{"url":"https://nivawealth.com/firms/blue-horizon-equity-341095","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/341095","regulatoryAum":745938696,"crd":"341095","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4652073","suffix":null,"lastName":"ABEL","firstName":"DANIEL","middleName":"JOSEPH"},{"crd":"2403143","suffix":null,"lastName":"BEAM","firstName":"THOMAS","middleName":"ROBERT"},{"crd":"4141444","suffix":null,"lastName":"BRYAN","firstName":"CHRISTOPHER","middleName":"MICHAEL"},{"crd":"7393398","suffix":null,"lastName":"Capilli","firstName":"Samuel","middleName":null},{"crd":"5104968","suffix":null,"lastName":"CAVE","firstName":"ERNEST","middleName":"FULTON"},{"crd":"1744943","suffix":null,"lastName":"COBB","firstName":"JANICE","middleName":"MARGUERITE"},{"crd":"4861657","suffix":null,"lastName":"COLLINS","firstName":"RICHARD","middleName":"THOMAS"},{"crd":"2219220","suffix":null,"lastName":"DEMPSEY","firstName":"KEVIN","middleName":"HAROLD"},{"crd":"4649328","suffix":null,"lastName":"DIPAOLA","firstName":"DANIEL","middleName":"STEPHEN"},{"crd":"3137224","suffix":null,"lastName":"DOLD","firstName":"CHRISTOPHER","middleName":"EDWARD"},{"crd":"6066021","suffix":null,"lastName":"DOLD","firstName":"STEPHEN","middleName":"D"},{"crd":"2985380","suffix":null,"lastName":"ENRIGHT","firstName":"JOHN","middleName":"PAUL"},{"crd":"3259483","suffix":null,"lastName":"GREEN","firstName":"PAUL","middleName":"MURDOCK"},{"crd":"2979071","suffix":null,"lastName":"HARTMAN","firstName":"JEFFREY","middleName":"COHEN"},{"crd":"4651327","suffix":null,"lastName":"IMPEY","firstName":"STUART","middleName":null},{"crd":"6256034","suffix":null,"lastName":"KNOWLES","firstName":"GRANVILLE","middleName":"JOSEPH"},{"crd":"3130441","suffix":null,"lastName":"LILLER","firstName":"TRICIA","middleName":null},{"crd":"6255467","suffix":"III","lastName":"NOUN","firstName":"PERRY","middleName":null},{"crd":"7270548","suffix":null,"lastName":"Queri","firstName":"Olivia","middleName":"Katherine"},{"crd":"2592769","suffix":null,"lastName":"Queri","firstName":"Thomas","middleName":"K"},{"crd":"717065","suffix":null,"lastName":"REGNER","firstName":"SCOT","middleName":"ARTHUR"},{"crd":"410627","suffix":null,"lastName":"SANSONE","firstName":"ROBERT","middleName":"LOUIS"},{"crd":"2290232","suffix":null,"lastName":"ST. 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Kirkman Road","city":"Orlando"},{"street":"2426 Bee Ridge RD.","city":"Sarasota"},{"street":"113 East College Ave","city":"Tallahassee"}]},{"state":"New York","offices":3,"addresses":[{"street":"55 Sully'S Trail, Suite F","city":"Pittsford","headquarters":true},{"street":"1387 Fairport Road","city":"Fairport"},{"street":"231 Main Street","city":"Vestal"}]},{"state":"Virginia","offices":1,"addresses":[{"street":"2216 E Broad St. MF","city":"Richmond"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"15856417900","stateRegisteredReps":45,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":17},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":79},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"15 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/341095/PDF/341095.pdf","brochureDate":"3 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056999","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Horizon Equity have?","answer":"Blue Horizon Equity has 1,491 clients and manages $746 million for them, as of September 2026. They include 1,422 individual clients, 56 high-net-worth individuals, and 13 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Horizon Equity offer?","answer":"Blue Horizon Equity provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Blue Horizon Equity use?","answer":"Blue Horizon Equity’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $709M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blue Horizon Equity have?","answer":"Blue Horizon Equity has 45 investment adviser representatives registered with state securities authorities, out of 45 employees, and 45 perform investment advisory functions. 45 employees are registered representatives of a broker-dealer and 45 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Horizon Equity invest in?","answer":"At the end of its last fiscal year, Blue Horizon Equity’s separately managed accounts held 79% registered funds (mutual funds, ETFs, BDCs), 17% exchange-traded equities, 2% state and local bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Horizon Equity?","answer":"Blue Horizon Equity is owned through a holding company by Robert Sansone and Jeffrey Hartman. Its direct owner is Northsouth Strategies, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Horizon Equity get paid?","answer":"Blue Horizon Equity is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Blue Horizon Equity?","answer":"Blue Horizon Equity’s main office is at 55 Sully'S Trail, Suite F, Pittsford, NY 14534. Its phone number is 15856417900.","source":"Form ADV Part 1A, Item 1.F, filed 15 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}