{"url":"https://nivawealth.com/firms/bondurant-investment-advisory-297290","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297290","regulatoryAum":111082039,"crd":"297290","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2013125","suffix":null,"lastName":"BONDURANT","firstName":"SCOTT","middleName":null},{"crd":"7302498","suffix":null,"lastName":"KORESS","firstName":"JUSTIN","middleName":"RILEY"},{"crd":"7292974","suffix":null,"lastName":"Regier","firstName":"Joel","middleName":"Gilbert"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134610","legalName":"Bondurant Investment Advisory, LLC","displayName":"Bondurant Investment Advisory","slug":"bondurant-investment-advisory-297290","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Illinois limited liability company","fiscalYearEnd":"December","headquarters":{"street":"805 Greenwood St Suite #1","city":"Evanston","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60201"},"tradeNames":[],"registration":{"secApproved":"18 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2148944.745098039,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":111082039,"discretionary":111082039,"discretionaryAccounts":137,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":13,"regulatoryAum":2040180},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":107556002},{"label":"Corporations and other businesses","clients":3,"fewerThan5":true,"regulatoryAum":1485857}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":5000000,"pct":0.8,"from":1000000},{"to":10000000,"pct":0.6,"from":5000000},{"to":20000000,"pct":0.5,"from":10000000},{"to":null,"pct":0.4,"from":20000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003522","versionId":1003522,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-23","documentName":"BONDURANT INVESTMENT ADVISORY ADV PART 2A","fee_rate_low":0.4,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Pension Consulting","summary":"Charged at 1% of the plan assets consulted on. Negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003522","versionId":1003522,"submittedOn":"2026-01-23","documentName":"BONDURANT INVESTMENT ADVISORY ADV PART 2A"},{"role":"other","program":"Standalone Financial Planning","summary":"Fixed fee negotiated with the client, typically $2,000 to $20,000. Planning is included at no charge for investment management clients.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003522","versionId":1003522,"submittedOn":"2026-01-23","documentName":"BONDURANT INVESTMENT ADVISORY ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:04:37.50844+00:00","documents":[{"name":"BONDURANT INVESTMENT ADVISORY ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003522","versionId":1003522,"submittedOn":"2026-01-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":111082039}],"custodyNote":"Bondurant Investment Advisory does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Justin Koress","title":"Associate & Chief Compliance Officer","crd":"7302498"},{"name":"Scott Bondurant","title":"CEO & Founder","crd":"2013125"}],"ownership":[{"label":"Scott Bondurant","detail":"Ceo & founder in the 75% or more ownership band and a control person, since April 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"805 Greenwood St Suite #1","city":"Evanston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"847-602-6404","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":85},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"23 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297290/PDF/297290.pdf","brochureDate":"23 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1003522","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bondurant Investment Advisory have?","answer":"Bondurant Investment Advisory has 54 clients and manages $111 million for them, as of January 2026. They include 38 high-net-worth individuals, 13 individual clients, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bondurant Investment Advisory offer?","answer":"Bondurant Investment Advisory provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bondurant Investment Advisory charge?","answer":"Bondurant Investment Advisory charges 0.40%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"BONDURANT INVESTMENT ADVISORY ADV PART 2A, filed 23 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bondurant Investment Advisory use?","answer":"Bondurant Investment Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $111M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bondurant Investment Advisory have?","answer":"Bondurant Investment Advisory has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bondurant Investment Advisory invest in?","answer":"At the end of its last fiscal year, Bondurant Investment Advisory’s separately managed accounts held 85% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 4% U.S. government and agency bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bondurant Investment Advisory?","answer":"Bondurant Investment Advisory’s direct owner is Scott Bondurant (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bondurant Investment Advisory get paid?","answer":"Bondurant Investment Advisory is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bondurant Investment Advisory?","answer":"Bondurant Investment Advisory’s main office is at 805 Greenwood St Suite #1, Evanston, IL 60201. Its phone number is 847-602-6404.","source":"Form ADV Part 1A, Item 1.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}