{"url":"https://nivawealth.com/firms/bna-wealth-39326","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/39326","regulatoryAum":619754403,"crd":"39326","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6447420","suffix":"Mr.","lastName":"Ackerman","firstName":"Adam","middleName":"Eric"},{"crd":"3103002","suffix":null,"lastName":"ACKERMAN","firstName":"BERNARD","middleName":"NEAL"},{"crd":"7386485","suffix":null,"lastName":"Gochnour","firstName":"Gavin","middleName":"Mark"},{"crd":"7170972","suffix":null,"lastName":"Hudspeth","firstName":"Daniel","middleName":"McClain"},{"crd":"6352889","suffix":null,"lastName":"Vezzosi","firstName":"Gregory","middleName":"Scott"},{"crd":"2413127","suffix":null,"lastName":"ZARZYCKI","firstName":"JOSEPH","middleName":"ROBERT"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-15","regulatoryAum":284448528,"clients":346,"employees":3,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":354733569,"clients":384,"employees":3,"offices":1},{"filedOn":"2023-03-23","regulatoryAum":327954020,"clients":405,"employees":3,"offices":1},{"filedOn":"2024-07-09","regulatoryAum":374609264,"clients":461,"employees":5,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":504007049,"clients":473,"employees":9,"offices":1},{"filedOn":"2026-07-16","regulatoryAum":619754403,"clients":542,"employees":8,"offices":1}],"secFileNumber":"801-48984","legalName":"Bna Wealth, Inc.","displayName":"BNA Wealth","slug":"bna-wealth-39326","website":"https://bnacpa.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/bna-wealth","founded":null,"organization":"South Carolina corporation","fiscalYearEnd":"December","headquarters":{"street":"596 Herrons Ferry Road, Suite 300","city":"Rock Hill","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29730"},"tradeNames":[],"registration":{"secApproved":"18 April 1995","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1149189.8464419476,"staff":{"employees":8,"advisory":5,"brokerDealerReps":5,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":619754403,"discretionary":106109322,"discretionaryAccounts":209,"nonDiscretionary":513645081,"nonDiscretionaryAccounts":333,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":146,"regulatoryAum":172161957},{"label":"High-net-worth individuals","clients":388,"regulatoryAum":441505421},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":468294},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":5618731}],"feePrograms":[{"role":"other","program":"Estate planning","summary":"Estate planning is a flat fee of $500, paid on completion of the services.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052058","versionId":1052058,"submittedOn":"2026-07-16","documentName":"BNA WEALTH"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T05:49:03.506714+00:00","documents":[{"name":"BNA WEALTH","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052058","versionId":1052058,"submittedOn":"2026-07-16"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":619754403}],"custodyNote":"BNA Wealth does not have custody of client assets.","leadership":[{"name":"Adam Eric MR. Ackerman","title":"President/Chief Compliance Officer","crd":"6447420"}],"ownership":[{"label":"Adam Eric MR. Ackerman","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since July 2020."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"596 Herrons Ferry Road, Suite 300","city":"Rock Hill","headquarters":true}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"803-324-7100","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":11},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":71},{"label":"Cash and cash equivalents","percent":16}],"privateFunds":0},"sources":{"adv1FilingDate":"16 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/39326/PDF/39326.pdf","brochureDate":"16 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052058","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-26","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does BNA Wealth have?","answer":"BNA Wealth has 542 clients and manages $620 million for them, as of July 2026. They include 388 high-net-worth individuals, 146 individual clients, and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does BNA Wealth offer?","answer":"BNA Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does BNA Wealth use?","answer":"BNA Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $620M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does BNA Wealth have?","answer":"BNA Wealth has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does BNA Wealth invest in?","answer":"At the end of its last fiscal year, BNA Wealth’s separately managed accounts held 71% registered funds (mutual funds, ETFs, BDCs), 16% cash and equivalents, 11% exchange-traded equities, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns BNA Wealth?","answer":"BNA Wealth’s direct owner is Adam Eric MR. Ackerman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does BNA Wealth get paid?","answer":"BNA Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is BNA Wealth registered with the SEC?","answer":"Yes, BNA Wealth has been registered with the SEC as an investment adviser since 18 April 1995. Its CRD number is 39326 and its SEC file number is 801-48984.","source":"Form ADV Part 1A, Item 1, filed 16 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact BNA Wealth?","answer":"BNA Wealth’s main office is at 596 Herrons Ferry Road, Suite 300, Rock Hill, SC 29730. Its phone number is 803-324-7100. Its website is bnacpa.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}