{"url":"https://nivawealth.com/firms/cantata-wealth-management-332526","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332526","regulatoryAum":101092094,"crd":"332526","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1522905","suffix":null,"lastName":"BARRY","firstName":"KEVIN","middleName":"DANIEL"},{"crd":"6014754","suffix":null,"lastName":"KRAMLICH","firstName":"CHRISTINA","middleName":"NOELLE"},{"crd":"6439462","suffix":null,"lastName":"MIRANDA","firstName":"ALFREDO","middleName":"E"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-28","regulatoryAum":65654203,"clients":22,"employees":4,"offices":4},{"filedOn":"2026-08-11","regulatoryAum":101092094,"clients":30,"employees":4,"offices":5}],"secFileNumber":"801-137021","legalName":"Cantata Wealth Management, LLC","displayName":"Cantata Wealth Management","slug":"cantata-wealth-management-332526","website":"https://cantatawealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/332526/6b2002e10913ba05-r1.webp","tone":"dark","width":668,"height":200,"sourceUrl":"https://www.cantatawealth.com/","sourceLabel":"Cantata Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/cantata-wealth","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2525 Ponce De Leon BLVD., Suite 300","city":"Coral Gables","state":"FL","stateName":"Florida","country":"United States","postalCode":"33134"},"tradeNames":["Cantata Wealth"],"registration":{"secApproved":"6 August 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BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:49:18.950193+00:00","documents":[{"name":"CANTATA WEALTH DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1050883","versionId":1050883,"submittedOn":"2026-07-07"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":98335607}],"custodyNote":"Cantata Wealth Management has custody of $30M in client assets for 12 clients.","otherCustodians":[],"leadership":[{"name":"Gregory Cheng","title":"Co-CEO and President, CCO","crd":"5009457"},{"name":"Kevin Barry","title":"Co-CEO and Chief Investment Officer","crd":"1522905"},{"name":"Jeffrey Bechtel","title":"Partner","crd":"3188258"},{"name":"Roger Hartley","title":"Partner","crd":"2331999"},{"name":"Christina Kramlich","title":"Partner","crd":"6014754"}],"ownership":[{"label":"Gregory Cheng","detail":"Co-ceo and president, cco in the 25% to 50% ownership band and a control person, since May 2024."},{"label":"Kevin Barry","detail":"Co-ceo and chief investment officer in the 25% to 50% ownership band and a control person, since May 2024."},{"label":"Roger Hartley","detail":"Partner in the 10% to 25% ownership band, since May 2024."},{"label":"Jeffrey Bechtel","detail":"Partner in the 5% to 10% ownership band, since May 2024."},{"label":"Christina Kramlich","detail":"Partner in the 10% to 25% ownership band, since May 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":4},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2525 Ponce De Leon BLVD., Suite 300","city":"Coral Gables","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-226-8282","stateRegisteredReps":3,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":41},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":2,"detail":"Pooled Investment Other Than Investment Company Or BDC."}],"privateFunds":0},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332526/PDF/332526.pdf","brochureDate":"7 July 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They include 21 high-net-worth individuals and 9 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cantata Wealth Management offer?","answer":"Cantata Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Cantata Wealth Management use?","answer":"Cantata Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $98.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cantata Wealth Management have?","answer":"Cantata Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cantata Wealth Management invest in?","answer":"At the end of its last fiscal year, Cantata Wealth Management’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 9% cash and equivalents, 2% other and 1% state and local bonds. The 2% other category is described as: Pooled Investment Other Than Investment Company Or BDC.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cantata Wealth Management?","answer":"Cantata Wealth Management’s direct owners are Gregory Cheng, Kevin Barry, Roger Hartley, Jeffrey Bechtel and Christina Kramlich, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cantata Wealth Management get paid?","answer":"Cantata Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cantata Wealth Management?","answer":"Cantata Wealth Management’s main office is at 2525 Ponce De Leon BLVD., Suite 300, Coral Gables, FL 33134. Its phone number is 844-226-8282. Its website is cantatawealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}