{"url":"https://nivawealth.com/firms/cannon-tingey-investment-advisors-107539","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107539","regulatoryAum":477715853,"crd":"107539","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4369207","suffix":null,"lastName":"TINGEY","firstName":"JON","middleName":"DAVIS"},{"crd":"7322291","suffix":null,"lastName":"Whipple","firstName":"Conner","middleName":"Douglas"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-01","regulatoryAum":298122621,"clients":330,"employees":3,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":362377309,"clients":398,"employees":3,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":340150156,"clients":395,"employees":3,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":421307907,"clients":393,"employees":3,"offices":1},{"filedOn":"2025-06-11","regulatoryAum":385013420,"clients":361,"employees":5,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":477715853,"clients":395,"employees":6,"offices":1}],"secFileNumber":"801-88169","legalName":"Cannon Tingey Investment Advisors Inc","displayName":"Cannon Tingey Investment Advisors","slug":"cannon-tingey-investment-advisors-107539","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1996","organization":"Utah corporation","fiscalYearEnd":"December","headquarters":{"street":"2101 East Murray-Holladay Road, Suite 200","city":"Salt Lake City","state":"UT","stateName":"Utah","country":"United States","postalCode":"84117"},"tradeNames":[],"registration":{"secApproved":"8 April 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fees","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.1,"from":0},{"to":3000000,"pct":0.95,"from":1000000},{"to":5000000,"pct":0.85,"from":3000000},{"to":10000000,"pct":0.75,"from":5000000},{"to":null,"pct":0.5,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015357","versionId":1015357,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-06","documentName":"CANNON TINGEY INVESTMENT ADVISORS ADV PART 2","fee_rate_low":0.5,"fee_rate_high":1.1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Other general consulting","summary":"General consulting, including expert witness work, is billed at a non-negotiable $295.00 an hour, invoiced at the end of the work or during the project.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015357","versionId":1015357,"submittedOn":"2026-03-06","documentName":"CANNON TINGEY INVESTMENT ADVISORS ADV PART 2"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:15:16.018736+00:00","documents":[{"name":"CANNON TINGEY INVESTMENT ADVISORS ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015357","versionId":1015357,"submittedOn":"2026-03-06"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015358","versionId":1015358,"submittedOn":null}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":416301357}],"custodyNote":"Cannon Tingey Investment Advisors has custody of $158M in client assets for 168 clients.","otherCustodians":[],"leadership":[{"name":"Amber Gale","title":"Chief Compliance Officer","crd":"8102306"},{"name":"Jon Tingey","title":"Principal","crd":"4369207"}],"ownership":[{"label":"Jon Tingey","detail":"Principal in the 75% or more ownership band and a control person, since June 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"2101 East Murray-Holladay Road, Suite 200","city":"Salt Lake City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-352-8166","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":70},{"label":"U.S. government/agency bonds","percent":20},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":5,"detail":"Mutual Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107539/PDF/107539.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015357","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cannon Tingey Investment Advisors have?","answer":"Cannon Tingey Investment Advisors has 395 clients and manages $478 million for them, as of March 2026. They include 231 individual clients, 107 high-net-worth individuals, and 36 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cannon Tingey Investment Advisors offer?","answer":"Cannon Tingey Investment Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cannon Tingey Investment Advisors charge?","answer":"Cannon Tingey Investment Advisors charges 0.50%–1.10% a year for its Portfolio management fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"CANNON TINGEY INVESTMENT ADVISORS ADV PART 2, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cannon Tingey Investment Advisors use?","answer":"Cannon Tingey Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $416M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cannon Tingey Investment Advisors have?","answer":"Cannon Tingey Investment Advisors has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cannon Tingey Investment Advisors invest in?","answer":"At the end of its last fiscal year, Cannon Tingey Investment Advisors’ separately managed accounts held 70% exchange-traded equities, 20% U.S. government and agency bonds, 5% other, 3% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds. The 5% other category is described as: Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cannon Tingey Investment Advisors?","answer":"Cannon Tingey Investment Advisors’ direct owner is Jon Tingey (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cannon Tingey Investment Advisors get paid?","answer":"Cannon Tingey Investment Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cannon Tingey Investment Advisors?","answer":"Cannon Tingey Investment Advisors’ main office is at 2101 East Murray-Holladay Road, Suite 200, Salt Lake City, UT 84117. Its phone number is 801-352-8166.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}