{"url":"https://nivawealth.com/firms/brighton-securities-3875","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/3875","regulatoryAum":930950057,"crd":"3875","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2574827","suffix":null,"lastName":"ALBERTS","firstName":"LORI","middleName":"ANN"},{"crd":"6501073","suffix":null,"lastName":"ALEXANDER","firstName":"TODD","middleName":"W"},{"crd":"2891368","suffix":null,"lastName":"BLACK","firstName":"MICHAEL","middleName":"JAMES"},{"crd":"7712282","suffix":null,"lastName":"Chen","firstName":"Jacob","middleName":"Hao"},{"crd":"1283395","suffix":null,"lastName":"CONBOY","firstName":"GEORGE","middleName":"THOMAS"},{"crd":"8121953","suffix":null,"lastName":"Del Prete","firstName":"Joseph","middleName":"Keller"},{"crd":"5985341","suffix":null,"lastName":"DINORMA","firstName":"SAMUEL","middleName":"JOSEPH"},{"crd":"1710774","suffix":null,"lastName":"DRAKE","firstName":"JEANINE","middleName":"B"},{"crd":"5227016","suffix":null,"lastName":"FASCIANO","firstName":"SALVATORE","middleName":"ANTHONY"},{"crd":"7213371","suffix":null,"lastName":"Fischer","firstName":"Nicholas","middleName":"Edward"},{"crd":"3203666","suffix":null,"lastName":"HENDEE","firstName":"DOUGLAS","middleName":"ARTHUR"},{"crd":"5136584","suffix":null,"lastName":"KRAVETZ","firstName":"ROBERT","middleName":"A"},{"crd":"3257861","suffix":null,"lastName":"LEACH","firstName":"JENNY","middleName":"LEE"},{"crd":"2963593","suffix":null,"lastName":"MICHAELS","firstName":"GARY","middleName":"SCOTT"},{"crd":"7498053","suffix":null,"lastName":"O'Hare","firstName":"Joseph","middleName":null},{"crd":"6087697","suffix":null,"lastName":"SANGUINETTI","firstName":"CLARA","middleName":null},{"crd":"7538437","suffix":null,"lastName":"Snyder","firstName":"Jennifer","middleName":null},{"crd":"4554265","suffix":null,"lastName":"Tabor","firstName":"VICTORIA","middleName":"LYNN"},{"crd":"7123101","suffix":null,"lastName":"TALARICO","firstName":"MELISSA","middleName":"ANN"},{"crd":"6039665","suffix":null,"lastName":"WADE","firstName":"CHARLES","middleName":"WILLIAM"},{"crd":"6103060","suffix":null,"lastName":"WADE","firstName":"ETHAN","middleName":"JOEL"},{"crd":"7417855","suffix":null,"lastName":"Walker","firstName":"SAMANTHA","middleName":"A"}],"total":22,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":607493646,"clients":1355,"employees":38,"offices":6},{"filedOn":"2022-06-06","regulatoryAum":640923149,"clients":1517,"employees":36,"offices":6},{"filedOn":"2023-06-05","regulatoryAum":549240673,"clients":1239,"employees":40,"offices":7},{"filedOn":"2024-03-22","regulatoryAum":611855688,"clients":1269,"employees":35,"offices":7},{"filedOn":"2025-03-18","regulatoryAum":986154864,"clients":1924,"employees":35,"offices":6},{"filedOn":"2026-04-21","regulatoryAum":930950057,"clients":1795,"employees":26,"offices":3}],"acquisitions":[{"date":"2018-11-14","datePrecision":"day","name":"Saperston Asset Management","crd":"44379","source":"adv_w","dealType":"acquisition","sellerAum":null,"sellerAumDate":null,"sourceUrl":"https://adviserinfo.sec.gov/firm/summary/44379"}],"secFileNumber":"801-62276","legalName":"Brighton Securities Corp.","displayName":"Brighton Securities","slug":"brighton-securities-3875","website":"https://brightonsecurities.