{"url":"https://nivawealth.com/firms/boon-capital-advisors-174016","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174016","regulatoryAum":185021132,"crd":"174016","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2807765","suffix":null,"lastName":"BORSTEIN","firstName":"DANIEL","middleName":"BENJAMIN"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-05-10","regulatoryAum":146889352,"clients":59,"employees":2,"offices":1},{"filedOn":"2025-02-27","regulatoryAum":158731756,"clients":62,"employees":2,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":185021132,"clients":60,"employees":2,"offices":1}],"secFileNumber":"801-130257","legalName":"Boon Capital Advisors LLC","displayName":"Boon Capital Advisors","slug":"boon-capital-advisors-174016","website":"https://booncap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/174016/9fb6b242dfff9af5-r1.webp","tone":"light","width":371,"height":200,"sourceUrl":"https://www.booncap.com/","sourceLabel":"Boon Capital Advisors LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"666 Dundee Road, Suite 1701","city":"Northbrook","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60062-2702"},"tradeNames":["Boon Capital Advisors, LLC"],"registration":{"secApproved":"17 May 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3083685.533333333,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":185021132,"discretionary":185021132,"discretionaryAccounts":275,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":8},"clientTypes":[{"label":"Individuals (other than HNW)","clients":31,"regulatoryAum":12383880},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":172637252}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T15:04:41.170264+00:00","documents":[{"name":"BOON CAPITAL ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017378","versionId":1017378,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":185021132}],"custodyNote":"Boon Capital Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Daniel Borstein","title":"Member, CCO","crd":"2807765"}],"ownership":[{"label":"Daniel Borstein","detail":"Member, cco in the 75% or more ownership band and a control person, since March 2013."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"666 Dundee Road, Suite 1701","city":"Northbrook","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"224-326-2044","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":84},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":3},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/174016/PDF/174016.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017378","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Boon Capital Advisors have?","answer":"Boon Capital Advisors has 60 clients and manages $185 million for them, as of March 2026. They include 31 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Boon Capital Advisors offer?","answer":"Boon Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Boon Capital Advisors use?","answer":"Boon Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $185M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Boon Capital Advisors have?","answer":"Boon Capital Advisors has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Boon Capital Advisors invest in?","answer":"At the end of its last fiscal year, Boon Capital Advisors’ separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 2% cash and equivalents and 1% non-exchange-traded equities. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Boon Capital Advisors?","answer":"Boon Capital Advisors’ direct owner is Daniel Borstein (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Boon Capital Advisors get paid?","answer":"Boon Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Boon Capital Advisors?","answer":"Boon Capital Advisors’ main office is at 666 Dundee Road, Suite 1701, Northbrook, IL 60062-2702. Its phone number is 224-326-2044. Its website is booncap.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}