{"url":"https://nivawealth.com/firms/brian-joyce-286233","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/286233","regulatoryAum":118500000,"crd":"286233","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4797762","suffix":null,"lastName":"JOYCE","firstName":"BRIAN","middleName":"ANDREW"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-10","regulatoryAum":108500000,"clients":94,"employees":1,"offices":1},{"filedOn":"2026-08-07","regulatoryAum":118500000,"clients":97,"employees":1,"offices":1}],"secFileNumber":"801-131516","legalName":"Brian Joyce, LLC","displayName":"Brian Joyce","slug":"brian-joyce-286233","website":"https://intelligentinvestingllc.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"29 November 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1207231.5789473683,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":118500000,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":118500000,"nonDiscretionaryAccounts":289,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":66,"regulatoryAum":32687000},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":82000000},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":3813000}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054328","versionId":1054328,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-08-07","documentName":"FORM ADV PART 2A AND B","fee_rate_low":0.8,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning fees are fixed fees from $300 to $10,000, or hourly at $100 to $250 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054328","versionId":1054328,"submittedOn":"2026-08-07","documentName":"FORM ADV PART 2A AND B"},{"role":"other","program":"Pension Consulting","summary":"Pension consulting fees are asset-based on the portfolio management schedule, or fixed fees from $1,000 to $100,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054328","versionId":1054328,"submittedOn":"2026-08-07","documentName":"FORM ADV PART 2A AND B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:40:02.311637+00:00","documents":[{"name":"FORM ADV PART 2A AND B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054328","versionId":1054328,"submittedOn":"2026-08-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Austin, TX","smaAssets":122000000}],"custodyNote":"Brian Joyce does not have custody of client assets.","leadership":[{"name":"Brian Joyce","title":"Managing Member & Chief Compliance Officer","crd":"4797762"}],"ownership":[{"label":"Brian Joyce","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since January 2010."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"970-776-4346","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":18},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":81}],"privateFunds":0},"sources":{"adv1FilingDate":"7 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/286233/PDF/286233.pdf","brochureDate":"7 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054328","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brian Joyce have?","answer":"Brian Joyce has 97 clients and manages $119 million for them, as of August 2026. They include 66 individual clients, 29 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brian Joyce offer?","answer":"Brian Joyce provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Brian Joyce charge?","answer":"Brian Joyce charges 0.80%–1.25% for its Portfolio Management. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A AND B, filed 7 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Brian Joyce use?","answer":"Brian Joyce’s separately managed account assets are held at Charles Schwab & Co., Inc. (Austin, TX), with $122M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brian Joyce have?","answer":"Brian Joyce has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brian Joyce invest in?","answer":"At the end of its last fiscal year, Brian Joyce’s separately managed accounts held 81% registered funds (mutual funds, ETFs, BDCs), 18% exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brian Joyce?","answer":"Brian Joyce’s direct owner is Brian Joyce (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brian Joyce get paid?","answer":"Brian Joyce is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Brian Joyce registered with the SEC?","answer":"Yes, Brian Joyce has been registered with the SEC as an investment adviser since 29 November 2024. Its CRD number is 286233 and its SEC file number is 801-131516.","source":"Form ADV Part 1A, Item 1, filed 7 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Brian Joyce?","answer":"Its phone number is 970-776-4346. Its website is intelligentinvestingllc.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}