{"url":"https://nivawealth.com/firms/brookfield-asset-management-pic-us-151599","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151599","regulatoryAum":105300260957,"crd":"151599","secFileNumber":"801-72031","legalName":"Brookfield Asset Management Pic US, LLC","displayName":"Brookfield Asset Management Pic US","website":"https://www.brookfield.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Brookfield, 225 Liberty Street, 8th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10281-1023"},"tradeNames":["Brookfield Asset Management Private Institutional Capital Adviser US, LLC"],"registration":{"secApproved":"10 December 2010","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1790,"advisory":1790,"brokerDealerReps":84,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":103980572165,"discretionaryAccounts":126,"nonDiscretionary":1319688792,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":28,"nonAumClients":5},"clientTypes":[{"label":"Pooled investment vehicles","clients":116,"regulatoryAum":96944008534},{"label":"Insurance companies","clients":2,"regulatoryAum":530066679},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":6541762856},{"label":"Other","clients":7,"regulatoryAum":1284422888}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"US Bank Trust","shortName":"US Bank Trust","location":"New York, NY","smaAssets":96658405}],"custodyNote":"Brookfield Asset Management Pic US has custody of $105.30B for 127 clients.","otherCustodians":[],"leadership":[{"name":"Lowell Baron","title":"Chief Executive Officer, Real Estate","crd":"2943048"},{"name":"Bruce Flatt","title":"Managing Partner and Chief Executive Officer of Brookfield Corporation","crd":"5718634"},{"name":"Connor Teskey","title":"Chief Executive Officer of Brookfield Asset Management LTD","crd":"7359378"},{"name":"Ben Brown","title":"President, Real Estate","crd":"7358786"},{"name":"Brad Hyler","title":"President, Real Estate","crd":"8247393"},{"name":"Nicholas Goodman","title":"Chief Financial Officer, Brookfield Corporation","crd":"7336708"},{"name":"Justin Beber","title":"Chief Operating Officer and General Counsel","crd":"7345873"},{"name":"Ronald Fisher-Dayn","title":"Managing Partner and Chief Compliance Officer","crd":"6257213"},{"name":"Brian Kingston","title":"Executive Chair, Real Estate","crd":"5775857"},{"name":"Anuj Ranjan","title":"Managing Partner","crd":"7358778"}],"ownership":[{"label":"Brookfield Property Group LLC","detail":"Member in the 75% or more ownership band, since March 2014."},{"label":"Brookfield US Holdings Inc.","detail":"Indirect owner: a shareholder of Brookfield US Inc. in the 75% or more band and a control person, since January 2003.","parent":"Brookfield US Inc."},{"label":"Brookfield Corporation","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 75% or more band, since January 2012.","parent":"Brookfield Asset Management Ulc"},{"label":"Brookfield Property Master Holdings LLC","detail":"Indirect owner: a shareholder of Brookfield Property Group LLC in the 75% or more band and a control person, since December 2018.","parent":"Brookfield Property Group LLC"},{"label":"Brookfield US Inc.","detail":"Indirect owner: a shareholder of Brookfield Property Master Holdings LLC in the 75% or more band and a control person, since January 2016.","parent":"Brookfield Property Master Holdings LLC"},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a shareholder of Brookfield US Holdings Inc. in the 75% or more band and a control person, since November 2022.","parent":"Brookfield US Holdings Inc."},{"label":"Brookfield Asset Management LTD","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 25% to 50% band, since December 2022.","parent":"Brookfield Asset Management Ulc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":46,"privateResidences":0},"listedOfficeAddresses":9,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"685 Market ST","city":"San Francisco"},{"street":"333 S Grand Ave","city":"Los Angeles"},{"street":"350 Camino De La Reina","city":"San Diego"}]},{"state":"District of Columbia","offices":1,"addresses":[{"street":"655 New York Avenue NW","city":"Washington"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"1180 Peachtree ST. Ne","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"350 N Orleans Street","city":"Chicago"}]},{"state":"New York","offices":1,"addresses":[{"street":"Brookfield, 225 Liberty Street, 8th Floor","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"127 Public Square","city":"Cleveland"}]},{"state":"Texas","offices":1,"addresses":[{"street":"2101 Cedar Springs Road","city":"Dallas"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-417-7000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":116},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151599/PDF/151599.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brookfield Asset Management Pic US have?","answer":"Brookfield Asset Management Pic US has 127 clients and manages $105.3 billion for them, as of August 2026. They include 116 pooled investment vehicles, 7 other clients and 2 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brookfield Asset Management Pic US offer?","answer":"Brookfield Asset Management Pic US provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Brookfield Asset Management Pic US use?","answer":"Brookfield Asset Management Pic US’s separately managed account assets are held at US Bank Trust (New York, NY), with $96,658,405. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brookfield Asset Management Pic US have?","answer":"Brookfield Asset Management Pic US has 0 investment adviser representatives registered with state securities authorities, out of 1,790 employees, and 1,790 perform investment advisory functions. 84 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brookfield Asset Management Pic US invest in?","answer":"At the end of its last fiscal year, Brookfield Asset Management Pic US’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 116 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brookfield Asset Management Pic US?","answer":"Brookfield Asset Management Pic US is owned through a chain of holding companies by Brookfield Corporation and Brookfield Asset Management LTD. Its direct owner is Brookfield Property Group LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brookfield Asset Management Pic US get paid?","answer":"Brookfield Asset Management Pic US is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}