{"url":"https://nivawealth.com/firms/cai-manager-310205","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310205","regulatoryAum":2177689001,"crd":"310205","history":[{"filedOn":"2021-03-09","regulatoryAum":235690557,"clients":5,"employees":6,"offices":1},{"filedOn":"2022-07-28","regulatoryAum":749009500,"clients":6,"employees":9,"offices":1},{"filedOn":"2023-07-21","regulatoryAum":1176301130,"clients":7,"employees":9,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":1376488081,"clients":9,"employees":15,"offices":2},{"filedOn":"2025-03-27","regulatoryAum":1523908362,"clients":12,"employees":17,"offices":2},{"filedOn":"2026-09-21","regulatoryAum":2177689001,"clients":13,"employees":17,"offices":2}],"secFileNumber":"801-119761","legalName":"Cai Manager LP","displayName":"CAI Manager","slug":"cai-manager-310205","website":"https://climateadaptiveinfra.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"39 Forrest Street, Suite 201","city":"Mill Valley","state":"CA","stateName":"California","country":"United States","postalCode":"94941"},"tradeNames":["Climate Adaptive Infrastructure"],"registration":{"secApproved":"9 November 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":17,"advisory":12,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2177689001,"discretionary":2177689001,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":8,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":2177689001}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"CAI Manager has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Cynthia Jaggi","title":"Chief Compliance Officer & Partner","crd":"7297380"},{"name":"William Green","title":"Managing Partner & Limited Partner","crd":"5936539"}],"ownership":[{"label":"William Green","detail":"Managing partner & limited partner in the 75% or more ownership band and a control person, since July 2020. Also a managing member of Climate Adaptive Infrastructure LLC in the 75% or more band and a control person, since July 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"39 Forrest Street, Suite 201","city":"Mill Valley","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"3 Columbus Circle","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-640-5422","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":13},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310205/PDF/310205.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CAI Manager have?","answer":"CAI Manager has 13 clients and manages $2.18 billion for them, as of September 2026. They include 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CAI Manager offer?","answer":"CAI Manager provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does CAI Manager have?","answer":"CAI Manager has 0 investment adviser representatives registered with state securities authorities, out of 17 employees, and 12 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CAI Manager?","answer":"CAI Manager’s direct owner is William Green (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CAI Manager get paid?","answer":"CAI Manager is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CAI Manager?","answer":"CAI Manager’s main office is at 39 Forrest Street, Suite 201, Mill Valley, CA 94941. Its phone number is 415-640-5422. Its website is climateadaptiveinfra.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}