{"url":"https://nivawealth.com/firms/bluestone-wealth-management-137959","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/137959","regulatoryAum":272940969,"crd":"137959","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5055860","suffix":null,"lastName":"CATLIN","firstName":"ELIZABETH","middleName":"JOHNSON"},{"crd":"5055870","suffix":null,"lastName":"CLINTON-CATLIN","firstName":"CHRISTINE","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-01-29","regulatoryAum":200838971,"clients":25,"employees":2,"offices":1},{"filedOn":"2022-01-26","regulatoryAum":245760025,"clients":29,"employees":2,"offices":1},{"filedOn":"2023-02-02","regulatoryAum":208917877,"clients":33,"employees":2,"offices":1},{"filedOn":"2024-01-17","regulatoryAum":228581803,"clients":30,"employees":2,"offices":1},{"filedOn":"2025-01-23","regulatoryAum":258000100,"clients":35,"employees":2,"offices":1},{"filedOn":"2026-01-29","regulatoryAum":272940969,"clients":37,"employees":2,"offices":1}],"secFileNumber":"801-68611","legalName":"Bluestone 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POLICY","fee_rate_low":null,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T09:07:11.627341+00:00","documents":[{"name":"BLUESTONE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004860","versionId":1004860,"submittedOn":"2026-01-29"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":272940969}],"custodyNote":"Bluestone Wealth Management has custody of $103M for 18 clients.","otherCustodians":[],"leadership":[{"name":"Elizabeth Catlin","title":"Member & Chief Compliance Officer","crd":"5055860"},{"name":"Christine Clinton-Catlin","title":"Member","crd":"5055870"}],"ownership":[{"label":"Elizabeth Catlin","detail":"Member & chief compliance officer in the 50% to 75% ownership band and a control person, since June 2005."},{"label":"Christine Clinton-Catlin","detail":"Member in the 50% to 75% ownership band and a control person, since June 2005."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New Hampshire","offices":1,"addresses":[{"street":"67 Winter Street","city":"Keene","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"603-499-4737","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"29 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/137959/PDF/137959.pdf","brochureDate":"29 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1004860","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Bluestone Wealth Management have?","answer":"Bluestone Wealth Management has 37 clients and manages $273 million for them, as of January 2026. They include 30 high-net-worth individuals and 7 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Bluestone Wealth Management offer?","answer":"Bluestone Wealth Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Bluestone Wealth Management charge?","answer":"Bluestone Wealth Management charges up to 1.00% a year for its Wealth Management Services. The fee is billed in advance and is negotiable.","source":"BLUESTONE DISCLOSURE BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY, filed 29 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Bluestone Wealth Management use?","answer":"Bluestone Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $273M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Bluestone Wealth Management have?","answer":"Bluestone Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Bluestone Wealth Management invest in?","answer":"At the end of its last fiscal year, Bluestone Wealth Management’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Bluestone Wealth Management?","answer":"Bluestone Wealth Management’s direct owners are Elizabeth Catlin (50% to 75%) and Christine Clinton-Catlin (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Bluestone Wealth Management get paid?","answer":"Bluestone Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Bluestone Wealth Management?","answer":"Bluestone Wealth Management’s main office is at 67 Winter Street, Keene, NH 03431. Its phone number is 603-499-4737. Its website is bluestonenh.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}