{"url":"https://nivawealth.com/firms/bridgelight-financial-advisors-139518","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139518","regulatoryAum":150777009,"crd":"139518","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7377107","suffix":null,"lastName":"D'Amore","firstName":"Tyler","middleName":"Joseph"},{"crd":"7635409","suffix":null,"lastName":"Ghossaini","firstName":"Brenda","middleName":"Emily"},{"crd":"2408292","suffix":null,"lastName":"LEAVITT","firstName":"WILLIAM","middleName":"THOMAS"},{"crd":"2499030","suffix":null,"lastName":"WATT","firstName":"JAMES","middleName":"CHAD"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134346","legalName":"Bridgelight Financial Advisors, Inc","displayName":"Bridgelight Financial Advisors","slug":"bridgelight-financial-advisors-139518","website":"https://bridgelightadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/139518/0cf8cd3eba50c3fc-r1.webp","tone":"light","width":317,"height":200,"sourceUrl":"https://bridgelightadvisors.com/","sourceLabel":"Bridgelight Financial Advisors, INC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Connecticut corporation","fiscalYearEnd":"December","headquarters":{"street":"1 Enterprise Drive, Suite 405","city":"Shelton","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06484"},"tradeNames":[],"registration":{"secApproved":"15 September 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":612914.6707317074,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":150777009,"discretionary":148751038,"discretionaryAccounts":714,"nonDiscretionary":2025971,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":210,"regulatoryAum":89738168},{"label":"High-net-worth individuals","clients":36,"regulatoryAum":61038841}],"feePrograms":[{"role":"main","program":"Investment Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057229","versionId":1057229,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-08","documentName":"ADV 2A BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":250000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Limited-scope hourly consulting is billed at $325 an hour, negotiated, and invoiced monthly as services are rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057229","versionId":1057229,"submittedOn":"2026-09-08","documentName":"ADV 2A BROCHURE"},{"role":"other","program":"Financial Planning","summary":"Financial planning fees are fixed and agreed in advance; 50% is paid on completion of the agreement and the rest on plan delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057229","versionId":1057229,"submittedOn":"2026-09-08","documentName":"ADV 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:24:39.998191+00:00","documents":[{"name":"ADV 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057229","versionId":1057229,"submittedOn":"2026-09-08"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":150777009}],"custodyNote":"Bridgelight Financial Advisors has custody of $136M in client assets for 593 clients.","otherCustodians":[],"leadership":[{"name":"William Leavitt","title":"President, CCO","crd":"2408292"}],"ownership":[{"label":"William Leavitt","detail":"President, cco in the 75% or more ownership band and a control person, since June 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"1 Enterprise Drive, Suite 405","city":"Shelton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-795-7080","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":49},{"label":"Securities issued by registered investment companies or business development companies","percent":47},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139518/PDF/139518.pdf","brochureDate":"8 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057229","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bridgelight Financial Advisors have?","answer":"Bridgelight Financial Advisors has 246 clients and manages $151 million for them, as of September 2026. They include 210 individual clients and 36 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bridgelight Financial Advisors offer?","answer":"Bridgelight Financial Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bridgelight Financial Advisors charge?","answer":"Bridgelight Financial Advisors charges up to 1.50% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $250,000.","source":"ADV 2A BROCHURE, filed 8 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bridgelight Financial Advisors use?","answer":"Bridgelight Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bridgelight Financial Advisors have?","answer":"Bridgelight Financial Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bridgelight Financial Advisors invest in?","answer":"At the end of its last fiscal year, Bridgelight Financial Advisors’ separately managed accounts held 49% exchange-traded equities, 47% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Bridgelight Financial Advisors have a minimum investment?","answer":"Yes, Bridgelight Financial Advisors’ minimum account size for its Investment Management is $250K.","source":"ADV 2A BROCHURE, filed 8 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Bridgelight Financial Advisors?","answer":"Bridgelight Financial Advisors’ direct owner is William Leavitt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bridgelight Financial Advisors get paid?","answer":"Bridgelight Financial Advisors is paid through a percentage of assets under management and hourly charges. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}