{"url":"https://nivawealth.com/firms/canterbury-capital-wealth-management-337758","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/337758","regulatoryAum":132103641,"crd":"337758","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5710890","suffix":null,"lastName":"BUTLER","firstName":"ROBERT","middleName":"BLAKE"},{"crd":"8318246","suffix":null,"lastName":"Henley","firstName":"Jacob","middleName":"Allen"},{"crd":"7911216","suffix":null,"lastName":"Vance","firstName":"Bailey","middleName":"Alexander"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134168","legalName":"Canterbury Capital Wealth Management, LLC","displayName":"Canterbury Capital Wealth Management","slug":"canterbury-capital-wealth-management-337758","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/canterbury-cap/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"302 Merchants Walk, Suite 250","city":"Tuscaloosa","state":"AL","stateName":"Alabama","country":"United States","postalCode":"35406"},"tradeNames":[],"registration":{"secApproved":"15 August 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":420626.8131147541,"staff":{"employees":7,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":132103641,"discretionary":132103641,"discretionaryAccounts":832,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":251,"regulatoryAum":43284665},{"label":"High-net-worth individuals","clients":54,"regulatoryAum":85006513},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":3812463}],"feePrograms":[{"role":"main","program":"Investment Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055196","versionId":1055196,"ratePeriod":"not_stated","fee_billing":"advance","submittedOn":"2026-08-17","documentName":"DISCLOSURE BROCHURE FOR CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC","fee_rate_low":0.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Stand-alone engagements carry a negotiable fixed fee of $1,500 to $15,000; for project work one-half is payable on signing and the balance on delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055196","versionId":1055196,"submittedOn":"2026-08-17","documentName":"DISCLOSURE BROCHURE FOR CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC"},{"role":"other","program":"Retirement Plan Consulting","summary":"Plan-sponsor consulting is a fixed project fee individually negotiated for each engagement, based on the scope of services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055196","versionId":1055196,"submittedOn":"2026-08-17","documentName":"DISCLOSURE BROCHURE FOR CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:07:50.700224+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055196","versionId":1055196,"submittedOn":"2026-08-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":132103641}],"custodyNote":"Canterbury Capital Wealth Management has custody of $58.3M in client assets for 263 clients.","leadership":[{"name":"Robert Butler","title":"Managing Member & Chief Compliance Officer","crd":"5710890"}],"ownership":[{"label":"Robert Butler","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since July 2025."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"302 Merchants Walk, Suite 250","city":"Tuscaloosa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"205-534-1310","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":50},{"label":"Securities issued by registered investment companies or business development companies","percent":44},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"17 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/337758/PDF/337758.pdf","brochureDate":"17 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055196","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Canterbury Capital Wealth Management have?","answer":"Canterbury Capital Wealth Management has 305 clients and manages $132 million for them, as of August 2026. They include 251 individual clients and 54 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Canterbury Capital Wealth Management offer?","answer":"Canterbury Capital Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Canterbury Capital Wealth Management charge?","answer":"Canterbury Capital Wealth Management charges 0.50%–1.50% for its Investment Management Fee. The brochure does not state whether the rate is annual. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE FOR CANTERBURY CAPITAL WEALTH MANAGEMENT, LLC, filed 17 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Canterbury Capital Wealth Management use?","answer":"Canterbury Capital Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $132M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Canterbury Capital Wealth Management have?","answer":"Canterbury Capital Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 7 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Canterbury Capital Wealth Management invest in?","answer":"At the end of its last fiscal year, Canterbury Capital Wealth Management’s separately managed accounts held 50% exchange-traded equities, 44% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Canterbury Capital Wealth Management?","answer":"Canterbury Capital Wealth Management’s direct owner is Robert Butler (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Canterbury Capital Wealth Management get paid?","answer":"Canterbury Capital Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Canterbury Capital Wealth Management registered with the SEC?","answer":"Yes, Canterbury Capital Wealth Management has been registered with the SEC as an investment adviser since 15 August 2025. Its CRD number is 337758 and its SEC file number is 801-134168.","source":"Form ADV Part 1A, Item 1, filed 17 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Canterbury Capital Wealth Management?","answer":"Canterbury Capital Wealth Management’s main office is at 302 Merchants Walk, Suite 250, Tuscaloosa, AL 35406. Its phone number is 205-534-1310.","source":"Form ADV Part 1A, Item 1.F, filed 17 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}