{"url":"https://nivawealth.com/firms/blue-jean-financial-331138","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331138","regulatoryAum":133349793,"crd":"331138","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6818568","suffix":null,"lastName":"Blowers","firstName":"Donald","middleName":"Benjamin"},{"crd":"6872605","suffix":null,"lastName":"Brandon","firstName":"Jordan","middleName":"Marcus"},{"crd":"6073328","suffix":null,"lastName":"BUFKINS","firstName":"WILLIAM","middleName":"EDWARD"},{"crd":"7469886","suffix":null,"lastName":"Dickinson","firstName":"Tracy","middleName":null},{"crd":"6245570","suffix":null,"lastName":"KJENDAL","firstName":"BENJAMIN","middleName":"ANDERS"},{"crd":"5682549","suffix":null,"lastName":"MCWAYNE","firstName":"BRYAN","middleName":"E"},{"crd":"6754194","suffix":null,"lastName":"Reis","firstName":"Thiago","middleName":"DeAvila"},{"crd":"7781482","suffix":null,"lastName":"Simms","firstName":"Logan","middleName":"Westbury"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-30","regulatoryAum":0,"clients":0,"employees":12,"offices":1},{"filedOn":"2025-06-20","regulatoryAum":94731737,"clients":284,"employees":12,"offices":9},{"filedOn":"2026-05-21","regulatoryAum":133349793,"clients":385,"employees":14,"offices":10}],"secFileNumber":"801-130313","legalName":"Blue Jean Financial LLC","displayName":"Blue Jean Financial","slug":"blue-jean-financial-331138","website":"https://bluejeanfinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://linkedin.com/company/bluejeanfinancial","founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"125 Wolf Road, Suite 509","city":"Albany","state":"NY","stateName":"New York","country":"United States","postalCode":"12205"},"tradeNames":[],"registration":{"secApproved":"15 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":346104.03376623377,"staff":{"employees":14,"advisory":7,"brokerDealerReps":0,"insuranceAgents":6,"promoters":1},"aum":{"regulatory":133349793,"discretionary":133349793,"discretionaryAccounts":891,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":356,"regulatoryAum":80920003},{"label":"High-net-worth individuals","clients":29,"regulatoryAum":52330050},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":99740}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045956","versionId":1045956,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-05-21","documentName":"BLUE JEAN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","fee_rate_low":0.5,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is offered for a fixed engagement fee of $900 to $50,000 per engagement, which may be negotiable, and ongoing planning is billed monthly in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045956","versionId":1045956,"submittedOn":"2026-05-21","documentName":"BLUE JEAN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:44:30.789678+00:00","documents":[{"name":"BLUE JEAN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045956","versionId":1045956,"submittedOn":"2026-05-21"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":133349793}],"custodyNote":"Blue Jean Financial has custody of $29.4M for 83 clients.","otherCustodians":[],"leadership":[{"name":"Francis Deno","title":"Partner and Chief Compliance Officer","crd":"7845877"},{"name":"Bryan McWayne","title":"Partner","crd":"5682549"}],"ownership":[{"label":"Blue Jean Group, LLC","detail":"Managing member in the 75% or more ownership band and a control person, since April 2024."},{"label":"Francis Deno","detail":"Indirect owner: a member of Blue Jean Group, LLC in the 25% to 50% band and a control person, since April 2024.","parent":"Blue Jean Group, LLC"},{"label":"Bryan McWayne","detail":"Indirect owner: a managing member of Blue Jean Group, LLC in the 50% to 75% band and a control person, since April 2024.","parent":"Blue Jean Group, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":9,"privateResidences":8},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"171 Route 149","city":"Marstons Mills"}]},{"state":"New York","offices":1,"addresses":[{"street":"125 Wolf Road, Suite 509","city":"Albany","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"518-631-5471","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":85},{"label":"Securities issued by registered investment companies or business development companies","percent":13},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"21 