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/3875/6ba1f1aac8610caf-r1.webp","tone":"light","width":1071,"height":200,"sourceUrl":"https://www.brightonsecurities.com/","sourceLabel":"Brighton Securities Corp., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"wirehouse_brokerage","typeLabel":"Wirehouse-model brokerage","feeDisclosure":"summary"},"linkedinUrl":"https://www.linkedin.com/company/brighton-securities","xUrl":"https://x.com/team_brighton","founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"1703 Monroe Avenue","city":"Rochester","state":"NY","stateName":"New York","country":"United States","postalCode":"14618"},"tradeNames":[],"registration":{"secApproved":"8 September 2003","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":513879.40673131775,"staff":{"employees":26,"advisory":21,"brokerDealerReps":26,"insuranceAgents":23,"promoters":0},"aum":{"regulatory":930950057,"discretionary":354982329,"discretionaryAccounts":1622,"nonDiscretionary":575967728,"nonDiscretionaryAccounts":1508,"wrapProgram":930950057,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1379,"regulatoryAum":567064860},{"label":"High-net-worth individuals","clients":374,"regulatoryAum":333765740},{"label":"Pension and profit-sharing plans","clients":17,"regulatoryAum":9797394},{"label":"Charitable organizations","clients":12,"regulatoryAum":7923385},{"label":"Corporations and other businesses","clients":13,"regulatoryAum":12398678}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:45:57.490777+00:00","documents":[{"name":"BSC ADV PART II BROCHURE - MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024265","versionId":1024265,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Wells Fargo Clearing Services, LLC","shortName":"Wells Fargo Clearing Services","location":"St Louis, MO","smaAssets":291340797}],"custodyNote":"Brighton Securities has custody of $924M in client assets for 3,090 clients.","otherCustodians":[],"leadership":[{"name":"Lori Ann Alberts","title":"CCO","crd":""},{"name":"Lori Ann Alberts","title":"CEO","crd":"2574827"},{"name":"George Thomas Conboy","title":"Chairman","crd":"1283395"},{"name":"Jenny Lee Leach","title":"Director of Compliance","crd":"3257861"},{"name":"Ekaterina A Meloni","title":"FINOP","crd":"7923218"}],"ownership":[{"label":"Brighton Securities Holdings Inc","detail":"Owner in the 75% or more ownership band and a control person, since January 2018."},{"label":"George Thomas Conboy","detail":"Indirect owner: a chairman of Brighton Securities Holdings Inc in the 75% or more band and a control person, since January 2018.","parent":"Brighton Securities Holdings Inc"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"New York","offices":2,"addresses":[{"street":"1703 Monroe Avenue","city":"Rochester","headquarters":true},{"street":"212 East Main Street","city":"Batavia"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"8936 Northpointe Executiver Park Drive","city":"Huntersville"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"585-473-3590","stateRegisteredReps":21,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Commissions"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"21 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/3875/PDF/3875.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024265","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brighton Securities have?","answer":"Brighton Securities has 1,795 clients and manages $931 million for them, as of April 2026. They include 1,379 individual clients, 374 high-net-worth individuals, and 17 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brighton Securities offer?","answer":"Brighton Securities provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Brighton Securities use?","answer":"Brighton Securities’ separately managed account assets are held at Wells Fargo Clearing Services, LLC (St Louis, MO), with $291M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brighton Securities have?","answer":"Brighton Securities has 21 investment adviser representatives registered with state securities authorities, out of 26 employees, and 21 perform investment advisory functions. 