{"url":"https://nivawealth.com/firms/breckinridge-capital-advisors-107143","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107143","regulatoryAum":54279265206,"crd":"107143","secFileNumber":"801-43833","legalName":"Breckinridge Capital Advisors Inc","displayName":"Breckinridge Capital Advisors","website":"https://www.breckinridge.com/","linkedinUrl":"https://www.linkedin.com/company/breckinridge-capital-advisors/","founded":"1993","organization":"Massachusetts corporation","fiscalYearEnd":"December","headquarters":{"street":"125 High Street, Suite 431","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02110-1529"},"tradeNames":[],"registration":{"secApproved":"29 April 1993","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":88,"advisory":41,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":54279265206,"discretionaryAccounts":18447,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":10766636441,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":8657,"regulatoryAum":4991632532},{"label":"High-net-worth individuals","clients":7705,"regulatoryAum":29456980211},{"label":"Investment companies","clients":2,"regulatoryAum":113224117},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":197679476},{"label":"Pension and profit-sharing plans","clients":33,"regulatoryAum":65956855},{"label":"Charitable organizations","clients":975,"regulatoryAum":9542778783},{"label":"State or municipal government entities","clients":6,"regulatoryAum":75145628},{"label":"Insurance companies","clients":13,"regulatoryAum":194847724},{"label":"Corporations and other businesses","clients":987,"regulatoryAum":8020966461},{"label":"Other","clients":68,"regulatoryAum":1620053419}],"fees":[],"feeNotes":[],"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":15984602757},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":12452957019}],"custodyNote":"Breckinridge Capital Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ognjen Sosa","title":"Chief Executive Officer/Director","crd":"5081255"},{"name":"Anthony Greco","title":"President/Chief Operating Officer/Director","crd":"6675331"},{"name":"Helen McAuley","title":"Chief Compliance Officer","crd":"3231919"},{"name":"George Beal","title":"Director","crd":"4359958"},{"name":"Kristin Bradbury","title":"Director","crd":"2423814"},{"name":"Matthew Buscone","title":"Co-Chief Investment Officer","crd":"4492268"},{"name":"Hannah Coffin","title":"Director","crd":"8058644"},{"name":"Peter Coffin","title":"Executive Chair/Director","crd":"2661584"},{"name":"Jeffrey Glenn","title":"Co-Chief Investment Officer","crd":"2877549"},{"name":"Andrew Meyers","title":"Director","crd":"4646226"},{"name":"Phillip Newell","title":"Director","crd":"2267815"},{"name":"Dominica Ribeiro","title":"Chief Marketing and Distribution Officer/Director","crd":"4345054"},{"name":"Benjamin Smelser","title":"Chief Technology Officer","crd":"5885441"},{"name":"Anne Stetson","title":"Director/Benefit Director","crd":"5763766"}],"ownership":[{"label":"Peter Coffin","detail":"Executive chair/director in the 50% to 75% ownership band and a control person, since June 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"4655 Executive Drive","city":"San Diego"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"125 High Street, Suite 431","city":"Boston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-443-0779","stateRegisteredReps":27,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":12},{"label":"U.S. state and local bonds","percent":75},{"label":"Investment grade corporate bonds","percent":11},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":1,"detail":"Supranational Bonds"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107143/PDF/107143.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1021238","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"logo":{"src":"/firms/breckinridge-capital-advisors-107143.webp","width":1184,"height":200,"tone":"light","sourceLabel":"Breckinridge Capital Advisors, website","sourceUrl":"https://www.breckinridge.com/"},"otherBusiness":[],"faq":[{"question":"How many clients does Breckinridge Capital Advisors have?","answer":"Breckinridge Capital Advisors has 18,447 clients and manages $54.3 billion for them, as of March 2026. They include 8,657 other individuals, 7,705 high-net-worth individuals and 987 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Breckinridge Capital Advisors offer?","answer":"Breckinridge Capital Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Breckinridge Capital Advisors use?","answer":"Breckinridge Capital Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $15,984,602,757 and Charles Schwab & Co., Inc. (San Francisco, CA), with $12,452,957,019. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Breckinridge Capital Advisors have?","answer":"Breckinridge Capital Advisors has 27 investment adviser representatives registered with state securities authorities, out of 88 employees, and 41 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Breckinridge Capital Advisors invest in?","answer":"At the end of its last fiscal year, Breckinridge Capital Advisors’ separately managed accounts held 75% state and local bonds, 12% U.S. government and agency bonds, 11% investment grade corporate bonds, 1% cash and equivalents and 1% supranational bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Breckinridge Capital Advisors?","answer":"Breckinridge Capital Advisors’ direct owner is Peter Coffin (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Breckinridge Capital Advisors get paid?","answer":"Breckinridge Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}