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331138/PDF/331138.pdf","brochureDate":"21 May 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1045956","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Jean Financial have?","answer":"Blue Jean Financial has 385 clients and manages $133 million for them, as of May 2026. They include 356 individual clients and 29 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Jean Financial offer?","answer":"Blue Jean Financial provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Blue Jean Financial charge?","answer":"Blue Jean Financial charges 0.50%–2.00% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.","source":"BLUE JEAN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS, filed 21 May 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Blue Jean Financial use?","answer":"Blue Jean Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $133M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blue Jean Financial have?","answer":"Blue Jean Financial has 7 investment adviser representatives registered with state securities authorities, out of 14 employees, and 7 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Jean Financial invest in?","answer":"At the end of its last fiscal year, Blue Jean Financial’s separately managed accounts held 85% exchange-traded equities, 13% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Jean Financial?","answer":"Blue Jean Financial is owned through a holding company by Francis Deno and Bryan McWayne. Its direct owner is Blue Jean Group, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Jean Financial get paid?","answer":"Blue Jean Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Blue Jean Financial?","answer":"Blue Jean Financial’s main office is at 125 Wolf Road, Suite 509, Albany, NY 12205. Its phone number is 518-631-5471. Its website is bluejeanfinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 May 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/blue-jean-financial-331138/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-24","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2047089/000195175726001029/0001951757-26-001029-index.html","totalValue":143660876,"positionCount":70,"top10Share":0.2847030043169165,"top10":[{"issuer":"BLOCK INC","titleOfClass":"CL A","cusip":"852234103","value":5657136,"shares":74436,"shareType":"SH"},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":5244461,"shares":12469,"shareType":"SH","priorValue":3696324,"priorShares":9943},{"issuer":"FIRST SOLAR INC","titleOfClass":"COM","cusip":"336433107","value":5084938,"shares":21550,"shareType":"SH"},{"issuer":"GALAXY DIGITAL INC.","titleOfClass":"CL A","cusip":"36317J209","value":3813137,"shares":139471,"shareType":"SH"},{"issuer":"CLOUDFLARE INC","titleOfClass":"CL A COM","cusip":"18915M107","value":3795708,"shares":15475,"shareType":"SH"},{"issuer":"UPSTART HLDGS INC","titleOfClass":"COM","cusip":"91680M107","value":3651026,"shares":103049,"shareType":"SH"},{"issuer":"CORE SCIENTIFIC INC NEW","titleOfClass":"COM","cusip":"21874A106","value":3480214,"shares":135999,"shareType":"SH"},{"issuer":"CELESTICA INC","titleOfClass":"COM","cusip":"15101Q207","value":3430579,"shares":9404,"shareType":"SH"},{"issuer":"AIRBNB INC","titleOfClass":"COM CL A","cusip":"009066101","value":3389753,"shares":23688,"shareType":"SH"},{"issuer":"BORGWARNER INC","titleOfClass":"COM","cusip":"099724106","value":3353731,"shares":50508,"shareType":"SH"}],"positionsListed":70,"positions":[{"issuer":"BLOCK INC","titleOfClass":"CL A","cusip":"852234103","value":5657136,"shares":74436,"shareType":"SH"},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":5244461,"shares":12469,"shareType":"SH","priorValue":3696324,"priorShares":9943},{"issuer":"FIRST SOLAR INC","titleOfClass":"COM","cusip":"336433107","value":5084938,"shares":21550,"shareType":"SH"},{"issuer":"GALAXY DIGITAL INC.","titleOfClass":"CL A","cusip":"36317J209","value":3813137,"shares":139471,"shareType":"SH"},{"issuer":"CLOUDFLARE INC","titleOfClass":"CL A COM","cusip":"18915M107","value":3795708,"shares":15475,"shareType":"SH"},{"issuer":"UPSTART HLDGS INC","titleOfClass":"COM","cusip":"91680M107","value":3651026,"shares":103049,"shareType":"SH"},{"issuer":"CORE SCIENTIFIC INC NEW","titleOfClass":"COM","cusip":"21874A106","value":3480214,"shares":135999,"shareType":"SH"},{"issuer":"CELESTICA