{"url":"https://nivawealth.com/firms/bosera-asset-management-international-co-limited-168895","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/168895","regulatoryAum":17263745600,"crd":"168895","secFileNumber":"801-78507","legalName":"Bosera Asset Management (international) Co., Limited","displayName":"Bosera Asset Management (international) Co., Limited","website":null,"founded":null,"organization":"other (specify) organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"Suite 4109, Jardine House, One Connaught Place, Central","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":["N/A"],"registration":{"secApproved":"5 September 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":68,"advisory":15,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":17263745600,"discretionaryAccounts":54,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":3},"clientTypes":[{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":2053682536},{"label":"Pooled investment vehicles","clients":46,"regulatoryAum":14148148612},{"label":"Pension and profit-sharing plans","clients":3,"regulatoryAum":365777478},{"label":"State or municipal government entities","clients":2,"regulatoryAum":696136974}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Bosera Asset Management (international) Co., Limited has custody of $13.99B for 29 clients.","otherCustodians":[],"leadership":[{"name":"Shaodong LIAN","title":"Director","crd":"6680716"},{"name":"Zhiming OU","title":"Director","crd":"7698713"},{"name":"Guozhen Pan","title":"Head of Risk, Legal and Compliance","crd":"8246733"},{"name":"Huifeng WU","title":"Director","crd":"7767575"},{"name":"Peng Zeng","title":"Director","crd":"8246728"},{"name":"Yi ZHOU","title":"Director","crd":"7698712"}],"ownership":[{"label":"Bosera Asset Management Co., Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since March 2010."},{"label":"China Merchants Fund Management Co., LTD.","detail":"Shareholder in the 25% to 50% ownership band and a control person, since January 2023."},{"label":"China Merchants Securities Co., Limited","detail":"Indirect owner: a shareholder of Bosera Asset Management Co., Limited in the 75% or more band and a control person, since February 1999.","parent":"Bosera Asset Management Co., Limited"},{"label":"China Greatwall Asset Management Corporation","detail":"Indirect owner: a shareholder of Bosera Asset Management Co., Limited in the 25% to 50% band and a control person, since July 1998.","parent":"Bosera Asset Management Co., Limited"},{"label":"Ministry of Finance of the People'S Republic of China","detail":"Indirect owner: a shareholder of China Greatwall Asset Management Corporation in the 50% to 75% band and a control person, since October 1999.","parent":"China Greatwall Asset Management Corporation"},{"label":"China Merchants Group Limited","detail":"Indirect owner: a shareholder of Shenzhen Zhaorong Investment Holding Co., Limited in the 75% or more band and a control person, since August 2013.","parent":"Shenzhen Zhaorong Investment Holding Co., Limited"},{"label":"State-Owned Assets Supervision and Administration Commission of State Council, PRC","detail":"Indirect owner: a shareholder of China Merchants Group Limited in the 75% or more band and a control person, since August 2013.","parent":"China Merchants Group Limited"},{"label":"China Merchants Steam Navigation Co., Limited","detail":"Indirect owner: a shareholder of China Merchants Securities Co., Limited in the 25% to 50% band and a control person, since August 2013.","parent":"China Merchants Securities Co., Limited"},{"label":"China Merchants Bank Co., LTD.","detail":"Indirect owner: a shareholder of China Merchants Fund Management Co., LTD. in the 50% to 75% band and a control person, since January 2023.","parent":"China Merchants Fund Management Co., LTD."},{"label":"Verise Holdings Company Limited","detail":"Indirect owner: a shareholder of China Merchants Bank Co., LTD. in the 50% to 75% band and a control person, since January 2023.","parent":"China Merchants Bank Co., LTD."},{"label":"Cnic Corporate Limited","detail":"Indirect owner: a shareholder of Verise Holdings Company Limited in the 75% or more band and a control person, since January 2023.","parent":"Verise Holdings Company Limited"},{"label":"CMF Holdings Limited","detail":"Indirect owner: a shareholder of Good Image Limited in the 75% or more band and a control person, since January 2023.","parent":"Good Image Limited"},{"label":"China Merchants Holdings (hong Kong) Company Limited","detail":"Indirect owner: a shareholder of China Merchants Bank Co., LTD. in the 50% to 75% band and a control person, since January 2023.","parent":"China Merchants Bank Co., LTD."},{"label":"China Merchants China Direct Investments Limited","detail":"Indirect owner: a shareholder of China Merchants Bank Co., LTD. in the 75% or more band and a control person, since January 2023.","parent":"China Merchants Bank Co., LTD."},{"label":"Shenzhen Chu Yuan Investment Development Company LTD.","detail":"Indirect owner: a shareholder of China Merchants Securities Co., Limited in the 50% to 75% band and a control person, since January 2023.","parent":"China Merchants Securities Co., Limited"},{"label":"China Merchants Financial Holdings Co., LTD.","detail":"Indirect owner: a shareholder of CMF Holdings Limited in the 75% or more band and a control person, since January 2023.","parent":"CMF Holdings Limited"},{"label":"Good Image Limited","detail":"Indirect owner: a shareholder of China Merchants China Direct Investments Limited in the 25% to 50% band and a control person, since January 2023.","parent":"China Merchants China Direct Investments Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85225376658","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":97},{"label":"Investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"2 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/168895/PDF/168895.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bosera Asset Management (international) Co., Limited have?","answer":"Bosera Asset Management (international) Co., Limited has 51 clients and manages $17.3 billion for them, as of April 2026. They include 46 pooled investment vehicles, 3 pension and profit-sharing plans and 2 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bosera Asset Management (international) Co., Limited offer?","answer":"Bosera Asset Management (international) Co., Limited provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Bosera Asset Management (international) Co., Limited have?","answer":"Bosera Asset Management (international) Co., Limited has 0 investment adviser representatives registered with state securities authorities, out of 68 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bosera Asset Management (international) Co., Limited invest in?","answer":"At the end of its last fiscal year, Bosera Asset Management (international) Co., Limited’s separately managed accounts held 97% exchange-traded equities, 2% investment grade corporate bonds and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bosera Asset Management (international) Co., Limited?","answer":"Bosera Asset Management (international) Co., Limited is owned through a chain of holding companies by Ministry of Finance of the People'S Republic of China, State-Owned Assets Supervision and Administration Commission of State Council, PRC, China Merchants Steam Navigation Co., Limited, Cnic Corporate Limited, China Merchants Holdings (hong Kong) Company Limited, and 2 others. Its direct owners are Bosera Asset Management Co., Limited (75% or more), China Merchants Fund Management Co., LTD. (25% to 50%) and China Merchants Group Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bosera Asset Management (international) Co., Limited get paid?","answer":"Bosera Asset Management (international) Co., Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}