{"url":"https://nivawealth.com/firms/blue-granite-capital-125607","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125607","regulatoryAum":108773163,"crd":"125607","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"867108","suffix":null,"lastName":"SHUBERT","firstName":"JOHN","middleName":"MARC"},{"crd":"1083842","suffix":null,"lastName":"SHUBERT","firstName":"SCOTT","middleName":"BRUCE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135757","legalName":"Blue Granite Capital, LLC","displayName":"Blue Granite Capital","slug":"blue-granite-capital-125607","website":"https://bluegranitecapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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individuals","clients":28,"regulatoryAum":89132304},{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":15726372},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":2924040},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":0}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020268","versionId":1020268,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-17","documentName":"BLUE GRANITE CAPITAL FORM ADV PART 2A","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:48:05.888954+00:00","documents":[{"name":"BLUE GRANITE CAPITAL FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020268","versionId":1020268,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Pershing LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":108773165}],"custodyNote":"Blue Granite Capital does not have custody of client assets.","leadership":[{"name":"Scott Shubert","title":"President","crd":"1083842"},{"name":"John Shubert","title":"Partner & Chief Compliance Officer","crd":"867108"}],"ownership":[{"label":"Scott Shubert","detail":"President in the 75% or more ownership band and a control person, since March 2003."},{"label":"John Shubert","detail":"Partner & chief compliance officer in the 10% to 25% ownership band, since March 2026."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"215 East Bay Street, Suite 500m","city":"Charleston","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"843-722-7330","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":15},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":2,"detail":"Reits"}],"privateFunds":0},"sources":{"adv1FilingDate":"9 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125607/PDF/125607.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020268","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Granite Capital have?","answer":"Blue Granite Capital has 40 clients and manages $109 million for them, as of September 2026. They include 28 high-net-worth individuals, 6 individual clients and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Granite Capital offer?","answer":"Blue Granite Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Blue Granite Capital charge?","answer":"Blue Granite Capital charges 0.50%–1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"BLUE GRANITE CAPITAL FORM ADV PART 2A, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Blue Granite Capital use?","answer":"Blue Granite Capital’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $109M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blue Granite Capital have?","answer":"Blue Granite Capital has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Granite Capital invest in?","answer":"At the end of its last fiscal year, Blue Granite Capital’s separately managed accounts held 75% exchange-traded equities, 15% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 2% other, 1% investment grade corporate bonds and 1% high-yield corporate bonds. The 2% other category is described as: Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Granite Capital?","answer":"Blue Granite Capital’s direct owners are Scott Shubert (75% or more) and John Shubert (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Granite Capital get paid?","answer":"Blue Granite Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Blue Granite Capital registered with the SEC?","answer":"Yes, Blue Granite Capital has been registered with the SEC as an investment adviser since 14 April 2026. Its CRD number is 125607 and its SEC file number is 801-135757.","source":"Form ADV Part 1A, Item 1, filed 9 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Blue Granite Capital?","answer":"Blue Granite Capital’s main office is at 215 East Bay Street, Suite 500m, Charleston, SC 29401. Its phone number is 843-722-7330. Its website is bluegranitecapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 9 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}