INC","titleOfClass":"COM","cusip":"15101Q207","value":3430579,"shares":9404,"shareType":"SH"},{"issuer":"AIRBNB INC","titleOfClass":"COM CL A","cusip":"009066101","value":3389753,"shares":23688,"shareType":"SH"},{"issuer":"BORGWARNER INC","titleOfClass":"COM","cusip":"099724106","value":3353731,"shares":50508,"shareType":"SH"},{"issuer":"SOLARIS ENERGY INFRAS INC","titleOfClass":"COM CL A","cusip":"83418M103","value":3216871,"shares":39981,"shareType":"SH"},{"issuer":"ROCKET LAB CORP","titleOfClass":"COM","cusip":"773121108","value":3187439,"shares":31357,"shareType":"SH"},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDRSN SHRT ETF","cusip":"47103U886","value":2892026,"shares":59184,"shareType":"SH","priorValue":2512577,"priorShares":51424},{"issuer":"TRUST FOR PROFESSIONAL MANAG","titleOfClass":"PERFO TR BD ETF","cusip":"89834G570","value":2870630,"shares":113106,"shareType":"SH","priorValue":2516555,"priorShares":99390},{"issuer":"FTAI AVIATION LTD","titleOfClass":"SHS","cusip":"G3730V105","value":2647407,"shares":9786,"shareType":"SH"},{"issuer":"HUDBAY MINERALS INC","titleOfClass":"COM","cusip":"443628102","value":2637780,"shares":111723,"shareType":"SH"},{"issuer":"IREN LIMITED","titleOfClass":"ORDINARY SHARES","cusip":"Q4982L109","value":2493200,"shares":54520,"shareType":"SH"},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":2474768,"shares":5182,"shareType":"SH","priorValue":1781334,"priorShares":5271},{"issuer":"ROCKET COS INC","titleOfClass":"COM CL A","cusip":"77311W101","value":2456984,"shares":155999,"shareType":"SH","priorValue":1841214,"priorShares":129208},{"issuer":"BITMINE IMMERSION TECHS INC","titleOfClass":"COM NEW","cusip":"09175A206","value":2455868,"shares":184513,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P500 EQL WGT","cusip":"46137V357","value":2302384,"shares":10821,"shareType":"SH"},{"issuer":"FLYWIRE CORPORATION","titleOfClass":"COM VTG","cusip":"302492103","value":2251736,"shares":128158,"shareType":"SH"},{"issuer":"MP MATERIALS CORP","titleOfClass":"COM CL A","cusip":"553368101","value":2167307,"shares":38695,"shareType":"SH","priorValue":1611015,"priorShares":33382},{"issuer":"FREEPORT MCMORAN INC","titleOfClass":"CL B","cusip":"35671D857","value":2122349,"shares":33747,"shareType":"SH"},{"issuer":"TARGET CORP","titleOfClass":"COM","cusip":"87612E106","value":2089107,"shares":15995,"shareType":"SH"},{"issuer":"CAMECO CORP","titleOfClass":"COM","cusip":"13321L108","value":2038117,"shares":20009,"shareType":"SH","priorValue":1766867,"priorShares":16268},{"issuer":"ASTRONICS CORP","titleOfClass":"COM","cusip":"046433108","value":2033125,"shares":25020,"shareType":"SH"},{"issuer":"MADDEN STEVEN LTD","titleOfClass":"COM","cusip":"556269108","value":2028967,"shares":48194,"shareType":"SH"},{"issuer":"CENTURY ALUM CO","titleOfClass":"COM","cusip":"156431108","value":1991727,"shares":43289,"shareType":"SH"},{"issuer":"LINDE PLC","titleOfClass":"SHS","cusip":"G54950103","value":1981832,"shares":3819,"shareType":"SH"},{"issuer":"GENERAL MTRS CO","titleOfClass":"COM","cusip":"37045V100","value":1946655,"shares":25255,"shareType":"SH"},{"issuer":"UNITED RENTALS INC","titleOfClass":"COM","cusip":"911363109","value":1945172,"shares":1717,"shareType":"SH"},{"issuer":"ROCKWELL AUTOMATION INC","titleOfClass":"COM","cusip":"773903109","value":1910514,"shares":3859,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":1903332,"shares":5815,"shareType":"SH","priorValue":1741933,"priorShares":5922},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":1848541,"shares":8843,"shareType":"SH"},{"issuer":"DUPONT DE NEMOURS INC","titleOfClass":"COMMON STOCK","cusip":"26614N201","value":1831140,"shares":13500,"shareType":"SH"},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P SMLCP MOMENT","cusip":"46137V498","value":1796853,"shares":19191,"shareType":"SH","priorValue":1532563,"priorShares":20160},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":1765385,"shares":6101,"shareType":"SH","priorValue":3681985,"priorShares":14508},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDERSN SML ETF","cusip":"47103U209","value":1754975,"shares":17335,"shareType":"SH","priorValue":1441710,"priorShares":18169},{"issuer":"BANK OF AMER CORP","titleOfClass":"COM","cusip":"060505104","value":1701423,"shares":29860,"shareType":"SH","priorValue":1417211,"priorShares":29071},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":1674577,"shares":7026,"shareType":"SH","priorValue":3821963,"priorShares":18351},{"issuer":"CUMMINS