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The fee is billed in arrears and is negotiable.","source":"ADV PART II BROCHURE, filed 29 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Brooks, Moore & Associates use?","answer":"Brooks, Moore & Associates’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $202M, Regions Bank (Birmingham, AL), with $68.9M and First Horizon National Association (Chattanooga, TN), with $61.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brooks, Moore & Associates have?","answer":"Brooks, Moore & Associates has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brooks, Moore & Associates invest in?","answer":"At the end of its last fiscal year, Brooks, Moore & Associates’ separately managed accounts held 48% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 10% cash and equivalents, 6% investment grade corporate bonds, 4% U.S. government and agency bonds and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brooks, Moore & Associates?","answer":"Brooks, Moore & Associates’ direct owners are Jay Brooks (25% to 50%) and Richard Moore (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brooks, Moore & Associates get paid?","answer":"Brooks, Moore & Associates is paid through a percentage of assets under management and fixed fees. 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