{"url":"https://nivawealth.com/firms/brigade-capital-uk-173947","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/173947","regulatoryAum":31346628135,"crd":"173947","secFileNumber":"801-80684","legalName":"Brigade Capital Uk LLP","displayName":"Brigade Capital Uk","website":"http://www.brigadecapital.com","founded":null,"organization":"limited liability partnership organized in United Kingdom","fiscalYearEnd":"December","headquarters":{"street":"Southwest House, 11a Regent Street, Third Floor","city":"London","state":"","stateName":"","country":"United Kingdom","postalCode":"SW1Y 4LR"},"tradeNames":[],"registration":{"secApproved":"7 January 2015","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":31346628135,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":31346628135}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Brigade Capital Uk does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Aaron Daniels","title":"Chief Operating Officer/Chief Legal Officer","crd":"2919920"},{"name":"Daniel Altabef","title":"Chief Compliance Officer/Counsel","crd":"7682452"},{"name":"Luc Lebard","title":"Partner, Research","crd":"7717463"},{"name":"Thomas O'Shea","title":"Head of European Investments/European Clo Co-Portfolio Manager","crd":"4752702"}],"ownership":[{"label":"Brigade Capital (uk) Company LTD","detail":"Managing member in the 75% or more ownership band and a control person, since December 2013."},{"label":"Donald Morgan","detail":"Indirect owner: a sole director and shareholder (b ordinary) of Brigade Capital (uk) Company LTD in the 75% or more band and a control person, since December 2013.","parent":"Brigade Capital (uk) Company LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"4402037706700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Other"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/173947/PDF/173947.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brigade Capital Uk have?","answer":"Brigade Capital Uk has 1 clients and manages $31.3 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brigade Capital Uk offer?","answer":"Brigade Capital Uk provides other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Brigade Capital Uk have?","answer":"Brigade Capital Uk has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brigade Capital Uk?","answer":"Brigade Capital Uk is owned through a holding company by Donald Morgan. Its direct owner is Brigade Capital (uk) Company LTD (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brigade Capital Uk get paid?","answer":"Brigade Capital Uk is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}