{"url":"https://nivawealth.com/firms/camelot-event-driven-advisors-291798","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/291798","regulatoryAum":107799559,"crd":"291798","history":[{"filedOn":"2021-03-31","regulatoryAum":25086435,"clients":2,"employees":2,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":49792898,"clients":1,"employees":2,"offices":1},{"filedOn":"2023-06-08","regulatoryAum":59084308,"clients":4,"employees":2,"offices":1},{"filedOn":"2024-03-06","regulatoryAum":105504687,"clients":1,"employees":2,"offices":1},{"filedOn":"2025-03-24","regulatoryAum":92474496,"clients":2,"employees":2,"offices":1},{"filedOn":"2026-02-18","regulatoryAum":107799559,"clients":2,"employees":2,"offices":1}],"secFileNumber":"801-112328","legalName":"Camelot Event-Driven Advisors, LLC","displayName":"Camelot Event-Driven Advisors","slug":"camelot-event-driven-advisors-291798","website":"https://cameloteventdrivenfund.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1700 Woodlands Drive","city":"Maumee","state":"OH","stateName":"Ohio","country":"United States","postalCode":"43537"},"tradeNames":[],"registration":{"secApproved":"19 January 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":107799559,"discretionary":107799559,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":107437721},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":361838}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Camelot Event-Driven Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Hoffmeister","title":"Principal","crd":"4712982"},{"name":"Thomas Kirchner","title":"Principal","crd":"4595178"},{"name":"Darren Munn","title":"Member","crd":"3100611"},{"name":"Ashleigh Swayze","title":"CCO","crd":"4632543"}],"ownership":[{"label":"Paul Hoffmeister","detail":"Principal in the 25% to 50% ownership band and a control person, since March 2018."},{"label":"Thomas Kirchner","detail":"Principal in the 25% to 50% ownership band and a control person, since March 2018."},{"label":"Camelot Portfolios, LLC","detail":"Member in the 10% to 25% ownership band, since March 2018."},{"label":"Darren Munn","detail":"Indirect owner: a member of Camelot Portfolios, LLC in the 75% or more band and a control person, since February 2008.","parent":"Camelot Portfolios, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"1700 Woodlands Drive","city":"Maumee","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"419-794-0538","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":"1-10","assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/291798/PDF/291798.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Camelot Event-Driven Advisors have?","answer":"Camelot Event-Driven Advisors has 2 clients and manages $108 million for them, as of February 2026. They include 1 investment company and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Camelot Event-Driven Advisors offer?","answer":"Camelot Event-Driven Advisors provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Camelot Event-Driven Advisors have?","answer":"Camelot Event-Driven Advisors has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Camelot Event-Driven Advisors?","answer":"Camelot Event-Driven Advisors is owned through a holding company by Darren Munn. Its direct owners are Paul Hoffmeister, Thomas Kirchner and Camelot Portfolios, LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Camelot Event-Driven Advisors get paid?","answer":"Camelot Event-Driven Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Camelot Event-Driven Advisors?","answer":"Camelot Event-Driven Advisors’ main office is at 1700 Woodlands Drive, Maumee, OH 43537. Its phone number is 419-794-0538. Its website is cameloteventdrivenfund.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}