{"url":"https://nivawealth.com/firms/bradley-wealth-131808","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/131808","regulatoryAum":196723672,"crd":"131808","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4605220","suffix":null,"lastName":"BRADLEY","firstName":"MICHAEL","middleName":"VERN"},{"crd":"7366157","suffix":null,"lastName":"Larson","firstName":"Charlie","middleName":null},{"crd":"5862565","suffix":null,"lastName":"SCHULTZ","firstName":"ADRIAN","middleName":"CHRISTOPHER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-31","regulatoryAum":200572763,"clients":279,"employees":5,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":185710664,"clients":291,"employees":4,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":235249824,"clients":311,"employees":4,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":282586441,"clients":279,"employees":4,"offices":1},{"filedOn":"2026-03-18","regulatoryAum":196723672,"clients":204,"employees":5,"offices":1}],"secFileNumber":"801-121942","legalName":"Bradley Wealth LLC","displayName":"Bradley Wealth","slug":"bradley-wealth-131808","website":"https://bradleywealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/131808/5db03e724ec65241-r1.webp","tone":"light","width":798,"height":200,"sourceUrl":"https://bradleywealth.com/","sourceLabel":"Bradley Wealth LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bradley-wealth-management-llc/","xUrl":"https://twitter.com/bradleywealth","founded":null,"organization":"Arizona limited liability company","fiscalYearEnd":"December","headquarters":{"street":"16430 N. Scottsdale Road, Suite 230","city":"Scottsdale","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85254"},"tradeNames":["Bleum Wealth"],"registration":{"secApproved":"30 July 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":964331.725490196,"staff":{"employees":5,"advisory":5,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":196723672,"discretionary":196723672,"discretionaryAccounts":1006,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":152,"regulatoryAum":47456317},{"label":"High-net-worth individuals","clients":52,"regulatoryAum":149267355}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":1.95,"from":0},{"to":500000,"pct":1.8,"from":250000},{"to":1000000,"pct":1.6,"from":500000},{"to":2000000,"pct":1.3,"from":1000000},{"to":null,"pct":1,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020688","versionId":1020688,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-18","documentName":"BRADLEY WEALTH BROCHURE","fee_rate_low":1,"fee_rate_high":1.95,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consultation Services","summary":"Financial planning is billed as a fixed annual fee generally from $2,500 to $10,000, or hourly at $150. Annual planning fees are negotiable; the hourly rate is not.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020688","versionId":1020688,"submittedOn":"2026-03-18","documentName":"BRADLEY WEALTH BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:00:49.877408+00:00","documents":[{"name":"BRADLEY WEALTH BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020688","versionId":1020688,"submittedOn":"2026-03-18"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Dallas, TX","smaAssets":136572145},{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":61585638},{"name":"MTG, LLC","shortName":"MTG","location":"New York, NY","smaAssets":4724148}],"custodyNote":"Bradley Wealth has custody of $197M for 1,007 clients.","otherCustodians":[],"leadership":[{"name":"Michael Bradley","title":"Member/Manager/Chief Compliance Officer","crd":"4605220"}],"ownership":[{"label":"Michael Bradley","detail":"Member/manager/chief compliance officer in the 75% or more ownership band and a control person, since April 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"16430 N. Scottsdale Road, Suite 230","city":"Scottsdale","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"480-800-8638","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":23},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Derivatives","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":14},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":8,"detail":"Corporate Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"18 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/131808/PDF/131808.pdf","brochureDate":"18 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020688","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bradley Wealth have?","answer":"Bradley Wealth has 204 clients and manages $197 million for them, as of March 2026. They include 152 individual clients and 52 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bradley Wealth offer?","answer":"Bradley Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bradley Wealth charge?","answer":"Bradley Wealth charges 1.00%–1.95% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"BRADLEY WEALTH BROCHURE, filed 18 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bradley Wealth use?","answer":"Bradley Wealth’s separately managed account assets are held at Altruist Financial LLC (Dallas, TX), with $137M, Pershing Advisor Solutions LLC (Jersey City, NJ), with $61.6M and MTG, LLC (New York, NY), with $4.72M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bradley Wealth have?","answer":"Bradley Wealth has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bradley Wealth invest in?","answer":"At the end of its last fiscal year, Bradley Wealth’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 23% exchange-traded equities, 14% pooled vehicles (private funds and similar), 8% other, 4% derivatives, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds. The 8% other category is described as: Corporate Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bradley Wealth?","answer":"Bradley Wealth’s direct owner is Michael Bradley (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bradley Wealth get paid?","answer":"Bradley Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bradley Wealth?","answer":"Bradley Wealth’s main office is at 16430 N. Scottsdale Road, Suite 230, Scottsdale, AZ 85254. Its phone number is 480-800-8638. Its website is bradleywealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}