{"url":"https://nivawealth.com/firms/blue-diamond-capital-investment-advisors-333059","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333059","regulatoryAum":301352937,"crd":"333059","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7979542","suffix":null,"lastName":"Ball","firstName":"Brandon","middleName":null},{"crd":"8027447","suffix":null,"lastName":"Bingham","firstName":"Michael","middleName":"Charles"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-06-11","regulatoryAum":322802607,"clients":8,"employees":3,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":301352937,"clients":10,"employees":3,"offices":1}],"secFileNumber":"801-131918","legalName":"Blue Diamond Capital Investment Advisors, LLC","displayName":"Blue Diamond Capital Investment Advisors","slug":"blue-diamond-capital-investment-advisors-333059","website":"https://bdc-ia.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/333059/7277a9cda7f66f52-r1.webp","tone":"light","width":725,"height":200,"sourceUrl":"https://bdc-ia.com","sourceLabel":"Blue Diamond Capital Investment Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"180 N University Ave, Suite 250","city":"Provo","state":"UT","stateName":"Utah","country":"United States","postalCode":"84601"},"tradeNames":[],"registration":{"secApproved":"21 February 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":301352937,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":301352937,"nonDiscretionaryAccounts":33,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":0,"fewerThan5":true,"regulatoryAum":8980358},{"label":"High-net-worth individuals","clients":0,"fewerThan5":true,"regulatoryAum":210966240},{"label":"Pooled investment vehicles","clients":10,"regulatoryAum":81356422},{"label":"Charitable organizations","clients":0,"fewerThan5":true,"regulatoryAum":49917}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:27:25.066157+00:00","documents":[{"name":"BLUE DIAMOND CAPITAL INVESTMENT ADVISORS BROCHURE JANUARY 2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035980","versionId":1035980,"submittedOn":"2026-03-31"}]},"custodians":[],"custodyNote":"Blue Diamond Capital Investment Advisors has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Bingham","title":"Chief Executive Officer","crd":"8027447"},{"name":"Brandon Ball","title":"Chief Financial Officer","crd":"7979542"},{"name":"Michael Mckay","title":"Chief Compliance Officer","crd":"8027450"},{"name":"Marc Bingham","title":"Member","crd":"8027448"},{"name":"Deborah Bingham","title":"Member","crd":"8027449"}],"ownership":[{"label":"The Bingham Family Trust U/A/D March 28, 2006","detail":"Member in the 50% to 75% ownership band and a control person, since March 2024."},{"label":"BMT 801 LLC","detail":"Member in the 10% to 25% ownership band, since March 2024."},{"label":"Sunrise Cove LLC","detail":"Member in the 10% to 25% ownership band, since March 2024."},{"label":"Marc Bingham","detail":"Member in the 5% to 10% ownership band, since March 2024."},{"label":"Deborah Bingham","detail":"Member in the 5% to 10% ownership band, since March 2024."},{"label":"Michael Bingham","detail":"Indirect owner: trustee of The Bingham Family Trust U/A/D March 28, 2006 and a control person, since March 2024.","parent":"The Bingham Family Trust U/A/D March 28, 2006"},{"label":"Brandon Ball","detail":"Indirect owner: a managing member of BMT 801 LLC in the 75% or more band and a control person, since March 2024.","parent":"BMT 801 LLC"},{"label":"Michael Mckay","detail":"Indirect owner: a managing member of Sunrise Cove LLC in the 75% or more band and a control person, since March 2024.","parent":"Sunrise Cove LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":1,"addresses":[{"street":"180 N University Ave, Suite 250","city":"Provo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-932-0311","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":21},{"label":"U.S. state and local bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":59,"detail":"Hard Assets (Land), Direct Investment in Private Alternative Assets."}],"privateFunds":10},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333059/PDF/333059.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035980","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Diamond Capital Investment Advisors have?","answer":"Blue Diamond Capital Investment Advisors has 10 clients and manages $301 million for them, as of March 2026. They include 10 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Diamond Capital Investment Advisors offer?","answer":"Blue Diamond Capital Investment Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Blue Diamond Capital Investment Advisors have?","answer":"Blue Diamond Capital Investment Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Diamond Capital Investment Advisors invest in?","answer":"At the end of its last fiscal year, Blue Diamond Capital Investment Advisors’ separately managed accounts held 59% other, 21% exchange-traded equities, 10% registered funds (mutual funds, ETFs, BDCs), 8% state and local bonds and 2% cash and equivalents. The 59% other category is described as: Hard Assets (Land), Direct Investment in Private Alternative Assets. It advises 10 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Diamond Capital Investment Advisors?","answer":"Blue Diamond Capital Investment Advisors is owned through a trust and holding companies by Brandon Ball and Michael Mckay. Its direct owners are the Bingham Family Trust U/A/D March 28, 2006 (50% to 75%), BMT 801 LLC (10% to 25%), Sunrise Cove LLC (10% to 25%), Marc Bingham (5% to 10%) and Deborah Bingham (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Diamond Capital Investment Advisors get paid?","answer":"Blue Diamond Capital Investment Advisors is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Blue Diamond Capital Investment Advisors?","answer":"Blue Diamond Capital Investment Advisors’ main office is at 180 N University Ave, Suite 250, Provo, UT 84601. Its phone number is 801-932-0311. Its website is bdc-ia.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}