{"url":"https://nivawealth.com/firms/boca-wealth-advisors-108038","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108038","regulatoryAum":378570000,"crd":"108038","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2584153","suffix":null,"lastName":"CANTER","firstName":"ARTHUR","middleName":null},{"crd":"5984852","suffix":null,"lastName":"Demosthenes","firstName":"ALEXANDRA","middleName":"BARBARA"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-28","regulatoryAum":235000000,"clients":135,"employees":3,"offices":2},{"filedOn":"2022-01-26","regulatoryAum":272000000,"clients":138,"employees":3,"offices":2},{"filedOn":"2023-01-27","regulatoryAum":259600000,"clients":148,"employees":3,"offices":2},{"filedOn":"2024-01-31","regulatoryAum":275360000,"clients":151,"employees":3,"offices":2},{"filedOn":"2025-01-31","regulatoryAum":333406000,"clients":156,"employees":3,"offices":2},{"filedOn":"2026-01-30","regulatoryAum":378570000,"clients":157,"employees":2,"offices":1}],"secFileNumber":"801-56858","legalName":"Boca Wealth Advisors, LLC","displayName":"Boca Wealth Advisors","slug":"boca-wealth-advisors-108038","website":"https://boca-wealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/108038/4935df5c7228de83-r1.webp","tone":"light","width":362,"height":200,"sourceUrl":"https://www.boca-wealth.com/","sourceLabel":"Boca Wealth Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bocawealthadvisors","founded":"1998","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1515 S Federal Hwy, Suite 306","city":"Boca Raton","state":"FL","stateName":"Florida","country":"United States","postalCode":"33432"},"tradeNames":[],"registration":{"secApproved":"22 September 1999","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2223522.8758169934,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":378570000,"discretionary":378570000,"discretionaryAccounts":514,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":66,"regulatoryAum":30023000},{"label":"High-net-worth individuals","clients":87,"regulatoryAum":310176000},{"label":"Pension and profit-sharing plans","clients":4,"regulatoryAum":13488000},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":24883000}],"feePrograms":[{"role":"main","program":"Investment advisory fee schedule","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005291","versionId":1005291,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-30","documentName":"2026 BWA FORM ADV PART IIA BROCHURE","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:17:27.003268+00:00","documents":[{"name":"2026 BWA FORM ADV PART IIA BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005291","versionId":1005291,"submittedOn":"2026-01-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":377917000}],"custodyNote":"Boca Wealth Advisors has custody of client assets.","leadership":[{"name":"Arthur Canter","title":"President","crd":"2584153"},{"name":"Alexandra Demosthenes","title":"Vice President","crd":"5984852"},{"name":"Arthur Canter","title":"Chief Compliance Officer","crd":"2584153"},{"name":"Alexandra Demosthenes","title":"Secretary","crd":"5984852"}],"ownership":[{"label":"Arthur Canter","detail":"President in the 75% or more ownership band and a control person, since November 1998. Also chief compliance officer in the 75% or more ownership band and a control person, since July 2004."},{"label":"Alexandra Demosthenes","detail":"Vice president in the 5% to 10% ownership band and a control person, since December 2025. Also secretary in the 10% to 25% ownership band and a control person, since January 2016."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1515 S Federal Hwy, Suite 306","city":"Boca Raton","headquarters":true}]}],"brochureServices":["estate planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"561-391-4477","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"26-50","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":12},{"label":"Investment grade corporate bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":70},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"30 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108038/PDF/108038.pdf","brochureDate":"30 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1005291","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Boca Wealth Advisors have?","answer":"Boca Wealth Advisors has 157 clients and manages $379 million for them, as of January 2026. They include 87 high-net-worth individuals, 66 individual clients, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Boca Wealth Advisors offer?","answer":"Boca Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, estate planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Boca Wealth Advisors charge?","answer":"Boca Wealth Advisors charges 0.50%–1.00% a year for its Investment advisory fee schedule. The fee is billed in advance and is negotiable.","source":"2026 BWA FORM ADV PART IIA BROCHURE, filed 30 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Boca Wealth Advisors use?","answer":"Boca Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $378M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Boca Wealth Advisors have?","answer":"Boca Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Boca Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Boca Wealth Advisors’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 12% state and local bonds, 10% investment grade corporate bonds, 5% exchange-traded equities, 2% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Boca Wealth Advisors?","answer":"Boca Wealth Advisors’ direct owners are Arthur Canter (75% or more) and Alexandra Demosthenes (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Boca Wealth Advisors get paid?","answer":"Boca Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Boca Wealth Advisors registered with the SEC?","answer":"Yes, Boca Wealth Advisors has been registered with the SEC as an investment adviser since 22 September 1999. Its CRD number is 108038 and its SEC file number is 801-56858.","source":"Form ADV Part 1A, Item 1, filed 30 January 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Boca Wealth Advisors?","answer":"Boca Wealth Advisors’ main office is at 1515 S Federal Hwy, Suite 306, Boca Raton, FL 33432. Its phone number is 561-391-4477. Its website is boca-wealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}