{"url":"https://nivawealth.com/firms/brookfield-asset-management-pic-canada-151605","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/151605","regulatoryAum":152132514240,"crd":"151605","secFileNumber":"801-70688","legalName":"Brookfield Asset Management Pic Canada, LP","displayName":"Brookfield Asset Management Pic Canada","website":"https://www.brookfield.com/","founded":null,"organization":"limited partnership organized in Canada","fiscalYearEnd":"December","headquarters":{"street":"Brookfield Place, Suite 100, 181 Bay Street","city":"Toronto, Ontario","state":"","stateName":"","country":"Canada","postalCode":"M5J 2T3"},"tradeNames":["Brookfield Asset Management Private Institutional Capital Adviser (canada), LP"],"registration":{"secApproved":"16 November 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1413,"advisory":1413,"brokerDealerReps":84,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":152132514240,"discretionaryAccounts":139,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":46,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":2716658021},{"label":"Pooled investment vehicles","clients":136,"regulatoryAum":149346806745},{"label":"Other","clients":2,"regulatoryAum":69049474}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Brookfield Asset Management Pic Canada has custody of $152.13B for 139 clients.","otherCustodians":[],"leadership":[{"name":"Bruce Flatt","title":"Managing Partner and Chief Executive Officer of Brookfield Corporation","crd":"5718634"},{"name":"Samuel Pollock","title":"Managing Partner and Chief Executive Officer, Infrastructure","crd":"6777291"},{"name":"Connor Teskey","title":"Chief Executive Officer of Brookfield Asset Management LTD, Chief Executive Officer, Renewable Power and Transition","crd":"7359378"},{"name":"Stewart Upson","title":"Managing Partner, Chief Executive Officer, Asia Pacific","crd":"7358787"},{"name":"Scott Peak","title":"President and Head of the Americas for Brookfield'S Infrastructure Group","crd":"4205478"},{"name":"Nicholas Goodman","title":"Chief Financial Officer, Brookfield Corporation","crd":"7336708"},{"name":"Hadley Peer Marshall","title":"Chief Financial Officer, Brookfield Asset Management LTD","crd":"4592100"},{"name":"Justin Beber","title":"Chief Operating Officer and General Counsel","crd":"7345873"},{"name":"Ronald Fisher-Dayn","title":"Managing Partner and Chief Compliance Officer","crd":"6257213"},{"name":"Lori Pearson","title":"Managing Partner and Vice Chair of Brookfield Corporation","crd":"7336704"},{"name":"Anuj Ranjan","title":"Managing Partner","crd":"7358778"},{"name":"Sikander Rashid","title":"Head of Europe for Brookfield'S Infrastructure Group","crd":"8247557"},{"name":"Benjamin Vaughan","title":"Managing Partner","crd":"6268405"}],"ownership":[{"label":"Brookfield Infrastructure GP Ulc","detail":"General partner in the 75% or more ownership band and a control person, since December 2022."},{"label":"Big Manager Holdings LP","detail":"Limted partner in the 75% or more ownership band and a control person, since April 2023."},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a shareholder of Brookfield Infrastructure GP Ulc in the 75% or more band and a control person, since December 2022.","parent":"Brookfield Infrastructure GP Ulc"},{"label":"Brookfield Corporation","detail":"Indirect owner: a shareholder of Big Manager Holdings LP in the 50% to 75% band and a control person, since December 2022.","parent":"Big Manager Holdings LP"},{"label":"Brookfield Asset Management LTD","detail":"Indirect owner: a shareholder of Big Manager Holdings LP in the 25% to 50% band and a control person, since December 2022.","parent":"Big Manager Holdings LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":36,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"1000 Lake Street","city":"Alpharetta"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"350 N Orleans Street","city":"Chicago"},{"street":"110 North Wacker Drive","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"200 Donald Lynch BLVD","city":"Marlborough"}]},{"state":"New York","offices":1,"addresses":[{"street":"Brookfield Place","city":"New York"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"127 Public Square","city":"Cleveland"}]},{"state":"Texas","offices":1,"addresses":[{"street":"1200 Smith Street","city":"Houston"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"416-363-9491","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":135},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/151605/PDF/151605.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brookfield Asset Management Pic Canada have?","answer":"Brookfield Asset Management Pic Canada has 139 clients and manages $152.1 billion for them, as of August 2026. They include 136 pooled investment vehicles, 2 other clients and 1 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brookfield Asset Management Pic Canada offer?","answer":"Brookfield Asset Management Pic Canada provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Brookfield Asset Management Pic Canada have?","answer":"Brookfield Asset Management Pic Canada has 0 investment adviser representatives registered with state securities authorities, out of 1,413 employees, and 1,413 perform investment advisory functions. 84 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brookfield Asset Management Pic Canada invest in?","answer":"At the end of its last fiscal year, Brookfield Asset Management Pic Canada’s separately managed accounts held 100% pooled vehicles (private funds and similar). It advises 135 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brookfield Asset Management Pic Canada?","answer":"Brookfield Asset Management Pic Canada is owned through holding companies by Brookfield Asset Management Ulc, Brookfield Corporation and Brookfield Asset Management LTD. Its direct owners are Brookfield Infrastructure GP Ulc (75% or more) and Big Manager Holdings LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brookfield Asset Management Pic Canada get paid?","answer":"Brookfield Asset Management Pic Canada is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}