{"url":"https://nivawealth.com/firms/buttonwood-financial-group-151164","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151164","regulatoryAum":659465030,"crd":"151164","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6578841","suffix":null,"lastName":"Brown","firstName":"Danielle","middleName":"Marie"},{"crd":"6564965","suffix":null,"lastName":"Carriedo Samaniego","firstName":"Carlos","middleName":"Eduardo"},{"crd":"6798684","suffix":null,"lastName":"GASBARRO","firstName":"MITCHELL","middleName":"IAN"},{"crd":"6066712","suffix":null,"lastName":"GRAF","firstName":"RACHAEL","middleName":"MICHELLE"},{"crd":"8189248","suffix":null,"lastName":"Ludlow","firstName":"Kaden","middleName":"Hayes"},{"crd":"2056654","suffix":null,"lastName":"MCGRAW","firstName":"JON","middleName":"MICHAEL"},{"crd":"3006269","suffix":null,"lastName":"PASTORINO","firstName":"VINCENT","middleName":"IAN"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-23","regulatoryAum":510715273,"clients":368,"employees":10,"offices":1},{"filedOn":"2022-04-29","regulatoryAum":583747824,"clients":387,"employees":11,"offices":1},{"filedOn":"2023-06-24","regulatoryAum":532353343,"clients":404,"employees":11,"offices":1},{"filedOn":"2024-05-02","regulatoryAum":625489432,"clients":403,"employees":15,"offices":1},{"filedOn":"2025-04-30","regulatoryAum":696762721,"clients":548,"employees":14,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":659465030,"clients":429,"employees":12,"offices":1}],"secFileNumber":"801-70536","legalName":"Buttonwood Financial Group, LLC","displayName":"Buttonwood Financial Group","slug":"buttonwood-financial-group-151164","website":"https://buttonwoodfg.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/151164/d00c7e18d34ed9b8-r1.webp","tone":"light","width":927,"height":200,"sourceUrl":"https://www.buttonwoodfg.com/","sourceLabel":"Buttonwood Financial Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/buttonwood-financial-group-llc/","xUrl":"https://twitter.com/ButtonwoodFG/","founded":null,"organization":"Missouri limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3013 Main Street","city":"Kansas City","state":"MO","stateName":"Missouri","country":"United States","postalCode":"64108-3323"},"tradeNames":[],"registration":{"secApproved":"24 August 2009","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1480787.9047619049,"staff":{"employees":12,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":659465030,"discretionary":506856679,"discretionaryAccounts":1433,"nonDiscretionary":152608351,"nonDiscretionaryAccounts":140,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":1},"clientTypes":[{"label":"Individuals (other than HNW)","clients":315,"regulatoryAum":303591201},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":193953535},{"label":"Pension and profit-sharing plans","clients":79,"regulatoryAum":37864588},{"label":"Charitable organizations","clients":5,"regulatoryAum":8196168},{"label":"Corporations and other businesses","clients":9,"regulatoryAum":115859538}],"feePrograms":[{"role":"main","program":"Investment Management Fee","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037122","versionId":1037122,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"FORM ADV PART 2A - 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They include 315 individual clients, 79 pension and profit-sharing plans, and 21 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Buttonwood Financial Group offer?","answer":"Buttonwood Financial Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Buttonwood Financial Group charge?","answer":"Buttonwood Financial Group charges 0.40%–0.80% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A - MARCH 2026, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Buttonwood Financial Group use?","answer":"Buttonwood Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $587M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Buttonwood Financial Group have?","answer":"Buttonwood Financial Group has 7 investment adviser representatives registered with state securities authorities, out of 12 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Buttonwood Financial Group invest in?","answer":"At the end of its last fiscal year, Buttonwood Financial Group’s separately managed accounts held 58% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 7% state and local bonds, 6% cash and equivalents, 5% U.S. government and agency bonds, 2% non-exchange-traded equities and 2% other. The 2% other category is described as: Includes Fixed and Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Buttonwood Financial Group?","answer":"Buttonwood Financial Group is owned through a trust by Jon McGraw. Its direct owners are McGraw JT Revocable Trust (75% or more) and Vincent Pastorino (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Buttonwood Financial Group get paid?","answer":"Buttonwood Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Buttonwood Financial Group registered with the SEC?","answer":"Yes, Buttonwood Financial Group has been registered with the SEC as an investment adviser since 24 August 2009. Its CRD number is 151164 and its SEC file number is 801-70536.","source":"Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Buttonwood Financial Group?","answer":"Buttonwood Financial Group’s main office is at 3013 Main Street, Kansas City, MO 64108-3323. Its phone number is 816-285-9000. Its website is buttonwoodfg.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/buttonwood-financial-group-151164/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1847661/000184766126000012/0001847661-26-000012-index.html","totalValue":174977797,"positionCount":33,"top10Share":0.8181766627225282,"top10":[{"issuer":"BLACKROCK ETF TRUST","titleOfClass":"ISHARES US EQUIT","cusip":"09290C103","value":31227450,"shares":459161,"shareType":"SH","priorValue":30734363,"priorShares":528266},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500ETF","cusip":"78464A854","value":22966460,"shares":261338,"shareType":"SH","priorValue":16753806,"priorShares":218889},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"AVANTIS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}