{"url":"https://nivawealth.com/firms/breakthru-advisory-services-332173","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/332173","regulatoryAum":125740000,"crd":"332173","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8231960","suffix":null,"lastName":"Genrich","firstName":"Candice","middleName":"Lynn"},{"crd":"6558816","suffix":null,"lastName":"KOPESKY","firstName":"SARAH","middleName":"Jean Kempf"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-01-29","regulatoryAum":209880244,"clients":500,"employees":2,"offices":1},{"filedOn":"2026-07-29","regulatoryAum":125740000,"clients":21,"employees":4,"offices":1}],"secFileNumber":"801-130880","legalName":"Breakthru Advisory Services, LLC","displayName":"Breakthru Advisory Services","slug":"breakthru-advisory-services-332173","website":"https://breakthrufamily.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/thebreakthrufamily","founded":null,"organization":"Wisconsin limited liability company","fiscalYearEnd":"December","headquarters":{"street":"W160S6550 Commerce DR., Suite 210","city":"Muskego","state":"WI","stateName":"Wisconsin","country":"United States","postalCode":"53150-7961"},"tradeNames":["The Breakthru Family","The Breakthru Multi-Family Office"],"registration":{"secApproved":"7 August 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":5987619.047619048,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":1},"aum":{"regulatory":125740000,"discretionary":125740000,"discretionaryAccounts":82,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":1125000},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":124615000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053173","versionId":1053173,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-07-29","documentName":"ADV 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting is billed hourly at a maximum of $500 an hour; plan fees are billed on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053173","versionId":1053173,"submittedOn":"2026-07-29","documentName":"ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:48:06.573635+00:00","documents":[{"name":"ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053173","versionId":1053173,"submittedOn":"2026-07-29"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":55000000}],"custodyNote":"Breakthru Advisory Services has custody of $12M in client assets for 2 clients.","otherCustodians":[],"leadership":[{"name":"Abigail Lemke","title":"Chief Compliance Officer","crd":"8317367"},{"name":"Jerald Jendusa","title":"Managing Member","crd":"7945303"}],"ownership":[{"label":"Breakthru Strategies Inc.","detail":"Owner in the 75% or more ownership band and a control person, since May 2024."},{"label":"Jerald Jendusa","detail":"Indirect owner: a owner of Breakthru Strategies Inc. in the 75% or more band and a control person, since February 2022.","parent":"Breakthru Strategies Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wisconsin","offices":1,"addresses":[{"street":"W160S6550 Commerce DR., Suite 210","city":"Muskego","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"414-837-5337","stateRegisteredReps":2,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"U.S. state and local bonds","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":49},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"29 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/332173/PDF/332173.pdf","brochureDate":"29 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053173","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Breakthru Advisory Services have?","answer":"Breakthru Advisory Services has 21 clients and manages $126 million for them, as of July 2026. They include 15 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Breakthru Advisory Services offer?","answer":"Breakthru Advisory Services provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Breakthru Advisory Services charge?","answer":"Breakthru Advisory Services charges up to 1.50% a year for its Asset Management. The fee is billed in advance or in arrears and is negotiable.","source":"ADV 2A, filed 29 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Breakthru Advisory Services use?","answer":"Breakthru Advisory Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $55M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Breakthru Advisory Services have?","answer":"Breakthru Advisory Services has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Breakthru Advisory Services invest in?","answer":"At the end of its last fiscal year, Breakthru Advisory Services’ separately managed accounts held 49% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 13% state and local bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Breakthru Advisory Services?","answer":"Breakthru Advisory Services is owned through a holding company by Jerald Jendusa. Its direct owner is Breakthru Strategies Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Breakthru Advisory Services get paid?","answer":"Breakthru Advisory Services is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Breakthru Advisory Services?","answer":"Breakthru Advisory Services’ main office is at W160S6550 Commerce DR., Suite 210, Muskego, WI 53150-7961. Its phone number is 414-837-5337. Its website is breakthrufamily.