","city":"Tempe"}]},{"state":"California","offices":1,"addresses":[{"street":"610 Newport Center Drive, Suite 500","city":"Newport Beach","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"1200 Fifth Avenue","city":"Seattle"}]}],"brochureServices":["estate planning","family office services","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"949-721-9580","stateRegisteredReps":25,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Canterbury'S Consulting and Advisory Services Include the Selection of Third-Party Money Managers That Ultimately Select and Manage the Various Underlying Asset Categories As Described Above."}],"privateFunds":16},"sources":{"adv1FilingDate":"4 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/22875/PDF/22875.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027920","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"logo":{"src":"/firms/canterbury-consulting-22875.webp","width":1562,"height":200,"tone":"light","sourceLabel":"Canterbury Consulting, website","sourceUrl":"https://www.canterburyconsulting.com/"},"otherBusiness":[],"faq":[{"question":"How many clients does Canterbury Consulting have?","answer":"Canterbury Consulting has 172 clients and manages $45.9 billion for them, as of May 2026. They include 100 high-net-worth individuals, 57 charitable organizations and 14 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Canterbury Consulting offer?","answer":"Canterbury Consulting provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and selecting other managers. Its services also include estate planning, family office services, philanthropic planning and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Canterbury Consulting use?","answer":"Canterbury Consulting’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $37,117,134,924 and Charles Schwab & Co., Inc. (Westlake, TX), with $4,788,332,883. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Canterbury Consulting have?","answer":"Canterbury Consulting has 25 investment adviser representatives registered with state securities authorities, out of 64 employees, and 25 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Canterbury Consulting invest in?","answer":"At the end of its last fiscal year, Canterbury Consulting’s separately managed accounts held 100% canterbury's consulting and advisory services include the selection of third-party money managers that ultimately select and manage the various underlying asset categories as described above.. It advises 16 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Canterbury Consulting?","answer":"Canterbury Consulting’s direct owners are Donald Cluck, Michael Laven, Jerry Dale III Montgomery, Poorvi Parekh, Debashis Chowdhury, Nolan Wood and Jason Levey, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 4 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Canterbury Consulting get paid?","answer":"Canterbury Consulting is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}