{"url":"https://nivawealth.com/firms/blue-anchor-wealth-advisors-307522","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307522","regulatoryAum":144203105,"crd":"307522","secFileNumber":"801-136806","legalName":"Blue Anchor Wealth Advisors, LLC","displayName":"Blue Anchor Wealth Advisors","slug":"blue-anchor-wealth-advisors-307522","website":"https://blueanchorwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Alaska limited liability company","fiscalYearEnd":"December","headquarters":{"street":"4079 Tongass Ave. Suite 204","city":"Ketchikan","state":"AK","stateName":"Alaska","country":"United States","postalCode":"99901"},"tradeNames":[],"registration":{"secApproved":"10 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":479765.79333333333,"staff":{"employees":6,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":144203105,"discretionary":141472504,"discretionaryAccounts":270,"nonDiscretionary":2730601,"nonDiscretionaryAccounts":32,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":7},"clientTypes":[{"label":"Individuals (other than HNW)","clients":265,"regulatoryAum":70284187},{"label":"High-net-worth individuals","clients":35,"regulatoryAum":73645551},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":273367}],"feePrograms":[{"role":"main","program":"Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049095","versionId":1049095,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-06-22","documentName":"BAWA 2.24.26","fee_rate_low":1.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly Financial Planning","summary":"Financial planning and written investment advice for clients without a managed portfolio are billed hourly at $195.00, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049095","versionId":1049095,"submittedOn":"2026-06-22","documentName":"BAWA 2.24.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:33:47.497865+00:00","documents":[{"name":"BAWA 2.24.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049095","versionId":1049095,"submittedOn":"2026-06-22"}]},"custodians":[],"custodyNote":"Blue Anchor Wealth Advisors has custody of $23.7M in client assets for 77 clients.","leadership":[],"ownership":[],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Alaska","offices":1,"addresses":[{"street":"4079 Tongass Ave. Suite 204","city":"Ketchikan","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"907-225-6110","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":84},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"8 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307522/PDF/307522.pdf","brochureDate":"22 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1049095","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blue Anchor Wealth Advisors have?","answer":"Blue Anchor Wealth Advisors has 300 clients and manages $144 million for them, as of September 2026. They include 265 individual clients and 35 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blue Anchor Wealth Advisors offer?","answer":"Blue Anchor Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Blue Anchor Wealth Advisors charge?","answer":"Blue Anchor Wealth Advisors charges 1.50% a year for its Portfolio Management. The fee is billed in arrears and is negotiable.","source":"BAWA 2.24.26, filed 22 June 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does Blue Anchor Wealth Advisors have?","answer":"Blue Anchor Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blue Anchor Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Blue Anchor Wealth Advisors’ separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 3% U.S. government and agency bonds, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does Blue Anchor Wealth Advisors get paid?","answer":"Blue Anchor Wealth Advisors is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Blue Anchor Wealth Advisors registered with the SEC?","answer":"Yes, Blue Anchor Wealth Advisors has been registered with the SEC as an investment adviser since 10 September 2026. Its CRD number is 307522 and its SEC file number is 801-136806.","source":"Form ADV Part 1A, Item 1, filed 8 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Blue Anchor Wealth Advisors?","answer":"Blue Anchor Wealth Advisors’ main office is at 4079 Tongass Ave. Suite 204, Ketchikan, AK 99901. Its phone number is 907-225-6110. Its website is blueanchorwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 8 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}