26 employees are registered representatives of a broker-dealer and 23 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brighton Securities invest in?","answer":"At the end of its last fiscal year, Brighton Securities’ separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 9% high-yield corporate bonds, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brighton Securities?","answer":"Brighton Securities is owned through a holding company by George Thomas Conboy. Its direct owner is Brighton Securities Holdings Inc (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brighton Securities get paid?","answer":"Brighton Securities is paid through a percentage of assets under management, hourly charges, fixed fees and commissions. Its Form ADV lists no performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Brighton Securities?","answer":"Brighton Securities’ main office is at 1703 Monroe Avenue, Rochester, NY 14618. Its phone number is 585-473-3590. Its website is brightonsecurities.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/brighton-securities-3875/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/14213/000001421326000017/0000014213-26-000017-index.html","totalValue":232832182,"positionCount":50,"top10Share":0.8564339357520603,"top10":[{"issuer":"VANGUARD INDEX FDS   ETF","titleOfClass":"Fund","cusip":"922908363","value":73194370,"shares":106571,"shareType":"SH","priorValue":62549990,"priorShares":104677},{"issuer":"VANGUARD INTERMEDIAT ETF","titleOfClass":"Fund","cusip":"921937819","value":34013101,"shares":443456,"shareType":"SH","priorValue":33559012,"priorShares":434815},{"issuer":"SPDR PORTFOLIO       ETF","titleOfClass":"Fund","cusip":"78463X889","value":26002385,"shares":516023,"shareType":"SH","priorValue":23077165,"priorShares":505524},{"issuer":"VANGUARD EXTENDED    ETF","titleOfClass":"Fund","cusip":"922908652","value":17188311,"shares":69812,"shareType":"SH","priorValue":14048553,"priorShares":68263},{"issuer":"VANGUARD GROWTH      ETF","titleOfClass":"Fund","cusip":"922908736","value":14607251,"shares":169576,"shareType":"SH","priorValue":11891728,"priorShares":27225},{"issuer":"VANGUARD VALUE       ETF","titleOfClass":"Fund","cusip":"922908744","value":9277297,"shares":42570,"shareType":"SH","priorValue":8038785,"priorShares":40972},{"issuer":"SPDR PORTFOLIO       ETF","titleOfClass":"Fund","cusip":"78463X509","value":8866966,"shares":171243,"shareType":"SH","priorValue":7849053,"priorShares":167322},{"issuer":"VANGUARD MID CAP     ETF","titleOfClass":"Fund","cusip":"922908629","value":6895171,"shares":85580,"shareType":"SH","priorValue":5933854,"priorShares":20662},{"issuer":"VANGUARD TOTAL INTL  ETF","titleOfClass":"Fund","cusip":"92203J407","value":5971399,"shares":123300,"shareType":"SH","priorValue":5822717,"priorShares":121180},{"issuer":"STATE STREET SPDR    ETF","titleOfClass":"Fund","cusip":"78468R606","value":3389131,"shares":144588,"shareType":"SH","priorValue":3280051,"priorShares":140654}],"positionsListed":50,"positions":[{"issuer":"VANGUARD INDEX FDS   ETF","titleOfClass":"Fund","cusip":"922908363","value":73194370,"shares":106571,"shareType":"SH","priorValue":62549990,"priorShares":104677},{"issuer":"VANGUARD INTERMEDIAT ETF","titleOfClass":"Fund","cusip":"921937819","value":34013101,"shares":443456,"shareType":"SH","priorValue":33559012,"priorShares":434815},{"issuer":"SPDR PORTFOLIO       ETF","titleOfClass":"Fund","cusip":"78463X889","value":26002385,"shares":516023,"shareType":"SH","priorValue":23077165,"priorShares":505524},{"issuer":"VANGUARD EXTENDED    ETF","titleOfClass":"Fund","cusip":"922908652","value":17188311,"shares":69812,"shareType":"SH","priorValue":14048553,"priorShares":68263},{"issuer":"VANGUARD