{"url":"https://nivawealth.com/firms/bright-road-wealth-management-164408","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164408","regulatoryAum":443261739,"crd":"164408","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2894797","suffix":null,"lastName":"ANDERSON","firstName":"MATTHEW","middleName":"WILLIE"},{"crd":"7515625","suffix":null,"lastName":"Barnum","firstName":"James","middleName":"Thomas"},{"crd":"8152686","suffix":null,"lastName":"Beck","firstName":"Rae","middleName":"Hartley"},{"crd":"6748562","suffix":null,"lastName":"Gastrock","firstName":"Jennifer","middleName":"L"},{"crd":"4190758","suffix":null,"lastName":"HUNT","firstName":"MATTHEW","middleName":"ALAN"},{"crd":"7362811","suffix":null,"lastName":"Merrill","firstName":"Matthew","middleName":"John"},{"crd":"6618470","suffix":null,"lastName":"Owens","firstName":"Jayson","middleName":"Dee"},{"crd":"2916032","suffix":null,"lastName":"PINKSTON","firstName":"BRIAN","middleName":"KENT"},{"crd":"7528891","suffix":null,"lastName":"Van Wyhe","firstName":"Kelly","middleName":"Lynn"},{"crd":"7907227","suffix":null,"lastName":"Zervas","firstName":"Antigone","middleName":"Zoe"}],"total":10,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-30","regulatoryAum":148851174,"clients":445,"employees":3,"offices":1},{"filedOn":"2022-03-16","regulatoryAum":186530972,"clients":497,"employees":8,"offices":3},{"filedOn":"2023-03-21","regulatoryAum":209168851,"clients":460,"employees":9,"offices":3},{"filedOn":"2024-03-25","regulatoryAum":284102559,"clients":490,"employees":10,"offices":5},{"filedOn":"2025-07-16","regulatoryAum":349477061,"clients":568,"employees":12,"offices":5},{"filedOn":"2026-03-05","regulatoryAum":443261739,"clients":622,"employees":13,"offices":7}],"secFileNumber":"801-117890","legalName":"Bright Road Wealth Management, LLC","displayName":"Bright Road Wealth Management","slug":"bright-road-wealth-management-164408","website":"https://brightroadwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Alaska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"405 W. 36th Avenue, Suite 212","city":"Anchorage","state":"AK","stateName":"Alaska","country":"United States","postalCode":"99503"},"tradeNames":[],"registration":{"secApproved":"16 January 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":680723.157980456,"staff":{"employees":13,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":443261739,"discretionary":431681868,"discretionaryAccounts":2174,"nonDiscretionary":11579871,"nonDiscretionaryAccounts":8,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":18},"clientTypes":[{"label":"Individuals (other than HNW)","clients":510,"regulatoryAum":161882873},{"label":"High-net-worth individuals","clients":104,"regulatoryAum":256081146},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":11579871},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":13717849}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014927","versionId":1014927,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-05","documentName":"ADV PART 2A","fee_rate_low":0.6,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Hourly financial planning is $300 to $650 an hour. Fixed-fee plans typically range from $800 to $6,500. Fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014927","versionId":1014927,"submittedOn":"2026-03-05","documentName":"ADV PART 2A"},{"role":"other","program":"Retirement Plan Services","summary":"Retirement plan services are charged an annual 0.25% of all plan assets, negotiable and billed quarterly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014927","versionId":1014927,"submittedOn":"2026-03-05","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:44:38.317888+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014927","versionId":1014927,"submittedOn":"2026-03-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":418952320}],"custodyNote":"Bright Road Wealth Management has custody of $93.8M in client assets for 231 clients.","otherCustodians":[],"leadership":[{"name":"Joel Hergenreter","title":"Chief Compliance Officer","crd":"7390971"},{"name":"Jayson Owens","title":"Minority Owner","crd":"6618470"},{"name":"Brian Pinkston","title":"Managing Member","crd":"2916032"}],"ownership":[{"label":"Brian Pinkston","detail":"Managing member in the 50% to 75% ownership band and a control person, since May 2012."},{"label":"Jayson Owens","detail":"Minority owner in the 25% to 50% ownership band, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":2},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"Alaska","offices":1,"addresses":[{"street":"405 W. 36th Avenue, Suite 212","city":"Anchorage","headquarters":true}]},{"state":"Colorado","offices":2,"addresses":[{"street":"445 North Broadway","city":"Denver"},{"street":"750 Main St","city":"Grand Junction"}]},{"state":"Texas","offices":2,"addresses":[{"street":"14493 South Padre Island DR.","city":"Corpus Christi"},{"street":"600 Congress","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"907-339-1555","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":94},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"5 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164408/PDF/164408.pdf","brochureDate":"5 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014927","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bright Road Wealth Management have?","answer":"Bright Road Wealth Management has 622 clients and manages $443 million for them, as of March 2026. They include 510 individual clients, 104 high-net-worth individuals, and 8 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bright Road Wealth Management offer?","answer":"Bright Road Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bright Road Wealth Management charge?","answer":"Bright Road Wealth Management charges 0.60%–1.00% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A, filed 5 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bright Road Wealth Management use?","answer":"Bright Road Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $419M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bright Road Wealth Management have?","answer":"Bright Road Wealth Management has 10 investment adviser representatives registered with state securities authorities, out of 13 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bright Road Wealth Management invest in?","answer":"At the end of its last fiscal year, Bright Road Wealth Management’s separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 2% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bright Road Wealth Management?","answer":"Bright Road Wealth Management’s direct owners are Brian Pinkston (50% to 75%) and Jayson Owens (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bright Road Wealth Management get paid?","answer":"Bright Road Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bright Road Wealth Management?","answer":"Bright Road Wealth Management’s main office is at 405 W. 36th Avenue, Suite 212, Anchorage, AK 99503. Its phone number is 907-339-1555. Its website is brightroadwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}