{"url":"https://nivawealth.com/firms/blackrock-capital-management-108069","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108069","regulatoryAum":172620313789,"crd":"108069","secFileNumber":"801-57038","legalName":"Blackrock Capital Management, Inc.","displayName":"Blackrock Capital Management","website":"https://www.blackrock.com","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"100 Bellevue Parkway","city":"Wilmington","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19809"},"tradeNames":[],"registration":{"secApproved":"13 December 1999","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":79,"advisory":75,"brokerDealerReps":28,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":172620313789,"discretionaryAccounts":31,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":33,"nonAumClients":1},"clientTypes":[{"label":"High-net-worth individuals","clients":9,"regulatoryAum":1831006406},{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":167315498877},{"label":"Charitable organizations","clients":null,"regulatoryAum":128828326},{"label":"State or municipal government entities","clients":null,"regulatoryAum":1500283095},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":1844697085}],"fees":[],"feeNotes":[],"custodians":[{"name":"SSB New York Institutional","shortName":"SSB New York Institutional","location":"Boston, MA","smaAssets":2120786468},{"name":"US Bank N.A.","shortName":"US Bank N.A.","location":"Cincinatti, OH","smaAssets":927199294},{"name":"State Street Bank & Trust Company","shortName":"State Street Bank & Trust","location":"Boston, MA","smaAssets":2417780889},{"name":"The Bank of New York Mellon Sa/NV","shortName":"The Bank of New York Mellon Sa/NV","location":"Brussels","smaAssets":816164126},{"name":"Fidelity Brokerage Services","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":762781045}],"custodyNote":"Blackrock Capital Management has custody of $783K for 1 clients.","otherCustodians":[],"leadership":[{"name":"Laurence Fink","title":"Chief Executive Officer","crd":"830137"},{"name":"Robert Kapito","title":"President","crd":"728399"},{"name":"Martin Small","title":"Chief Financial Officer","crd":"6530364"},{"name":"Robert Goldstein","title":"Chief Operating Officer","crd":"2253416"},{"name":"Charles Park","title":"Chief Compliance Officer","crd":"2704483"},{"name":"Robert Dickson","title":"Director","crd":"7502068"},{"name":"Robert Goldstein","title":"Director","crd":"2253416"},{"name":"Christopher Meade","title":"General Counsel and Chief Legal Officer","crd":"6728448"},{"name":"Martin Small","title":"Director","crd":"6530364"}],"ownership":[{"label":"Blackrock Advisors, LLC","detail":"Sole member in the 75% or more ownership band and a control person, since September 2011."},{"label":"Blackrock Finance, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Holdco 2, Inc. in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Holdco 2, Inc."},{"label":"Blackrock Holdco 2, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Financial Management, Inc in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Financial Management, Inc"},{"label":"Blackrock Capital Holdings, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Advisors, LLC in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Advisors, LLC"},{"label":"Blackrock Financial Management, Inc","detail":"Indirect owner: a sole shareholder of Blackrock Capital Holdings, Inc. in the 75% or more band and a control person, since March 2015.","parent":"Blackrock Capital Holdings, Inc."},{"label":"Blackrock, Inc.","detail":"Indirect owner: a member of Blackrock Saturn Subco, LLC in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Saturn Subco, LLC"},{"label":"Blackrock Saturn Subco, LLC","detail":"Indirect owner: a sole shareholder of Blackrock Finance, Inc. in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Finance, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"400 Howard Street","city":"San Francisco"}]},{"state":"Delaware","offices":1,"addresses":[{"street":"100 Bellevue Parkway","city":"Wilmington","headquarters":true}]},{"state":"Georgia","offices":1,"addresses":[{"street":"725 Ponce De Leon Ave Ne","city":"Atlanta"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"60 State Street","city":"Boston"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"1 University Square Drive","city":"Princeton"}]},{"state":"New York","offices":1,"addresses":[{"street":"50 Hudson Yards","city":"New York"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"2929 Arch Street, 16th Floor","city":"Philadelphia"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-797-2000","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":43},{"label":"U.S. state and local bonds","percent":9},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":19},{"label":"Cash and cash equivalents","percent":27},{"label":"Other","percent":2,"detail":"Other Asset Types Are Generally Structured Products, Alternatives, Loans and Delisted Securities"}],"privateFunds":8},"sources":{"adv1FilingDate":"9 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108069/PDF/108069.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blackrock Capital Management have?","answer":"Blackrock Capital Management has 13 clients and manages $172.6 billion for them, as of July 2026. They include 9 high-net-worth individuals and 4 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blackrock Capital Management offer?","answer":"Blackrock Capital Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Blackrock Capital Management use?","answer":"Blackrock Capital Management’s separately managed account assets are held at State Street Bank & Trust Company (Boston, MA), with $2,417,780,889, SSB New York Institutional (Boston, MA), with $2,120,786,468, US Bank N.A. (Cincinatti, OH), with $927,199,294, The Bank of New York Mellon Sa/NV (Brussels), with $816,164,126 and Fidelity Brokerage Services (Smithfield, RI), with $762,781,045. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blackrock Capital Management have?","answer":"Blackrock Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 79 employees, and 75 perform investment advisory functions. 28 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blackrock Capital Management invest in?","answer":"At the end of its last fiscal year, Blackrock Capital Management’s separately managed accounts held 43% U.S. government and agency bonds, 27% cash and equivalents, 19% investment grade corporate bonds, 9% state and local bonds, 2% other asset types are generally structured products, alternatives, loans and delisted securities and 1% sovereign bonds. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blackrock Capital Management?","answer":"Blackrock Capital Management is owned through a chain of holding companies by Blackrock, Inc. Its direct owner is Blackrock Advisors, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blackrock Capital Management get paid?","answer":"Blackrock Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}