GROWTH      ETF","titleOfClass":"Fund","cusip":"922908736","value":14607251,"shares":169576,"shareType":"SH","priorValue":11891728,"priorShares":27225},{"issuer":"VANGUARD VALUE       ETF","titleOfClass":"Fund","cusip":"922908744","value":9277297,"shares":42570,"shareType":"SH","priorValue":8038785,"priorShares":40972},{"issuer":"SPDR PORTFOLIO       ETF","titleOfClass":"Fund","cusip":"78463X509","value":8866966,"shares":171243,"shareType":"SH","priorValue":7849053,"priorShares":167322},{"issuer":"VANGUARD MID CAP     ETF","titleOfClass":"Fund","cusip":"922908629","value":6895171,"shares":85580,"shareType":"SH","priorValue":5933854,"priorShares":20662},{"issuer":"VANGUARD TOTAL INTL  ETF","titleOfClass":"Fund","cusip":"92203J407","value":5971399,"shares":123300,"shareType":"SH","priorValue":5822717,"priorShares":121180},{"issuer":"STATE STREET SPDR    ETF","titleOfClass":"Fund","cusip":"78468R606","value":3389131,"shares":144588,"shareType":"SH","priorValue":3280051,"priorShares":140654},{"issuer":"VANGUARD SMALL CAP   ETF","titleOfClass":"Fund","cusip":"922908751","value":3155265,"shares":10409,"shareType":"SH","priorValue":2637182,"priorShares":10069},{"issuer":"ISHARES TR           ETF","titleOfClass":"Fund","cusip":"46435GAA0","value":2626842,"shares":108413,"shareType":"SH","priorValue":2528571,"priorShares":104314},{"issuer":"VANGUARD SHORT TERM  ETF","titleOfClass":"Fund","cusip":"921937827","value":2469063,"shares":31691,"shareType":"SH","priorValue":2442646,"priorShares":31152},{"issuer":"VANGUARD HIGH DIVIDE ETF","titleOfClass":"Fund","cusip":"921946406","value":2326738,"shares":14723,"shareType":"SH","priorValue":2108006,"priorShares":14234},{"issuer":"SPDR GOLD TRUST      ETF","titleOfClass":"Fund","cusip":"78463V107","value":2261485,"shares":6139,"shareType":"SH","priorValue":2487076,"priorShares":5780},{"issuer":"VANGUARD EMERGING    ETF","titleOfClass":"Fund","cusip":"921946885","value":2238371,"shares":33289,"shareType":"SH","priorValue":2149723,"priorShares":32725},{"issuer":"VANGUARD LONG TERM   ETF","titleOfClass":"Fund","cusip":"921937793","value":2217720,"shares":32174,"shareType":"SH","priorValue":2173827,"priorShares":31606},{"issuer":"INVESCO TR II        ETF","titleOfClass":"Fund","cusip":"46138E511","value":1910414,"shares":176237,"shareType":"SH","priorValue":1826347,"priorShares":167863},{"issuer":"VANGUARD INTERNATINL ETF","titleOfClass":"Fund","cusip":"921946794","value":1554404,"shares":15829,"shareType":"SH","priorValue":1446649,"priorShares":15351},{"issuer":"VANGUARD MORTGAGE    ETF","titleOfClass":"Bond","cusip":"92206C771","value":1492602,"shares":31886,"shareType":"SH","priorValue":1386827,"priorShares":29538},{"issuer":"VANGUARD SHORT TERM  ETF","titleOfClass":"Bond","cusip":"922020805","value":1436609,"shares":28601,"shareType":"SH","priorValue":1406773,"priorShares":28164},{"issuer":"ISHARES              ETF","titleOfClass":"Fund","cusip":"464288323","value":1279773,"shares":23741,"shareType":"SH","priorValue":1251150,"priorShares":23553},{"issuer":"VANGUARD INTERMEDIATEETF","titleOfClass":"Fund","cusip":"92206C870","value":1182365,"shares":14306,"shareType":"SH","priorValue":1091470,"priorShares":13190},{"issuer":"MICROSOFT CORP","titleOfClass":"Common Stock","cusip":"594918104","value":495841,"shares":1329,"shareType":"SH","priorValue":465102,"priorShares":1256},{"issuer":"APPLE INC","titleOfClass":"Common Stock","cusip":"037833100","value":440372,"shares":1522,"shareType":"SH","priorValue":361365,"priorShares":1424},{"issuer":"AMAZON COM INC","titleOfClass":"Common Stock","cusip":"023135106","value":359655,"shares":1509,"shareType":"SH","priorValue":306990,"priorShares":1474},{"issuer":"NVIDIA