{"url":"https://nivawealth.com/firms/brazos-wealth-advisors-323508","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/323508","regulatoryAum":183697357,"crd":"323508","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5265329","suffix":null,"lastName":"DANSBY","firstName":"DEREK","middleName":"WILLIAM"},{"crd":"1673397","suffix":null,"lastName":"SHANNON","firstName":"ROBERT","middleName":"WESLEY"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-24","regulatoryAum":111703103,"clients":151,"employees":2,"offices":2},{"filedOn":"2025-05-13","regulatoryAum":130819866,"clients":151,"employees":2,"offices":2},{"filedOn":"2026-03-16","regulatoryAum":183697357,"clients":155,"employees":3,"offices":2}],"secFileNumber":"801-130548","legalName":"Brazos Wealth Advisors LLC","displayName":"Brazos Wealth Advisors","slug":"brazos-wealth-advisors-323508","website":"https://brazoswa.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/323508/d72197c8294656dc-r1.webp","tone":"dark","width":222,"height":200,"sourceUrl":"https://www.brazoswa.com","sourceLabel":"Brazos Wealth Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://WWW.LINKEDIN.COM/COMPANY/90641498/ADMIN/FEED/POSTS","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"January","headquarters":{"street":"2833 Crockett St., Ste.102","city":"Fort Worth","state":"TX","stateName":"Texas","country":"United States","postalCode":"76107"},"tradeNames":[],"registration":{"secApproved":"24 June 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1163923.351724138,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":183697357,"discretionary":170727139,"discretionaryAccounts":416,"nonDiscretionary":12970218,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":96,"regulatoryAum":28735482},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":140033404},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":12970218},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":1958253}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"An annual fixed fee of up to $20,000 for financial planning and consulting, or hourly planning up to $500 an hour; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019867","versionId":1019867,"submittedOn":"2026-03-16","documentName":"ADV PART 2 DISCLOSURE BROCHURE"},{"role":"other","program":"Retirement Planning and Consulting","summary":"Pension and profit-sharing plans pay 0.65% on assets up to $1 million, stepping down to 0.45% from $4 million to $5 million, or a $22,500 flat fee above $5 million.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019867","versionId":1019867,"submittedOn":"2026-03-16","documentName":"ADV PART 2 DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:21:15.240105+00:00","documents":[{"name":"ADV PART 2 DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019867","versionId":1019867,"submittedOn":"2026-03-16"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":168774875}],"custodyNote":"Brazos Wealth Advisors has custody of $78.3M for 89 clients.","otherCustodians":[],"leadership":[{"name":"Derek Dansby","title":"Owner / Chief Compliance Officer","crd":"5265329"},{"name":"Robert Shannon","title":"Owner","crd":"1673397"}],"ownership":[{"label":"Derek Dansby","detail":"Owner / chief compliance officer in the 50% to 75% ownership band and a control person, since September 2022."},{"label":"Robert Shannon","detail":"Owner in the 50% to 75% ownership band and a control person, since September 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":2,"addresses":[{"street":"2833 Crockett St., Ste.102","city":"Fort Worth","headquarters":true},{"street":"307 North Wall St","city":"Iowa Park"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"682-350-1055","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":69},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/323508/PDF/323508.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019867","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Brazos Wealth Advisors have?","answer":"Brazos Wealth Advisors has 155 clients and manages $184 million for them, as of March 2026. They include 96 individual clients, 49 high-net-worth individuals, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Brazos Wealth Advisors offer?","answer":"Brazos Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Brazos Wealth Advisors use?","answer":"Brazos Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $169M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Brazos Wealth Advisors have?","answer":"Brazos Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Brazos Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Brazos Wealth Advisors’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities, 6% U.S. government and agency bonds, 2% cash and equivalents, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Brazos Wealth Advisors?","answer":"Brazos Wealth Advisors’ direct owners are Derek Dansby (50% to 75%) and Robert Shannon (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Brazos Wealth Advisors get paid?","answer":"Brazos Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Brazos Wealth Advisors?","answer":"Brazos Wealth Advisors’ main office is at 2833 Crockett St., Ste.102, Fort Worth, TX 76107. Its phone number is 682-350-1055. Its website is brazoswa.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}