{"url":"https://nivawealth.com/firms/campbell-financial-partners-142889","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142889","regulatoryAum":202735675,"crd":"142889","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5277659","suffix":null,"lastName":"CAMPBELL","firstName":"KATHLEEN","middleName":"N"},{"crd":"4165738","suffix":null,"lastName":"MOORE","firstName":"JAMES","middleName":"HENRY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-05","regulatoryAum":134947835,"clients":110,"employees":2,"offices":3},{"filedOn":"2022-03-26","regulatoryAum":164624048,"clients":119,"employees":2,"offices":3},{"filedOn":"2023-04-10","regulatoryAum":144363368,"clients":117,"employees":2,"offices":3},{"filedOn":"2024-03-15","regulatoryAum":166055228,"clients":121,"employees":2,"offices":3},{"filedOn":"2025-02-17","regulatoryAum":176266552,"clients":125,"employees":2,"offices":3},{"filedOn":"2026-05-05","regulatoryAum":202735675,"clients":132,"employees":2,"offices":3}],"secFileNumber":"801-112579","legalName":"Campbell Financial Partners, LLC","displayName":"Campbell Financial Partners","slug":"campbell-financial-partners-142889","website":"https://campbellfinancialpartners.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2006","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"17595 S. Tamiami Trail, Suite 220","city":"Fort Myers","state":"FL","stateName":"Florida","country":"United States","postalCode":"33908"},"tradeNames":[],"registration":{"secApproved":"15 March 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1535295.5303030303,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":202735675,"discretionary":197899878,"discretionaryAccounts":508,"nonDiscretionary":4835797,"nonDiscretionaryAccounts":14,"wrapProgram":null,"nonUsClientsPct":2,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":72,"regulatoryAum":31244064},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":171414946},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":76665}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":0.9,"from":0},{"to":3000000,"pct":0.7,"from":1000000},{"to":5000000,"pct":0.4,"from":3000000},{"to":null,"pct":0.3,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004709","versionId":1004709,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-28","documentName":"CAMPBELL FINANCIAL PARTNERS, LLC FORM ADV PART 2 BROCHURE","fee_rate_low":0.3,"fee_rate_high":0.9,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":"annual","fee_minimum_annual":10000},{"role":"other","program":"Initial Financial Planning","summary":"Initial financial planning usually costs $3,000 to $5,000, fixed or hourly. Hourly work is billed at $300 an hour with a $1,200 minimum.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004709","versionId":1004709,"submittedOn":"2026-01-28","documentName":"CAMPBELL FINANCIAL PARTNERS, LLC FORM ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:31:58.458577+00:00","documents":[{"name":"CAMPBELL FINANCIAL PARTNERS, LLC FORM ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004709","versionId":1004709,"submittedOn":"2026-01-28"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":189574608}],"custodyNote":"Campbell Financial Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kathleen Campbell","title":"President, Chief Compliance Officer, Chief Executive Officer","crd":"5277659"},{"name":"James Moore","title":"Vice President","crd":"4165738"}],"ownership":[{"label":"Kathleen Campbell","detail":"President, chief compliance officer, chief executive officer in the 50% to 75% ownership band and a control person, since December 2006."},{"label":"James Moore","detail":"Vice president in the 25% to 50% ownership band and a control person, since January 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"17595 S. Tamiami Trail, Suite 220","city":"Fort Myers","headquarters":true}]}],"brochureServices":["education planning","estate planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"239-454-5333","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142889/PDF/142889.pdf","brochureDate":"28 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004709","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Campbell Financial Partners have?","answer":"Campbell Financial Partners has 132 clients and manages $203 million for them, as of May 2026. They include 72 individual clients and 60 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Campbell Financial Partners offer?","answer":"Campbell Financial Partners provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Campbell Financial Partners charge?","answer":"Campbell Financial Partners charges 0.30%–0.90% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $10,000 annual minimum.","source":"CAMPBELL FINANCIAL PARTNERS, LLC FORM ADV PART 2 BROCHURE, filed 28 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Campbell Financial Partners use?","answer":"Campbell Financial Partners’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $190M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Campbell Financial Partners have?","answer":"Campbell Financial Partners has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Campbell Financial Partners invest in?","answer":"At the end of its last fiscal year, Campbell Financial Partners’ separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 2% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Campbell Financial Partners?","answer":"Campbell Financial Partners’ direct owners are Kathleen Campbell (50% to 75%) and James Moore (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Campbell Financial Partners get paid?","answer":"Campbell Financial Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Campbell Financial Partners?","answer":"Campbell Financial Partners’ main office is at 17595 S. Tamiami Trail, Suite 220, Fort Myers, FL 33908. Its phone number is 239-454-5333. Its website is campbellfinancialpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}