CORP","titleOfClass":"Common Stock","cusip":"67066G104","value":354161,"shares":1770,"shareType":"SH","priorValue":284099,"priorShares":1629},{"issuer":"L3HARRIS TECHNOLOGIES","titleOfClass":"Common Stock","cusip":"502431109","value":332551,"shares":1144,"shareType":"SH","priorValue":386882,"priorShares":1121},{"issuer":"VANGUARD MUN BD FDS  ETF","titleOfClass":"Fund","cusip":"922907746","value":329264,"shares":6510,"shareType":"SH","priorValue":319185,"priorShares":6398},{"issuer":"INVESCO QQQ TR       ETF","titleOfClass":"Fund","cusip":"04609E107","value":298242,"shares":405,"shareType":"SH"},{"issuer":"ONEOK INC NEW","titleOfClass":"Common Stock","cusip":"682680103","value":292805,"shares":3368,"shareType":"SH","priorValue":343111,"priorShares":3796},{"issuer":"MERCK & CO INC NEW","titleOfClass":"Common Stock","cusip":"58933Y105","value":270123,"shares":2102,"shareType":"SH","priorValue":258370,"priorShares":2148},{"issuer":"ELI LILLY & CO","titleOfClass":"Common Stock","cusip":"532457108","value":267473,"shares":223,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"Common Stock","cusip":"437076102","value":247609,"shares":702,"shareType":"SH","priorValue":223896,"priorShares":681},{"issuer":"ITT INC","titleOfClass":"Common Stock","cusip":"45073V108","value":246769,"shares":1248,"shareType":"SH","priorValue":264449,"priorShares":1388},{"issuer":"WASTE MGMT INC DEL","titleOfClass":"Common Stock","cusip":"94106L109","value":245989,"shares":1104,"shareType":"SH","priorValue":262117,"priorShares":1141},{"issuer":"VISA INC CLASS A","titleOfClass":"Common Stock","cusip":"92826C839","value":240851,"shares":702,"shareType":"SH","priorValue":215498,"priorShares":713},{"issuer":"RLI CORP","titleOfClass":"Common Stock","cusip":"749607107","value":240793,"shares":4076,"shareType":"SH","priorValue":207179,"priorShares":3632},{"issuer":"AAON INC","titleOfClass":"Common Stock","cusip":"000360206","value":239506,"shares":1888,"shareType":"SH"},{"issuer":"SOUTHERN COMPANY","titleOfClass":"Common Stock","cusip":"842587107","value":232393,"shares":2428,"shareType":"SH","priorValue":248797,"priorShares":2578},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"Common Stock","cusip":"46625H100","value":231365,"shares":707,"shareType":"SH"},{"issuer":"DT MIDSTREAM INC","titleOfClass":"Common Stock","cusip":"23345M107","value":224609,"shares":1531,"shareType":"SH","priorValue":245457,"priorShares":1823},{"issuer":"META PLATFORMS INC","titleOfClass":"Common Stock","cusip":"30303M102","value":223076,"shares":396,"shareType":"SH","priorValue":221427,"priorShares":387},{"issuer":"INTERNATIONAL BUSINESS","titleOfClass":"Common Stock","cusip":"459200101","value":219625,"shares":781,"shareType":"SH"},{"issuer":"RTX CORP","titleOfClass":"Common Stock","cusip":"75513E109","value":213531,"shares":1125,"shareType":"SH"},{"issuer":"STRYKER CORP","titleOfClass":"Common Stock","cusip":"863667101","value":208424,"shares":662,"shareType":"SH","priorValue":205040,"priorShares":624},{"issuer":"VANGUARD DIVIDEND    ETF","titleOfClass":"Fund","cusip":"921908844","value":208226,"shares":880,"shareType":"SH","priorValue":209038,"priorShares":972},{"issuer":"DUKE ENERGY CORP","titleOfClass":"Common Stock","cusip":"26441C204","value":205276,"shares":1622,"shareType":"SH","priorValue":227142,"priorShares":1735},{"issuer":"COCA-COLA COMPANY","titleOfClass":"Common Stock","cusip":"191216100","value":204439,"shares":2516,"shareType":"SH"},{"issuer":"EXXON MOBIL CORP     CHG","titleOfClass":"Common Stock","cusip":"30231G102","value":202181,"shares":1479,"shareType":"SH","priorValue":440689,"priorShares":2597}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}