{"url":"https://nivawealth.com/firms/bradley-foster-and-sargent-106928","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106928","regulatoryAum":9072939203,"crd":"106928","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2401589","suffix":"III","lastName":"BRADLEY","firstName":"ROBERT","middleName":"HOLMES"},{"crd":"2079054","suffix":null,"lastName":"BURNS","firstName":"CAMERON","middleName":"HORATIO"},{"crd":"7042242","suffix":null,"lastName":"Charest","firstName":"Christina","middleName":"Lee"},{"crd":"2506305","suffix":null,"lastName":"CHEN","firstName":"ROSA","middleName":"YII-CHING"},{"crd":"6938721","suffix":null,"lastName":"Ciarleglio","firstName":"Joseph","middleName":"Patrick"},{"crd":"5935994","suffix":null,"lastName":"COSGROVE","firstName":"ALISON","middleName":"GOURD"},{"crd":"4559985","suffix":"Jr.","lastName":"DAPONTE","firstName":"EUGENE","middleName":"A"},{"crd":"1617862","suffix":null,"lastName":"DAUKAS","firstName":"GALAN","middleName":"GEORGE"},{"crd":"4065575","suffix":"JR","lastName":"DIXON","firstName":"DAVID","middleName":"JACK"},{"crd":"1969579","suffix":null,"lastName":"KIRSCHENBAUM","firstName":"PETER","middleName":"JAY"},{"crd":"2557496","suffix":null,"lastName":"LANDON","firstName":"MATTHEW","middleName":"RUSSELL"},{"crd":"1380847","suffix":null,"lastName":"LAROSE","firstName":"KEITH","middleName":"GLENN"},{"crd":"2664381","suffix":null,"lastName":"LIGUORI","firstName":"JEFFREY","middleName":"MICHAEL"},{"crd":"2719029","suffix":null,"lastName":"MANTERNACH","firstName":"ROGER","middleName":"HILL"},{"crd":"7400164","suffix":null,"lastName":"Matzinger","firstName":"Michele","middleName":"Lynch"},{"crd":"8334394","suffix":null,"lastName":"McGuinness","firstName":"Hayden","middleName":"Michael"},{"crd":"2264508","suffix":null,"lastName":"MILLER","firstName":"GREGORY","middleName":"MICHAEL"},{"crd":"2190810","suffix":null,"lastName":"MOSES","firstName":"MICHAEL","middleName":"DOMINICK"},{"crd":"5943873","suffix":"II","lastName":"PALDINO","firstName":"JAMES","middleName":"VINCENT"},{"crd":"7146718","suffix":null,"lastName":"Sargent","firstName":"Christopher","middleName":"Toulmin"},{"crd":"1593933","suffix":null,"lastName":"SARGENT","firstName":"THOMAS","middleName":"DENNEY"},{"crd":"8163648","suffix":null,"lastName":"Schreibstein","firstName":"Jerry","middleName":"Michael"},{"crd":"2940039","suffix":null,"lastName":"SIMMONS","firstName":"AARON","middleName":"MICHAEL"},{"crd":"4431267","suffix":null,"lastName":"WILLAUER","firstName":"CHARLES","middleName":"SAVAGE"}],"total":24,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-12","regulatoryAum":4879423390,"clients":1527,"employees":37,"offices":3},{"filedOn":"2022-05-25","regulatoryAum":6124652315,"clients":1688,"employees":48,"offices":3},{"filedOn":"2023-03-23","regulatoryAum":5627929963,"clients":1861,"employees":48,"offices":4},{"filedOn":"2024-07-24","regulatoryAum":7253462025,"clients":4439,"employees":49,"offices":7},{"filedOn":"2025-07-17","regulatoryAum":8593473009,"clients":1962,"employees":57,"offices":9},{"filedOn":"2026-04-06","regulatoryAum":9072939203,"clients":1944,"employees":61,"offices":9}],"acquisitions":[{"date":"2025-04-03","datePrecision":"day","name":"Napatree 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2000."},{"label":"Gregory Miller","detail":"Evp in the 5% to 10% ownership band and a control person, since September 2013."},{"label":"Galan Daukas","detail":"President and ceo in the 5% to 10% ownership band and a control person, since January 2022."},{"label":"Peter Kirschenbaum","detail":"Evp in the 5% to 10% ownership band, since November 2021."}],"filedOffices":{"otherThanPrincipal":8,"privateResidences":0},"listedOfficeAddresses":9,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":3,"addresses":[{"street":"185 Asylum Street, City Place II, 11th Floor","city":"Hartford","headquarters":true},{"street":"99 Mechanic Street","city":"Stonington"},{"street":"174 West Street","city":"Litchfield"}]},{"state":"Florida","offices":1,"addresses":[{"street":"25 Seabreeze Way","city":"Delray Beach"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"203 N Lasalle","city":"Chicago"}]},{"state":"Maine","offices":1,"addresses":[{"street":"254 Commercial 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of April 2026. They include 1,013 high-net-worth individuals, 827 individual clients and 62 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bradley Foster & Sargent offer?","answer":"Bradley Foster & Sargent provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bradley Foster & Sargent charge?","answer":"Bradley Foster & Sargent charges 0.50%–1.00% a year for its Investment Management. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"BRADLEY, FOSTER & SARGENT, filed 6 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Bradley Foster & Sargent have?","answer":"Bradley Foster & Sargent has 24 investment adviser representatives registered with state securities authorities, out of 61 employees, and 32 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bradley Foster & Sargent invest in?","answer":"At the end of its last fiscal year, Bradley Foster & Sargent’s separately managed accounts held 75% exchange-traded equities, 10% U.S. government and agency bonds, 6% cash and equivalents, 5% investment grade corporate bonds, 3% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bradley Foster & Sargent?","answer":"Bradley Foster & Sargent’s direct owners are Robert Bradley, Keith Larose, Cameron Burns, Thomas Sargent, Gregory Miller, Galan Daukas and Peter Kirschenbaum, each holding 25% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bradley Foster & Sargent get paid?","answer":"Bradley Foster & Sargent is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Bradley Foster & Sargent registered with the SEC?","answer":"Yes, Bradley Foster & Sargent has been registered with the SEC as an investment adviser since 31 May 1994. Its CRD number is 106928 and its SEC file number is 801-46616.","source":"Form ADV Part 1A, Item 1, filed 6 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Bradley Foster & Sargent?","answer":"Bradley Foster & Sargent’s main office is at 185 Asylum Street, City Place II, 11th Floor, Hartford, CT 06103-3402. Its phone number is 860-527-8050. Its website is bfsinvest.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}