{"url":"https://nivawealth.com/firms/branzan-investment-advisors-120783","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/120783","regulatoryAum":114761548,"crd":"120783","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5888917","suffix":null,"lastName":"BRANT","firstName":"CHARLES","middleName":"SPENCER"},{"crd":"4543633","suffix":null,"lastName":"BRANT","firstName":"JOHN","middleName":"GETTY"},{"crd":"5010665","suffix":"JR.","lastName":"BRANT","firstName":"JOHN","middleName":"GETTY"},{"crd":"2583732","suffix":null,"lastName":"DUPREE","firstName":"MATTHEW","middleName":"D"},{"crd":"2787672","suffix":null,"lastName":"MATTHEWS","firstName":"RUSSELL","middleName":"JOHN"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-22","regulatoryAum":108731446,"clients":3,"employees":5,"offices":1},{"filedOn":"2022-07-20","regulatoryAum":128646303,"clients":3,"employees":4,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":100137052,"clients":3,"employees":6,"offices":1},{"filedOn":"2024-07-09","regulatoryAum":102215657,"clients":4,"employees":6,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":103957677,"clients":4,"employees":6,"offices":1},{"filedOn":"2026-07-16","regulatoryAum":114761548,"clients":3,"employees":6,"offices":1}],"secFileNumber":"801-66261","legalName":"Branzan Investment Advisors, Inc.","displayName":"Branzan Investment Advisors","slug":"branzan-investment-advisors-120783","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/branzan-investment-advisors-inc","xUrl":"https://twitter.com/branzan_ria","founded":null,"organization":"Colorado corporation","fiscalYearEnd":"December","headquarters":{"street":"10288 W Chatfield Ave, Ste 300","city":"Littleton","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80127"},"tradeNames":[],"registration":{"secApproved":"21 April 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":114761548,"discretionary":114761548,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":102090764},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":12670784}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"El Paso, TX","smaAssets":12625058}],"custodyNote":"Branzan Investment Advisors has custody of $102M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"John Brant","title":"Vice President","crd":"4543633"},{"name":"John Brant","title":"President/Shareholder/Chief Compliance Officer","crd":"5010665"},{"name":"Charles Brant","title":"Secretary/Vice President","crd":"5888917"}],"ownership":[{"label":"John Brant","detail":"President/shareholder/chief compliance officer in the 50% to 75% ownership band and a control person, since January 2011."},{"label":"Charles Brant","detail":"Secretary/vice president in the 50% to 75% ownership band and a control person, since January 2014."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"10288 W Chatfield Ave, Ste 300","city":"Littleton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-292-9224","stateRegisteredReps":5,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"Securities issued by registered investment companies or business development companies","percent":83},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":3},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/120783/PDF/120783.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Branzan Investment Advisors have?","answer":"Branzan Investment Advisors has 3 clients and manages $115 million for them, as of July 2026. They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Branzan Investment Advisors offer?","answer":"Branzan Investment Advisors provides portfolio management for individuals and small businesses and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Branzan Investment Advisors use?","answer":"Branzan Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (El Paso, TX), with $12.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Branzan Investment Advisors have?","answer":"Branzan Investment Advisors has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Branzan Investment Advisors invest in?","answer":"At the end of its last fiscal year, Branzan Investment Advisors’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities and 1% cash and equivalents. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Branzan Investment Advisors?","answer":"Branzan Investment Advisors’ direct owners are John Brant (50% to 75%) and Charles Brant (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Branzan Investment Advisors get paid?","answer":"Branzan Investment Advisors is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Branzan Investment Advisors?","answer":"Branzan Investment Advisors’ main office is at 10288 W Chatfield Ave, Ste 300, Littleton, CO 80127. Its phone number is 303-292-9224.","source":"Form ADV Part 1A, Item 1.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}