{"url":"https://nivawealth.com/firms/buttonwood-wealth-305896","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305896","regulatoryAum":425329328,"crd":"305896","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6156102","suffix":null,"lastName":"BRAITHWAITE","firstName":"JORDAN","middleName":"DANIEL"},{"crd":"5378966","suffix":null,"lastName":"HAHN","firstName":"JEFFREY","middleName":"ALLEN"},{"crd":"4632489","suffix":null,"lastName":"NICHOLS","firstName":"JEREMY","middleName":"DUSTIN"},{"crd":"5556782","suffix":null,"lastName":"PUGLIESE","firstName":"STEVEN","middleName":"GREGORY"},{"crd":"1093884","suffix":null,"lastName":"WINES","firstName":"KIMBERLY","middleName":"KERNS"},{"crd":"5900302","suffix":null,"lastName":"ZIMMERMAN","firstName":"LUCY","middleName":null}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-25","regulatoryAum":210125072,"clients":258,"employees":7,"offices":2},{"filedOn":"2022-02-16","regulatoryAum":239904863,"clients":296,"employees":6,"offices":2},{"filedOn":"2023-03-16","regulatoryAum":234040844,"clients":317,"employees":6,"offices":2},{"filedOn":"2024-03-06","regulatoryAum":266113846,"clients":328,"employees":6,"offices":2},{"filedOn":"2025-02-13","regulatoryAum":306948786,"clients":342,"employees":6,"offices":2},{"filedOn":"2026-02-11","regulatoryAum":425329328,"clients":406,"employees":7,"offices":3}],"secFileNumber":"801-117676","legalName":"Buttonwood Wealth, LLC","displayName":"Buttonwood Wealth","slug":"buttonwood-wealth-305896","website":"https://bwlegacy.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/305896/d5320a0c72051e40-r1.webp","tone":"light","width":1248,"height":200,"sourceUrl":"https://bwlegacy.com/","sourceLabel":"Buttonwood Wealth, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/buttonwood-wealth/","founded":"2019","organization":"Virginia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"27 West Boscawen Street","city":"Winchester","state":"VA","stateName":"Virginia","country":"United States","postalCode":"22601"},"tradeNames":[],"registration":{"secApproved":"21 November 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1038735.0426065163,"staff":{"employees":7,"advisory":6,"brokerDealerReps":4,"insuranceAgents":4,"promoters":1},"aum":{"regulatory":425329328,"discretionary":424635814,"discretionaryAccounts":1049,"nonDiscretionary":693514,"nonDiscretionaryAccounts":13,"wrapProgram":424635814,"nonUsClientsPct":0,"nonAumClients":5},"clientTypes":[{"label":"Individuals (other than HNW)","clients":292,"regulatoryAum":88087219},{"label":"High-net-worth individuals","clients":107,"regulatoryAum":326368063},{"label":"Charitable organizations","clients":5,"regulatoryAum":9353058},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":1520988}],"feePrograms":[{"role":"other","program":"Buttonwood Wealth Wrap Fee Program","summary":"A single negotiable asset-based wrap fee covers portfolio management, custody and trade execution, with a maximum of 1.50%, billed quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008219","versionId":1008219,"submittedOn":"2026-02-11","documentName":"BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE"},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is charged at a negotiable hourly fee of $300.00, fully waived for clients who engage the firm for ongoing portfolio management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008219","versionId":1008219,"submittedOn":"2026-02-11","documentName":"BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE"},{"role":"other","program":"Web-Based Portfolio Management (Betterment)","summary":"Advisory fee for web-based portfolio management is 0.50% of account value annualized, billed quarterly in advance and negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008219","versionId":1008219,"submittedOn":"2026-02-11","documentName":"BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:47:39.855323+00:00","documents":[{"name":"BUTTONWOOD WEALTH FORM ADV PART 2 BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008219","versionId":1008219,"submittedOn":"2026-02-11"}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":424635814}],"custodyNote":"Buttonwood Wealth has custody of $5.26M in client assets for 4 clients.","leadership":[{"name":"Jeffrey Hahn","title":"Managing Member/Chief Compliance Officer","crd":"5378966"}],"ownership":[{"label":"Jeffrey Hahn","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since June 2018."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Virginia","offices":3,"addresses":[{"street":"27 West Boscawen Street","city":"Winchester","headquarters":true},{"street":"101 West Cork Street","city":"Winchester"},{"street":"110 West Washington Street","city":"Middleburg"}]}],"brochureServices":["education planning","estate planning","insurance","retirement plan services"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"540-662-5233","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":8},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":88},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"11 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305896/PDF/305896.pdf","brochureDate":"11 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1008219","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Buttonwood Wealth have?","answer":"Buttonwood Wealth has 406 clients and manages $425 million for them, as of February 2026. They include 292 individual clients, 107 high-net-worth individuals and 5 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Buttonwood Wealth offer?","answer":"Buttonwood Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, estate planning, insurance, and retirement plan services.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Buttonwood Wealth use?","answer":"Buttonwood Wealth’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $425M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Buttonwood Wealth have?","answer":"Buttonwood Wealth has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Buttonwood Wealth invest in?","answer":"At the end of its last fiscal year, Buttonwood Wealth’s separately managed accounts held 88% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Buttonwood Wealth?","answer":"Buttonwood Wealth’s direct owner is Jeffrey Hahn (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Buttonwood Wealth get paid?","answer":"Buttonwood Wealth is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Buttonwood Wealth registered with the SEC?","answer":"Yes, Buttonwood Wealth has been registered with the SEC as an investment adviser since 21 November 2019. Its CRD number is 305896 and its SEC file number is 801-117676.","source":"Form ADV Part 1A, Item 1, filed 11 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Buttonwood Wealth?","answer":"Buttonwood Wealth’s main office is at 27 West Boscawen Street, Winchester, VA 22601. Its phone number is 540-662-5233. Its website is bwlegacy.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}