INC","titleOfClass":"COM","cusip":"231021106","value":1668198,"shares":2339,"shareType":"SH"},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"VAR RATE PFD","cusip":"46138G870","value":1656483,"shares":68140,"shareType":"SH","priorValue":1465682,"priorShares":61121},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":1625081,"shares":4302,"shareType":"SH","priorValue":1364939,"priorShares":4410},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":1622491,"shares":4592,"shareType":"SH","priorValue":3481907,"priorShares":12138},{"issuer":"JANUS DETROIT STR TR","titleOfClass":"HENDRSON AAA CL","cusip":"47103U845","value":1616639,"shares":32019,"shareType":"SH","priorValue":1457859,"priorShares":28943},{"issuer":"TCW ETF TRUST","titleOfClass":"FLEXIBLE INCOME","cusip":"29287L700","value":1602748,"shares":40876,"shareType":"SH","priorValue":1430017,"priorShares":36415},{"issuer":"INVESCO EXCHANGE TRADED FD T","titleOfClass":"S&P MDCP MOMNTUM","cusip":"46137V464","value":1593191,"shares":9364,"shareType":"SH"},{"issuer":"BUILD FUNDS TRUST","titleOfClass":"BOND INNOVATION","cusip":"12009B101","value":1591909,"shares":63473,"shareType":"SH","priorValue":1446061,"priorShares":56971},{"issuer":"FRANKLIN TEMPLETON ETF TR","titleOfClass":"SENIOR LOAN ETF","cusip":"35473P595","value":1577354,"shares":68820,"shareType":"SH","priorValue":1394398,"priorShares":60626},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":1559301,"shares":7793,"shareType":"SH","priorValue":3548342,"priorShares":20346},{"issuer":"JOHNSON CONTROLS INTERNATION","titleOfClass":"SHS","cusip":"G51502105","value":1485354,"shares":10166,"shareType":"SH","priorValue":1308976,"priorShares":9996},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR P500ETF","cusip":"78464A854","value":1474978,"shares":16784,"shareType":"SH","priorValue":1346186,"priorShares":17588},{"issuer":"STARBUCKS CORP","titleOfClass":"COM","cusip":"855244109","value":1426675,"shares":13961,"shareType":"SH","priorValue":1202387,"priorShares":13421},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":1332054,"shares":3571,"shareType":"SH","priorValue":3382613,"priorShares":9138},{"issuer":"ISHARES TR","titleOfClass":"CORE 1 5 YR USD","cusip":"46432F859","value":1239929,"shares":25698,"shareType":"SH","priorValue":1079737,"priorShares":22281},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":1235756,"shares":1321,"shareType":"SH","priorValue":1290377,"priorShares":1295},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1162067,"shares":2063,"shareType":"SH","priorValue":3063184,"priorShares":5354},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI INDL INDX","cusip":"316092709","value":1005563,"shares":10095,"shareType":"SH"},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI RL EST ETF","cusip":"316092857","value":972848,"shares":33203,"shareType":"SH"},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI MATLS INDEX","cusip":"316092881","value":945756,"shares":16164,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP BIOT","cusip":"78464A870","value":914052,"shares":5776,"shareType":"SH"},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI HLTH CARE I","cusip":"316092600","value":895714,"shares":11595,"shareType":"SH","priorValue":833203,"priorShares":11842},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI CONSM DIS","cusip":"316092204","value":829919,"shares":8070,"shareType":"SH","priorValue":775923,"priorShares":8320},{"issuer":"GLOBAL X FDS","titleOfClass":"US INFR DEV ETF","cusip":"37954Y673","value":789469,"shares":13399,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP AERO","cusip":"78464A631","value":746368,"shares":2630,"shareType":"SH"},{"issuer":"GLOBAL X FDS","titleOfClass":"RBTCS ARTFL INTE","cusip":"37954Y715","value":736643,"shares":19416,"shareType":"SH"},{"issuer":"SIMPLIFY EXCHANGE TRADED FUN","titleOfClass":"HEDGED EQUITY","cusip":"82889N764","value":586346,"shares":17482,"shareType":"SH","priorValue":602028,"priorShares":19112},{"issuer":"3M CO","titleOfClass":"COM","cusip":"88579Y101","value":231906,"shares":1432,"shareType":"SH","priorValue":206987,"priorShares":1425},{"issuer":"LIGHTPATH TECHNOLOGIES INC","titleOfClass":"COM CL A","cusip":"532257805","value":217210,"shares":13285,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}