{"url":"https://nivawealth.com/firms/bsc-capital-partners-284338","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/284338","regulatoryAum":125816727,"crd":"284338","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5623134","suffix":null,"lastName":"Evans","firstName":"Matthew","middleName":"David"},{"crd":"7211309","suffix":null,"lastName":"Millmier","firstName":"Cory","middleName":"John"},{"crd":"4171619","suffix":null,"lastName":"SHAW","firstName":"JASON","middleName":"WAYNE"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-136076","legalName":"BSC Capital Partners, LLC","displayName":"BSC Capital Partners","slug":"bsc-capital-partners-284338","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Iowa limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1031 Office Park Road, Suite 4","city":"West Des Moines","state":"IA","stateName":"Iowa","country":"United States","postalCode":"50265"},"tradeNames":[],"registration":{"secApproved":"6 May 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":391952.4205607477,"staff":{"employees":5,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":125816727,"discretionary":125816727,"discretionaryAccounts":728,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":288,"regulatoryAum":69981794},{"label":"High-net-worth individuals","clients":33,"regulatoryAum":55834933}],"feePrograms":[{"role":"main","program":"Asset Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049872","versionId":1049872,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-06-29","documentName":"BSC CAPITAL PARTNERS ADV PART 2A AND 2B","fee_rate_low":0.95,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting Services","summary":"Consulting services are billed hourly at $150 to $350, or as a fixed fee generally from $100 to no more than $5,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049872","versionId":1049872,"submittedOn":"2026-06-29","documentName":"BSC CAPITAL PARTNERS ADV PART 2A AND 2B"},{"role":"other","program":"Financial Planning","summary":"Financial planning is billed hourly at $150 to $350, or as a fixed fee generally from $500 to no more than $5,000, with the fixed fee agreed in the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049872","versionId":1049872,"submittedOn":"2026-06-29","documentName":"BSC CAPITAL PARTNERS ADV PART 2A AND 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:30:35.164298+00:00","documents":[{"name":"BSC CAPITAL PARTNERS ADV PART 2A AND 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049872","versionId":1049872,"submittedOn":"2026-06-29"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":122423719}],"custodyNote":"BSC Capital Partners does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jason Shaw","title":"Managing Member and Chief Compliance Officer","crd":"4171619"}],"ownership":[{"label":"Jason W. Shaw Revocable Trust U/A December 3, 2025","detail":"Owner in the 75% or more ownership band and a control person, since December 2025."},{"label":"Jason Shaw","detail":"Indirect owner: a trustee of Jason W. Shaw Revocable Trust U/A December 3, 2025 in the 75% or more band and a control person, since December 2025.","parent":"Jason W. Shaw Revocable Trust U/A December 3, 2025"},{"label":"Shannon Shaw","detail":"Indirect owner: trustee of Jason W. Shaw Revocable Trust U/A December 3, 2025 and a control person, since December 2025.","parent":"Jason W. Shaw Revocable Trust U/A December 3, 2025"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Iowa","offices":1,"addresses":[{"street":"1031 Office Park Road, Suite 4","city":"West Des Moines","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"515-225-1185","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":90},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/284338/PDF/284338.pdf","brochureDate":"29 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049872","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does BSC Capital Partners have?","answer":"BSC Capital Partners has 321 clients and manages $126 million for them, as of June 2026. They include 288 individual clients and 33 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does BSC Capital Partners offer?","answer":"BSC Capital Partners provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does BSC Capital Partners charge?","answer":"BSC Capital Partners charges 0.95%–1.25% a year for its Asset Management Services. The fee is billed in advance or in arrears and is negotiable.","source":"BSC CAPITAL PARTNERS ADV PART 2A AND 2B, filed 29 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does BSC Capital Partners use?","answer":"BSC Capital Partners’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $122M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does BSC Capital Partners have?","answer":"BSC Capital Partners has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does BSC Capital Partners invest in?","answer":"At the end of its last fiscal year, BSC Capital Partners’ separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 4% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns BSC Capital Partners?","answer":"BSC Capital Partners is owned through a trust by Jason Shaw. Its direct owner is Jason W. Shaw Revocable Trust U/A December 3, 2025 (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does BSC Capital Partners get paid?","answer":"BSC Capital Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact BSC Capital Partners?","answer":"BSC Capital Partners’ main office is at 1031 Office Park Road, Suite 4, West Des Moines, IA 50265. Its phone number is 515-225-1185.","source":"Form ADV Part 1A, Item 1.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}