{"url":"https://nivawealth.com/firms/blue-curve-advisory-333724","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/333724","regulatoryAum":125169386,"crd":"333724","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7631708","suffix":null,"lastName":"Brooks","firstName":"Jonathan","middleName":"Trevor"},{"crd":"5193989","suffix":null,"lastName":"WEBBERT","firstName":"THOMAS","middleName":"AUSTIN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-15","regulatoryAum":103195267,"clients":311,"employees":5,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":125169386,"clients":291,"employees":8,"offices":1}],"secFileNumber":"801-131821","legalName":"Blue Curve Advisory, LLC","displayName":"Blue Curve 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2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":432556.24913494807,"staff":{"employees":8,"advisory":8,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":125169386,"discretionary":125169386,"discretionaryAccounts":590,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":221,"regulatoryAum":51187272},{"label":"High-net-worth individuals","clients":68,"regulatoryAum":73821484},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":160630}],"feePrograms":[{"role":"other","program":"Stand-Alone Financial Planning","summary":"Stand-alone financial planning is negotiable and payable as invoiced, for a fee of up to $25,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017435","versionId":1017435,"submittedOn":"2026-03-11","documentName":"BLUE CURVE ADVISORY, LLC_ADV BROCHURE"},{"role":"other","program":"Tax Preparation Services","summary":"Tax preparation is charged a fixed fee of $500 to $3,000, negotiable depending on complexity and scope.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017435","versionId":1017435,"submittedOn":"2026-03-11","documentName":"BLUE CURVE ADVISORY, LLC_ADV BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:54:16.472251+00:00","documents":[{"name":"BLUE CURVE ADVISORY, LLC_ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017435","versionId":1017435,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":114400202}],"custodyNote":"Blue Curve Advisory does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Thomas Webbert","title":"Owner / Chief Compliance Officer","crd":"5193989"}],"ownership":[{"label":"Thomas Webbert","detail":"Owner / chief compliance officer in the 75% or more ownership band and a control person, since August 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Maryland","offices":1,"addresses":[{"street":"8600 Lasalle Road, Suite 312","city":"Towson","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"410-339-5771","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":3},{"label":"Securities issued by registered investment companies or business development companies","percent":95},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/333724/PDF/333724.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017435","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Curve Advisory have?","answer":"Blue Curve Advisory has 291 clients and manages $125 million for them, as of March 2026. They include 221 individual clients, 68 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Curve Advisory offer?","answer":"Blue Curve Advisory provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Blue Curve Advisory use?","answer":"Blue Curve Advisory’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $114M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blue Curve Advisory have?","answer":"Blue Curve Advisory has 2 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Curve Advisory invest in?","answer":"At the end of its last fiscal year, Blue Curve Advisory’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blue Curve Advisory?","answer":"Blue Curve Advisory’s direct owner is Thomas Webbert (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blue Curve Advisory get paid?","answer":"Blue Curve Advisory is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Blue Curve Advisory?","answer":"Blue Curve Advisory’s main office is at 8600 Lasalle Road, Suite 312, Towson, MD 21286. Its phone number is 410-339-5771. Its website is bluecurveadvisory.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}