{"url":"https://nivawealth.com/firms/bondbloxx-investment-management-317318","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317318","regulatoryAum":7239268024,"crd":"317318","history":[{"filedOn":"2022-03-28","regulatoryAum":39473000,"clients":7,"employees":8,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":546496200,"clients":19,"employees":15,"offices":1},{"filedOn":"2024-03-29","regulatoryAum":2512717056,"clients":20,"employees":21,"offices":1},{"filedOn":"2025-05-23","regulatoryAum":3429182743,"clients":25,"employees":28,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":7239268024,"clients":27,"employees":32,"offices":1}],"secFileNumber":"801-122836","legalName":"Bondbloxx Investment Management Corporation","displayName":"Bondbloxx Investment Management","slug":"bondbloxx-investment-management-317318","website":"https://bondbloxxetf.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/317318/87a9e5cb535a49df-r1.webp","tone":"dark","width":532,"height":200,"sourceUrl":"https://bondbloxxetf.com/","sourceLabel":"Bondbloxx, website"},"classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/bondbloxxetf/","xUrl":"https://x.com/bondbloxxetf","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"700 Larkspur Landing Circle, Suite 250","city":"Larkspur","state":"CA","stateName":"California","country":"United States","postalCode":"94939"},"tradeNames":[],"registration":{"secApproved":"9 December 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":32,"advisory":5,"brokerDealerReps":15,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":7239268024,"discretionary":7239268024,"discretionaryAccounts":27,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":27,"regulatoryAum":7239268024}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Bondbloxx Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Leland Clemons","title":"Chief Executive Officer/Founder","crd":"4581707"},{"name":"Joanna Gallegos","title":"Chief Operating Officer","crd":"4780496"},{"name":"Eric Kleinschmidt","title":"Chief Compliance Officer","crd":"2710290"}],"ownership":[{"label":"Leland Clemons","detail":"Chief executive officer/founder in the 50% to 75% ownership band and a control person, since June 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"700 Larkspur Landing Circle, Suite 250","city":"Larkspur","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-896-5089","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317318/PDF/317318.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bondbloxx Investment Management have?","answer":"Bondbloxx Investment Management has 27 clients and manages $7.24 billion for them, as of March 2026. They include 27 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bondbloxx Investment Management offer?","answer":"Bondbloxx Investment Management provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Bondbloxx Investment Management have?","answer":"Bondbloxx Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 32 employees, and 5 perform investment advisory functions. 15 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bondbloxx Investment Management?","answer":"Bondbloxx Investment Management’s direct owner is Leland Clemons (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bondbloxx Investment Management get paid?","answer":"Bondbloxx Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bondbloxx Investment Management?","answer":"Bondbloxx Investment Management’s main office is at 700 Larkspur Landing Circle, Suite 250, Larkspur, CA 94939. Its phone number is 800-896-5089. Its website is bondbloxxetf.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}