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/breakthru-advisory-services-332173/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-23","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2055645/000205564526000004/0002055645-26-000004-index.html","totalValue":29776694,"positionCount":14,"top10Share":0.9423186805089914,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":5396160,"shares":7226,"shareType":"SH","priorValue":8914211,"priorShares":13707},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"MORTGAGE BACKED","cusip":"46654Q575","value":4266396,"shares":84183,"shareType":"SH","priorValue":4652181,"priorShares":91220},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":3798289,"shares":12642,"shareType":"SH","priorValue":3879216,"priorShares":15642},{"issuer":"ISHARES TR","titleOfClass":"MSCI EAFE ETF","cusip":"464287465","value":3766689,"shares":36260,"shareType":"SH","priorValue":3521934,"priorShares":36260},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":2496050,"shares":3333,"shareType":"SH","priorValue":2538374,"priorShares":3886},{"issuer":"NORTHERN LTS FD TR II","titleOfClass":"ESSEN 40 STK ETF","cusip":"664925708","value":2350667,"shares":118222,"shareType":"SH","priorValue":2466133,"priorShares":140802},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":1840248,"shares":18280,"shareType":"SH","priorValue":1984009,"priorShares":19710},{"issuer":"FIRST TR EXCHNG TRADED FD VI","titleOfClass":"FT LADD BUFF ETF","cusip":"33740F755","value":1726956,"shares":47275,"shareType":"SH","priorValue":2088270,"priorShares":61838},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":1659109,"shares":2253,"shareType":"SH","priorValue":1675554,"priorShares":2903},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP AERO","cusip":"78464A631","value":758571,"shares":2673,"shareType":"SH","priorValue":980363,"priorShares":3860}],"positionsListed":14,"positions":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":5396160,"shares":7226,"shareType":"SH","priorValue":8914211,"priorShares":13707},{"issuer":"J P MORGAN EXCHANGE TRADED F","titleOfClass":"MORTGAGE BACKED","cusip":"46654Q575","value":4266396,"shares":84183,"shareType":"SH","priorValue":4652181,"priorShares":91220},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":3798289,"shares":12642,"shareType":"SH","priorValue":3879216,"priorShares":15642},{"issuer":"ISHARES TR","titleOfClass":"MSCI EAFE ETF","cusip":"464287465","value":3766689,"shares":36260,"shareType":"SH","priorValue":3521934,"priorShares":36260},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":2496050,"shares":3333,"shareType":"SH","priorValue":2538374,"priorShares":3886},{"issuer":"NORTHERN LTS FD TR II","titleOfClass":"ESSEN 40 STK ETF","cusip":"664925708","value":2350667,"shares":118222,"shareType":"SH","priorValue":2466133,"priorShares":140802},{"issuer":"ISHARES TR","titleOfClass":"0-3 MTH TREASURY","cusip":"46436E718","value":1840248,"shares":18280,"shareType":"SH","priorValue":1984009,"priorShares":19710},{"issuer":"FIRST TR EXCHNG TRADED FD VI","titleOfClass":"FT LADD BUFF ETF","cusip":"33740F755","value":1726956,"shares":47275,"shareType":"SH","priorValue":2088270,"priorShares":61838},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":1659109,"shares":2253,"shareType":"SH","priorValue":1675554,"priorShares":2903},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP AERO","cusip":"78464A631","value":758571,"shares":2673,"shareType":"SH","priorValue":980363,"priorShares":3860},{"issuer":"EXCHANGE TRADED CONCEPTS TRU","titleOfClass":"RANG NUCL RE ETF","cusip":"301505475","value":714930,"shares":10489,"shareType":"SH","priorValue":1052584,"priorShares":16004},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US AGGREGATE B","cusip":"808524839","value":449670,"shares":19441,"shareType":"SH","priorValue":451420,"priorShares":19441},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"CRYPTO THEMATIC","cusip":"808524656","value":291342,"shares":4165,"shareType":"SH","priorValue":373477,"priorShares":7185},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"HIGH YIEL BD ETF","cusip":"808524631","value":261617,"shares":9993,"shareType":"SH","priorValue":259818,"priorShares":9993}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}