{"url":"https://nivawealth.com/firms/brixton-capital-wealth-advisors-288810","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/288810","regulatoryAum":212388530,"crd":"288810","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1135161","suffix":null,"lastName":"KEMP","firstName":"WILLIAM","middleName":"ROBERT"},{"crd":"5930932","suffix":null,"lastName":"PERRONE","firstName":"JOHN","middleName":"SULLIVAN"},{"crd":"4805871","suffix":null,"lastName":"PERRONE","firstName":"STEPHEN","middleName":"JOSEPH"},{"crd":"1423862","suffix":null,"lastName":"Pette","firstName":"Albert","middleName":"Vincent"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-22","regulatoryAum":162173813,"clients":341,"employees":6,"offices":2},{"filedOn":"2022-03-02","regulatoryAum":183250694,"clients":452,"employees":6,"offices":1},{"filedOn":"2023-03-04","regulatoryAum":116401171,"clients":515,"employees":6,"offices":1},{"filedOn":"2024-03-01","regulatoryAum":146148788,"clients":604,"employees":5,"offices":1},{"filedOn":"2025-07-30","regulatoryAum":176705839,"clients":729,"employees":5,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":212388530,"clients":819,"employees":7,"offices":1}],"secFileNumber":"801-110811","legalName":"Brixton Capital Wealth Advisors, LLC","displayName":"Brixton Capital Wealth Advisors","slug":"brixton-capital-wealth-advisors-288810","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1305 Franklin Ave, Suite 300","city":"Garden City","state":"NY","stateName":"New York","country":"United States","postalCode":"11530"},"tradeNames":[],"registration":{"secApproved":"13 July 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":259326.65445665445,"staff":{"employees":7,"advisory":4,"brokerDealerReps":1,"insuranceAgents":5,"promoters":0},"aum":{"regulatory":212388530,"discretionary":212388530,"discretionaryAccounts":819,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":613,"regulatoryAum":47969896},{"label":"High-net-worth individuals","clients":206,"regulatoryAum":164418634}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015185","versionId":1015185,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-06","documentName":"PART 2A FIRM BROCHURE","fee_rate_low":0.5,"fee_rate_high":1.75,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting are charged at an hourly fee of $250, negotiable and payable in arrears on completion of the contracted services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015185","versionId":1015185,"submittedOn":"2026-03-06","documentName":"PART 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:49:00.694228+00:00","documents":[{"name":"PART 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015185","versionId":1015185,"submittedOn":"2026-03-06"}]},"custodians":[],"custodyNote":"Brixton Capital Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Stephen Perrone","title":"President","crd":"4805871"},{"name":"John Perrone","title":"Vice President of Operations","crd":"5930932"},{"name":"Stephen Perrone","title":"Managing Member/ Founder / Chief Compliance Officer","crd":"703726"}],"ownership":[{"label":"Stephen Perrone","detail":"Managing member/ founder / chief compliance officer in the 25% to 50% ownership band and a control person, since March 2017. Also president in the 25% to 50% ownership band and a control person, since August 2017."},{"label":"John Perrone","detail":"Vice president of operations in the 25% to 50% ownership band and a control person, since August 2017."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"1305 Franklin Ave, Suite 300","city":"Garden City","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"516-222-5300","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":79},{"label":"U.S. government/agency bonds","percent":4},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/288810/PDF/288810.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015185","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brixton Capital Wealth Advisors have?","answer":"Brixton Capital Wealth Advisors has 819 clients and manages $212 million for them, as of March 2026. They include 613 individual clients and 206 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brixton Capital Wealth Advisors offer?","answer":"Brixton Capital Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Brixton Capital Wealth Advisors charge?","answer":"Brixton Capital Wealth Advisors charges 0.50%–1.75% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"PART 2A FIRM BROCHURE, filed 6 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Brixton Capital Wealth Advisors have?","answer":"Brixton Capital Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 7 employees, and 4 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brixton Capital Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Brixton Capital Wealth Advisors’ separately managed accounts held 79% exchange-traded equities, 14% cash and equivalents, 4% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brixton Capital Wealth Advisors?","answer":"Brixton Capital Wealth Advisors’ direct owners are Stephen Perrone and John Perrone, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brixton Capital Wealth Advisors get paid?","answer":"Brixton Capital Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Brixton Capital Wealth Advisors?","answer":"Brixton Capital Wealth Advisors’ main office is at 1305 Franklin Ave, Suite 300, Garden City, NY 11530. Its phone number is 516-222-5300.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}