{"url":"https://nivawealth.com/firms/broadcrest-asset-management-287590","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287590","regulatoryAum":415493095,"crd":"287590","history":[{"filedOn":"2021-06-25","regulatoryAum":247911105,"clients":4,"employees":5,"offices":1},{"filedOn":"2022-03-14","regulatoryAum":323808675,"clients":4,"employees":5,"offices":1},{"filedOn":"2023-06-30","regulatoryAum":265376864,"clients":6,"employees":8,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":400718890,"clients":6,"employees":6,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":458407407,"clients":5,"employees":9,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":415493095,"clients":5,"employees":10,"offices":1}],"secFileNumber":"801-121865","legalName":"Broadcrest Asset Management, LLC","displayName":"Broadcrest Asset Management","slug":"broadcrest-asset-management-287590","website":"https://broadcrest.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/287590/623c99dc1e8736b5-r1.webp","tone":"dark","width":626,"height":200,"sourceUrl":"https://broadcrest.com/","sourceLabel":"Broadcrest Asset Management, LLC, website"},"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/broadcrest/","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"558 W. New England Avenue, Suite 250","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":["Broadcrest"],"registration":{"secApproved":"23 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":10,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":415493095,"discretionary":415493095,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":415493095}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Broadcrest Asset Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joshua Davis","title":"Chief Financial Officer & Chief Compliance Officer","crd":"7396423"},{"name":"John Burden","title":"CEO and Co-Manager","crd":"6760129"},{"name":"Randy Burden","title":"Member","crd":"6760132"},{"name":"Charles Dudley","title":"Managing Director and Co-Manager","crd":"5201962"}],"ownership":[{"label":"John Burden","detail":"Ceo and co-manager in the 25% to 50% ownership band and a control person, since September 2015."},{"label":"Charles Dudley","detail":"Managing director and co-manager in the 10% to 25% ownership band and a control person, since October 2015."},{"label":"Randy Burden","detail":"Member in the 5% to 10% ownership band, since October 2015."},{"label":"ZB Investments LLC","detail":"Member in the 5% to 10% ownership band, since January 2022."},{"label":"Brian Musso","detail":"Indirect owner: a member of ZB Investments LLC in the 50% to 75% band and a control person, since January 2022.","parent":"ZB Investments LLC"},{"label":"John Musso","detail":"Indirect owner: a member of ZB Investments LLC in the 50% to 75% band and a control person, since January 2022.","parent":"ZB Investments LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"558 W. New England Avenue, Suite 250","city":"Winter Park","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-754-0026","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287590/PDF/287590.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Broadcrest Asset Management have?","answer":"Broadcrest Asset Management has 5 clients and manages $415 million for them, as of March 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Broadcrest Asset Management offer?","answer":"Broadcrest Asset Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Broadcrest Asset Management have?","answer":"Broadcrest Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 10 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Broadcrest Asset Management?","answer":"Broadcrest Asset Management is owned through a holding company by Brian and John Musso. Its direct owners are John Burden, Charles Dudley, Randy Burden and ZB Investments LLC, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Broadcrest Asset Management get paid?","answer":"Broadcrest Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Broadcrest Asset Management?","answer":"Broadcrest Asset Management’s main office is at 558 W. New England Avenue, Suite 250, Winter Park, FL 32789. Its phone number is 407-754-0026. Its website is broadcrest.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}