{"url":"https://nivawealth.com/firms/bsp-clo-management-304962","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/304962","regulatoryAum":12238930780,"crd":"304962","secFileNumber":"801-117734","legalName":"BSP Clo Management LLC","displayName":"BSP Clo Management","website":null,"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"One Madison Avenue, Suite 1600","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10010"},"tradeNames":[],"registration":{"secApproved":"2 December 2019","noticeFilings":6,"latestNoticeFiling":"29 March 2024","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"California","effectiveDate":"2024-03-29"},{"status":"Notice Filed","jurisdiction":"Delaware","effectiveDate":"2024-03-29"},{"status":"Notice Filed","jurisdiction":"Florida","effectiveDate":"2024-03-29"},{"status":"Notice Filed","jurisdiction":"New York","effectiveDate":"2024-03-29"},{"status":"Notice Filed","jurisdiction":"North Carolina","effectiveDate":"2024-03-29"},{"status":"Notice Filed","jurisdiction":"Texas","effectiveDate":"2024-03-29"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2019-12-02"}]}},"staff":{"employees":241,"advisory":110,"brokerDealerReps":5,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12238930780,"discretionaryAccounts":22,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":22,"regulatoryAum":12238930780}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"BSP Clo Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Manlowe","title":"Chief Executive Officer","crd":"2340122"},{"name":"Bryan Martoken","title":"Chief Financial Officer and Co-Chief Operating Officer","crd":"4669169"},{"name":"Allison Davi","title":"Co-Chief Operating Officer","crd":"4970659"},{"name":"Enrico Gallo","title":"Chief Compliance Officer","crd":"7910834"},{"name":"Shirley Hambelton","title":"General Counsel","crd":"8061910"}],"ownership":[{"label":"BSP Clo Sma I Master Fund LP","detail":"Member in the 75% or more ownership band and a control person, since July 2019."},{"label":"BSP Clo Sma I GP, LP","detail":"Indirect owner: general partner of BSP Clo Sma I Master Fund LP and a control person, since July 2019.","parent":"BSP Clo Sma I Master Fund LP"},{"label":"BSP Clo Sma I LP","detail":"Indirect owner: a limited partner of BSP Clo Sma I Master Fund LP in the 75% or more band and a control person, since June 2019.","parent":"BSP Clo Sma I Master Fund LP"},{"label":"BSP Clo Sma Ultimate GP","detail":"Indirect owner: general partner of BSP Clo Sma I GP, LP and a control person, since June 2019.","parent":"BSP Clo Sma I GP, LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[{"city":"RANGA REDDY, HYDERABAD","country":"India","postalCode":"500019","street":"PLOT NO. 18-23, FRANKLIN TEMPLETON PARK","display":{"city":"RANGA REDDY, HYDERABAD","region":null,"postalCode":"500019","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1212 Broadway Plaza","city":"Walnut Creek"}]},{"state":"Florida","offices":1,"addresses":[{"street":"360 South Rosemary Avenue","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"One Madison Avenue, Suite 1600","city":"New York","headquarters":true}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"4242 Six Forks Road","city":"Raleigh"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-588-6770","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":22},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/304962/PDF/304962.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does BSP Clo Management have?","answer":"BSP Clo Management has 22 clients and manages $12.2 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does BSP Clo Management offer?","answer":"BSP Clo Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does BSP Clo Management have?","answer":"BSP Clo Management has 0 investment adviser representatives registered with state securities authorities, out of 241 employees, and 110 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns BSP Clo Management?","answer":"BSP Clo Management is owned through a holding company by BSP Clo Sma I LP. Its direct owner is BSP Clo Sma I Master Fund LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does BSP Clo Management get paid?","answer":"BSP Clo Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}