{"url":"https://nivawealth.com/firms/buckram-securities-126976","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/126976","regulatoryAum":117253324,"crd":"126976","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1452927","suffix":null,"lastName":"DEBUONA","firstName":"PETER","middleName":"PHILIP"},{"crd":"6491895","suffix":null,"lastName":"FILIPPONE","firstName":"ERIC","middleName":"MATTHEW"},{"crd":"5917718","suffix":"Sr.","lastName":"SCHAEFER","firstName":"ROBERT","middleName":"L"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-15","regulatoryAum":62201429,"clients":118,"employees":4,"offices":1},{"filedOn":"2022-01-13","regulatoryAum":84127707,"clients":135,"employees":3,"offices":1},{"filedOn":"2023-07-05","regulatoryAum":67830230,"clients":129,"employees":3,"offices":1},{"filedOn":"2024-02-07","regulatoryAum":77239675,"clients":129,"employees":3,"offices":1},{"filedOn":"2025-04-25","regulatoryAum":92729815,"clients":133,"employees":3,"offices":1},{"filedOn":"2026-02-25","regulatoryAum":117253324,"clients":173,"employees":3,"offices":1}],"secFileNumber":"801-110136","legalName":"Buckram Securities LTD","displayName":"Buckram Securities","slug":"buckram-securities-126976","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"168 Forest Avenue, Suite 202","city":"Locust Valley","state":"NY","stateName":"New York","country":"United States","postalCode":"11560"},"tradeNames":[],"registration":{"secApproved":"17 March 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":677764.8786127168,"staff":{"employees":3,"advisory":2,"brokerDealerReps":3,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":117253324,"discretionary":117253324,"discretionaryAccounts":173,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":117253324,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":139,"regulatoryAum":47943384},{"label":"High-net-worth individuals","clients":34,"regulatoryAum":69309940}],"feePrograms":[{"role":"main","program":"Buckram Wealth Management Program","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011822","versionId":1011822,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-02-25","documentName":"WRAP BROCHURE - 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They include 139 individual clients and 34 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Buckram Securities offer?","answer":"Buckram Securities provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Buckram Securities charge?","answer":"Buckram Securities charges 0.75%–1.00% a year for its Buckram Wealth Management Program. The fee is billed in arrears.","source":"WRAP BROCHURE - FORM ADV PART 2A, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Buckram Securities have?","answer":"Buckram Securities has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Buckram Securities invest in?","answer":"At the end of its last fiscal year, Buckram Securities’ separately managed accounts held 46% registered funds (mutual funds, ETFs, BDCs), 42% exchange-traded equities, 5% U.S. government and agency bonds, 5% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Buckram Securities?","answer":"Buckram Securities’ direct owner is Peter Philip Debuona (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Buckram Securities get paid?","answer":"Buckram Securities is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Buckram Securities?","answer":"Buckram Securities’ main office is at 168 Forest Avenue, Suite 202, Locust Valley, NY 11560. Its phone number is 516-759-7400.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}