{"url":"https://nivawealth.com/firms/bny-mellon-advisors-106108","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106108","regulatoryAum":33478488988,"crd":"106108","secFileNumber":"801-52378","legalName":"BNY Mellon Advisors, Inc.","displayName":"BNY Mellon Advisors","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"200 Park Avenue","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10166"},"tradeNames":[],"registration":{"secApproved":"15 July 1996","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":66,"advisory":44,"brokerDealerReps":14,"insuranceAgents":0,"promoters":4},"aum":{"discretionary":33206739506,"discretionaryAccounts":163432,"nonDiscretionary":271749482,"nonDiscretionaryAccounts":1,"wrapProgram":32438205348,"nonUsClientsPct":0,"nonAumClients":22},"clientTypes":[{"label":"Individuals (other than HNW)","clients":120219,"regulatoryAum":23658305273},{"label":"High-net-worth individuals","clients":4358,"regulatoryAum":7857360507},{"label":"Banking or thrift institutions","clients":null,"regulatoryAum":271749482},{"label":"Pension and profit-sharing plans","clients":472,"regulatoryAum":160880848},{"label":"Charitable organizations","clients":243,"regulatoryAum":594445664},{"label":"State or municipal government entities","clients":null,"regulatoryAum":528361},{"label":"Other investment advisers","clients":null,"regulatoryAum":223319602},{"label":"Corporations and other businesses","clients":409,"regulatoryAum":451963982},{"label":"Other","clients":null,"regulatoryAum":259935269}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":32351464157}],"custodyNote":"BNY Mellon Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Vella","title":"President,","crd":"4507313"},{"name":"Kimberly Mackenzie-Perman","title":"Chief Financial Officer","crd":"4576869"},{"name":"Jaime Utano","title":"Chief Compliance Officer","crd":"4247983"},{"name":"David Dipetrillo","title":"Director","crd":"4904926"},{"name":"Michael Nuzzo","title":"Director","crd":"2014097"},{"name":"Stephanie Pierce","title":"Director","crd":"2526452"},{"name":"Cristina Rice","title":"Secretary","crd":"4242888"},{"name":"Ainslie Simmonds","title":"Director","crd":"6047968"}],"ownership":[{"label":"MBC Investments Corporation","detail":"Owner in the 75% or more ownership band and a control person, since January 2024."},{"label":"The Bank of New York Mellon Corporation","detail":"Indirect owner: a owner of BNY Mellon Ihc, LLC in the 75% or more band and a control person, since December 2016.","parent":"BNY Mellon Ihc, LLC"},{"label":"BNY Mellon Ihc, LLC","detail":"Indirect owner: a owner of MBC Investments Corporation in the 75% or more band and a control person, since April 2017.","parent":"MBC Investments Corporation"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"101 2nd Street","city":"San Francisco"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"201 Washington Street","city":"Boston"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"1800 American BLVD.","city":"Pennington"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Park Avenue","city":"New York","headquarters":true}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"500 Ross Street","city":"Pittsburgh"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-495-1784","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":1},{"label":"Derivatives","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"28 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106108/PDF/106108.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does BNY Mellon Advisors have?","answer":"BNY Mellon Advisors has 125,701 clients and manages $33.5 billion for them, as of May 2026. They include 120,219 other individuals, 4,358 high-net-worth individuals and 472 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does BNY Mellon Advisors offer?","answer":"BNY Mellon Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does BNY Mellon Advisors use?","answer":"BNY Mellon Advisors’ separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $32,351,464,157. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does BNY Mellon Advisors have?","answer":"BNY Mellon Advisors has 5 investment adviser representatives registered with state securities authorities, out of 66 employees, and 44 perform investment advisory functions. 14 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does BNY Mellon Advisors invest in?","answer":"At the end of its last fiscal year, BNY Mellon Advisors’ separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% derivatives and 1% pooled vehicles (private funds and similar). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns BNY Mellon Advisors?","answer":"BNY Mellon Advisors is owned through a chain of holding companies by the Bank of New York Mellon Corporation. Its direct owner is MBC Investments Corporation (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does BNY Mellon Advisors get paid?","answer":"BNY Mellon Advisors is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}