{"url":"https://nivawealth.com/firms/calvert-research-and-management-285127","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285127","regulatoryAum":40257330574,"crd":"285127","secFileNumber":"801-108378","legalName":"Calvert Research and Management","displayName":"Calvert Research and Management","website":"https://www.calvert.com","linkedinUrl":"https://www.linkedin.com/company/calvert-research-and-management/","founded":null,"organization":"Massachusetts other (specify)","fiscalYearEnd":"December","headquarters":{"street":"2050 M Street NW, Suite 200","city":"Washington","state":"DC","stateName":"District of Columbia","country":"United States","postalCode":"20036"},"tradeNames":[],"registration":{"secApproved":"30 September 2016","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":64,"advisory":57,"brokerDealerReps":4,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":40257330574,"discretionaryAccounts":1915,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":438441529,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Investment companies","clients":44,"regulatoryAum":39276450862},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":42257864},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":469356896},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":30823423},{"label":"Other","clients":1865,"regulatoryAum":438441529}],"fees":[],"feeNotes":[],"custodians":[{"name":"JP Morgan Chase Bank National Association","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":338163641},{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":438411529},{"name":"Caisse Des Depots Et Consignations","shortName":"Caisse Des Depots Et Consignations","location":"Paris","smaAssets":131193254}],"custodyNote":"Calvert Research and Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Von Hughes","title":"President and Chief Executive Officer","crd":"2786259"},{"name":"Hope Brown Saxton","title":"Chief Compliance Officer and Vice President","crd":"4517002"},{"name":"Victoria Eckstein","title":"Vice President","crd":"5285604"}],"ownership":[{"label":"Eaton Vance Management","detail":"Owns 100% of calvert research and management in the 75% or more ownership band and a control person, since September 2016."},{"label":"Morgan Stanley","detail":"Indirect owner: a member of Morgan Stanley Capital Management LLC in the 75% or more band and a control person, since October 2002.","parent":"Morgan Stanley Capital Management LLC"},{"label":"Morgan Stanley Capital Management LLC","detail":"Indirect owner: a holds 100% of eaton vance management of Eaton Vance Management in the 75% or more band and a control person, since August 2023.","parent":"Eaton Vance Management"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"District of Columbia","offices":1,"addresses":[{"street":"2050 M Street NW, Suite 200","city":"Washington","headquarters":true}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Post Office Square","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"1585 Broadway","city":"New York"}]},{"state":"Washington","offices":1,"addresses":[{"street":"800 Fifth Avenue","city":"Seattle"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-368-2745","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. government/agency bonds","percent":49},{"label":"U.S. state and local bonds","percent":1},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":21},{"label":"Other","percent":16,"detail":"Asset Backed Securities, Collateralized Loan Obligations (clos), Collateralized Mortgages, Commercial Mortgage Backed Securities (CMBS), Loan Participations"}],"privateFunds":0},"sources":{"adv1FilingDate":"31 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285127/PDF/285127.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Calvert Research and Management have?","answer":"Calvert Research and Management has 1,915 clients and manages $40.3 billion for them, as of July 2026. They include 1,865 other clients, 44 investment companies and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Calvert Research and Management offer?","answer":"Calvert Research and Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Calvert Research and Management use?","answer":"Calvert Research and Management’s separately managed account assets are held at Morgan Stanley Smith Barney LLC (Purchase, NY), with $438,411,529, JP Morgan Chase Bank National Association (New York, NY), with $338,163,641 and Caisse Des Depots Et Consignations (Paris), with $131,193,254. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Calvert Research and Management have?","answer":"Calvert Research and Management has 0 investment adviser representatives registered with state securities authorities, out of 64 employees, and 57 perform investment advisory functions. 4 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Calvert Research and Management invest in?","answer":"At the end of its last fiscal year, Calvert Research and Management’s separately managed accounts held 49% U.S. government and agency bonds, 21% investment grade corporate bonds, 17% exchange-traded equities, 16% asset backed securities, collateralized loan obligations (clos), collateralized mortgages, commercial mortgage backed securities (cmbs), loan participations, 1% state and local bonds and 1% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Calvert Research and Management?","answer":"Calvert Research and Management is owned through a chain of holding companies by Morgan Stanley. Its direct owner is Eaton Vance Management (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Calvert Research and Management get paid?","answer":"Calvert Research and Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}