{"url":"https://nivawealth.com/firms/brookfield-asset-management-pic-adviser-private-equity-171207","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/171207","regulatoryAum":73815884710,"crd":"171207","secFileNumber":"801-79916","legalName":"Brookfield Asset Management Pic Adviser (private Equity), L.P.","displayName":"Brookfield Asset Management Pic Adviser (private Equity)","website":"https://www.brookfield.com/","founded":null,"organization":"limited partnership organized in Canada","fiscalYearEnd":"December","headquarters":{"street":"Brookfield Place, Suite 300, 181 Bay Street","city":"Toronto, Ontario","state":"","stateName":"","country":"Canada","postalCode":"M5J 2T3"},"tradeNames":[],"registration":{"secApproved":"25 June 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":1402,"advisory":1402,"brokerDealerReps":84,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":73815884710,"discretionaryAccounts":125,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":55,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":125,"regulatoryAum":73815884710}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Brookfield Asset Management Pic Adviser (private Equity) has custody of $73.82B for 125 clients.","otherCustodians":[],"leadership":[{"name":"Bruce Flatt","title":"Managing Partner and Chief Executive Officer of Brookfield Corporation","crd":"5718634"},{"name":"Anuj Ranjan","title":"Managing Partner and Chief Executive Officer of Brookfield Private Equity Group","crd":"7358778"},{"name":"Connor Teskey","title":"Managing Partner and Chief Executive Officer of Brookfield Asset Management LTD","crd":"7359378"},{"name":"David Nowak","title":"Managing Partner and President of Brookfield Private Equity Group","crd":"8247508"},{"name":"Nicholas Goodman","title":"Managing Partner and Chief Financial Officer of Brookfield Corporation","crd":"7336708"},{"name":"Hadley Peer Marshall","title":"Managing Partner and Chief Financial Officer of Brookfield Asset Management LTD.","crd":"4592100"},{"name":"Justin Beber","title":"Managing Partner and Chief Operating Officer of Brookfield Corporation and General Counsel","crd":"7345873"},{"name":"Ronald Fisher-Dayn","title":"Managing Partner and Chief Compliance Officer","crd":"6257213"},{"name":"Ben Brown","title":"Managing Partner","crd":"7358786"},{"name":"Dave Gregory","title":"Managing Partner and Chief Investment Officer of Brookfield Private Equity Group","crd":"8247511"},{"name":"Cyrus Madon","title":"Managing Partner and Executive Chairman of Brookfield Private Equity Group","crd":"6775775"},{"name":"Lori Pearson","title":"Managing Partner and Vice Chair of Brookfield Corporation","crd":"7336704"},{"name":"Sachin Shah","title":"Managing Partner","crd":"6777197"},{"name":"Stewart Upson","title":"Managing Partner","crd":"7358787"}],"ownership":[{"label":"Bpeg Manager Holdings LP","detail":"Limited partner in the 75% or more ownership band and a control person, since November 2022."},{"label":"Brookfield Asset Management Ulc","detail":"Indirect owner: a shareholder of Brookfield Pe GP Ulc in the 75% or more band and a control person, since December 2022. Also a shareholder of Bpeg Manager Holdings LP in the 75% or more band and a control person, since December 2022.","parent":"Brookfield Pe GP Ulc"},{"label":"Brookfield Corporation","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 50% to 75% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"},{"label":"Brookfield Asset Management LTD","detail":"Indirect owner: a shareholder of Brookfield Asset Management Ulc in the 25% to 50% band and a control person, since December 2022.","parent":"Brookfield Asset Management Ulc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":31,"privateResidences":0},"listedOfficeAddresses":8,"officesByState":[{"state":"California","offices":3,"addresses":[{"street":"2740 Sand Hill RD","city":"Menlo Park"},{"street":"3011 Townsgate Road","city":"Westlake Village"},{"street":"685 Market Street","city":"San Francisco"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"350 N Orleans Street","city":"Chicago"}]},{"state":"New York","offices":2,"addresses":[{"street":"250 Vesey ST","city":"New York"},{"street":"225 Liberty Street","city":"New York"}]},{"state":"Ohio","offices":1,"addresses":[{"street":"127 Public Square","city":"Cleveland"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"416-363-9491","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":123},"sources":{"adv1FilingDate":"10 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/171207/PDF/171207.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brookfield Asset Management Pic Adviser (private Equity) have?","answer":"Brookfield Asset Management Pic Adviser (private Equity) has 125 clients and manages $73.8 billion for them, as of July 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brookfield Asset Management Pic Adviser (private Equity) offer?","answer":"Brookfield Asset Management Pic Adviser (private Equity) provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Brookfield Asset Management Pic Adviser (private Equity) have?","answer":"Brookfield Asset Management Pic Adviser (private Equity) has 0 investment adviser representatives registered with state securities authorities, out of 1,402 employees, and 1,402 perform investment advisory functions. 84 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brookfield Asset Management Pic Adviser (private Equity)?","answer":"Brookfield Asset Management Pic Adviser (private Equity) is owned through a holding company by Brookfield Corporation and Brookfield Asset Management LTD. Its direct owners are Bpeg Manager Holdings LP (75% or more) and Brookfield Asset Management Ulc (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brookfield Asset Management Pic Adviser (private Equity) get paid?","answer":"Brookfield Asset Management Pic Adviser (private Equity) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}