{"url":"https://nivawealth.com/firms/bpp-wealth-solutions-166962","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166962","regulatoryAum":247268792,"crd":"166962","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1613918","suffix":null,"lastName":"KALATA","firstName":"LINDA","middleName":"ROSA"},{"crd":"7306507","suffix":null,"lastName":"Pearce","firstName":"Kelly","middleName":"Lynne"},{"crd":"1025388","suffix":null,"lastName":"SCHATZKI","firstName":"DEBRA","middleName":"LYNN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":103665594,"clients":75,"employees":8,"offices":2},{"filedOn":"2022-03-14","regulatoryAum":166632947,"clients":81,"employees":5,"offices":2},{"filedOn":"2023-03-16","regulatoryAum":151518611,"clients":93,"employees":5,"offices":2},{"filedOn":"2024-03-22","regulatoryAum":187327082,"clients":95,"employees":5,"offices":2},{"filedOn":"2025-03-11","regulatoryAum":228295226,"clients":95,"employees":5,"offices":1},{"filedOn":"2026-03-09","regulatoryAum":247268792,"clients":113,"employees":6,"offices":1}],"secFileNumber":"801-77658","legalName":"BPP Wealth Solutions, LLC","displayName":"BPP Wealth Solutions","slug":"bpp-wealth-solutions-166962","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2013","organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"25 Mountainview BLVD.,, Suite 202a","city":"Basking Ridge","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07920"},"tradeNames":[],"registration":{"secApproved":"25 February 2013","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2188219.3982300884,"staff":{"employees":6,"advisory":4,"brokerDealerReps":4,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":247268792,"discretionary":247268792,"discretionaryAccounts":459,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":17},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":14288756},{"label":"High-net-worth individuals","clients":72,"regulatoryAum":232980036}],"feePrograms":[{"role":"main","program":"Investment Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015970","versionId":1015970,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-09","documentName":"BPP PART 2A - DISCLOSURE BROCHURE","fee_rate_low":0.75,"fee_rate_high":1.55,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Family office services","summary":"Bookkeeping and bill-pay family office services are billed at a fixed $60 per hour, payable after services are rendered.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015970","versionId":1015970,"submittedOn":"2026-03-09","documentName":"BPP PART 2A - DISCLOSURE BROCHURE"},{"role":"other","program":"Financial planning","summary":"Stand-alone financial planning is a negotiable fixed fee of $3,000 to $20,000, depending on scope and complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015970","versionId":1015970,"submittedOn":"2026-03-09","documentName":"BPP PART 2A - DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:40:33.627735+00:00","documents":[{"name":"BPP PART 2A - DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015970","versionId":1015970,"submittedOn":"2026-03-09"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":219997097}],"custodyNote":"BPP Wealth Solutions has custody of $247M in client assets for 113 clients.","otherCustodians":[],"leadership":[{"name":"Allison Jaffe","title":"Chief Compliance Officer","crd":"2391256"},{"name":"Laura Flanagan","title":"General Counsel","crd":"6447979"},{"name":"Alyssa McMahon","title":"Director of Financial Planning/Managing Director","crd":"5084873"},{"name":"Debra Schatzki","title":"Managing Member","crd":"1025388"}],"ownership":[{"label":"Debra Schatzki","detail":"Managing member in the 75% or more ownership band and a control person, since February 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Jersey","offices":1,"addresses":[{"street":"25 Mountainview BLVD.,, Suite 202a","city":"Basking Ridge","headquarters":true}]}],"brochureServices":["business succession planning","estate planning","family office services","insurance","philanthropic planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-442-7750","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":68},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":9},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"9 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166962/PDF/166962.pdf","brochureDate":"9 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015970","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does BPP Wealth Solutions have?","answer":"BPP Wealth Solutions has 113 clients and manages $247 million for them, as of March 2026. They include 72 high-net-worth individuals and 41 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does BPP Wealth Solutions offer?","answer":"BPP Wealth Solutions provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, business succession planning, estate planning, family office services, insurance, and philanthropic planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does BPP Wealth Solutions charge?","answer":"BPP Wealth Solutions charges 0.75%–1.55% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.","source":"BPP PART 2A - DISCLOSURE BROCHURE, filed 9 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does BPP Wealth Solutions use?","answer":"BPP Wealth Solutions’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $220M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does BPP Wealth Solutions have?","answer":"BPP Wealth Solutions has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does BPP Wealth Solutions invest in?","answer":"At the end of its last fiscal year, BPP Wealth Solutions’ separately managed accounts held 68% exchange-traded equities, 9% registered funds (mutual funds, ETFs, BDCs), 8% investment grade corporate bonds, 7% cash and equivalents, 6% state and local bonds, 1% U.S. government and agency bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns BPP Wealth Solutions?","answer":"BPP Wealth Solutions’ direct owner is Debra Schatzki (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does BPP Wealth Solutions get paid?","answer":"BPP Wealth Solutions is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact BPP Wealth Solutions?","answer":"BPP Wealth Solutions’ main office is at 25 Mountainview BLVD.,, Suite 202a, Basking Ridge, NJ 07920. Its phone number is 908-442-7750.","source":"Form ADV Part 1A, Item 1.F, filed 9 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}