{"url":"https://nivawealth.com/firms/broadhurst-financial-advisors-132332","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132332","regulatoryAum":128435308,"crd":"132332","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3267399","suffix":null,"lastName":"BROADHURST","firstName":"JEFFREY","middleName":"BRUCE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-06","regulatoryAum":109954206,"clients":47,"employees":1,"offices":1},{"filedOn":"2026-06-17","regulatoryAum":128435308,"clients":59,"employees":1,"offices":1}],"secFileNumber":"801-132869","legalName":"Broadhurst Financial Advisors, Inc.","displayName":"Broadhurst Financial Advisors","slug":"broadhurst-financial-advisors-132332","website":"https://broadhurstfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania corporation","fiscalYearEnd":"December","headquarters":{"street":"1735 Spyglass Drive, Unit 110","city":"Austin","state":"TX","stateName":"Texas","country":"United States","postalCode":"78746"},"tradeNames":[],"registration":{"secApproved":"27 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2176869.627118644,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":128435308,"discretionary":128435308,"discretionaryAccounts":259,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":30,"regulatoryAum":8938138},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":119497170}],"feePrograms":[{"role":"main","program":"Advisory fee schedule","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":2500000,"pct":1,"from":1000000},{"to":5000000,"pct":0.8,"from":2500000},{"to":10000000,"pct":0.7,"from":5000000},{"to":null,"pct":0.5,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048712","versionId":1048712,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-06-17","documentName":"BROADHURST FINANCIAL ADVISORS, INC.  FORM ADV, PART 2A. AND PART 2B.","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Alternative investment one-time fee","summary":"One-time fee on alternative investment purchases: 5.00% of the first $1.0 million down to 1.00% above $10 million, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048712","versionId":1048712,"submittedOn":"2026-06-17","documentName":"BROADHURST FINANCIAL ADVISORS, INC.  FORM ADV, PART 2A. AND PART 2B."},{"role":"other","program":"Hourly and project advice","summary":"Infrequent advice is billed at $350 an hour; certain projects are quoted a fixed fee in advance, based on scope and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048712","versionId":1048712,"submittedOn":"2026-06-17","documentName":"BROADHURST FINANCIAL ADVISORS, INC.  FORM ADV, PART 2A. AND PART 2B."}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:08:50.972515+00:00","documents":[{"name":"BROADHURST FINANCIAL ADVISORS, INC.  FORM ADV, PART 2A. AND PART 2B.","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048712","versionId":1048712,"submittedOn":"2026-06-17"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Culver City, CA","smaAssets":128435308}],"custodyNote":"Broadhurst Financial Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Broadhurst","title":"President/Chief Compliance Officer","crd":"3267399"}],"ownership":[{"label":"Jeffrey Broadhurst","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since June 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"1735 Spyglass Drive, Unit 110","city":"Austin","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-325-1595","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"17 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132332/PDF/132332.pdf","brochureDate":"17 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048712","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Broadhurst Financial Advisors have?","answer":"Broadhurst Financial Advisors has 59 clients and manages $128 million for them, as of June 2026. They include 30 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Broadhurst Financial Advisors offer?","answer":"Broadhurst Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Broadhurst Financial Advisors charge?","answer":"Broadhurst Financial Advisors charges 0.50%–1.25% a year for its Advisory fee schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"BROADHURST FINANCIAL ADVISORS, INC.  FORM ADV, PART 2A. AND PART 2B., filed 17 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Broadhurst Financial Advisors use?","answer":"Broadhurst Financial Advisors’ separately managed account assets are held at Altruist Financial LLC (Culver City, CA), with $128M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Broadhurst Financial Advisors have?","answer":"Broadhurst Financial Advisors has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Broadhurst Financial Advisors invest in?","answer":"At the end of its last fiscal year, Broadhurst Financial Advisors’ separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Broadhurst Financial Advisors?","answer":"Broadhurst Financial Advisors’ direct owner is Jeffrey Broadhurst (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Broadhurst Financial Advisors get paid?","answer":"Broadhurst Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Broadhurst Financial Advisors?","answer":"Broadhurst Financial Advisors’ main office is at 1735 Spyglass Drive, Unit 110, Austin, TX 78746. Its phone number is 215-325-1595. Its website is broadhurstfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}