{"url":"https://nivawealth.com/firms/blackrock-capital-investment-advisors-290336","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/290336","regulatoryAum":66929985654,"crd":"290336","secFileNumber":"801-112118","legalName":"Blackrock Capital Investment Advisors, LLC","displayName":"Blackrock Capital Investment Advisors","website":"https://www.blackrock.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Bellevue Parkway","city":"Wilmington","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19809"},"tradeNames":[],"registration":{"secApproved":"24 November 2017","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":39,"advisory":35,"brokerDealerReps":15,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":66929985654,"discretionaryAccounts":173,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":37,"nonAumClients":11},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":256666935},{"label":"Business development companies","clients":2,"regulatoryAum":2780035533},{"label":"Pooled investment vehicles","clients":136,"regulatoryAum":61887447300},{"label":"Insurance companies","clients":12,"regulatoryAum":2005835886}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank of New York Mellon, N.A.","shortName":"Bank of New York Mellon, N.A.","location":"New York, NY","smaAssets":1890555422}],"custodyNote":"Blackrock Capital Investment Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Charles Park","title":"Chief Compliance Officer","crd":"2704483"},{"name":"Robert Dickson","title":"Secretary","crd":"7502068"}],"ownership":[{"label":"Blackrock Advisors, LLC","detail":"Member in the 75% or more ownership band and a control person, since September 2017."},{"label":"Blackrock Holdco 2, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Financial Management, Inc in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Financial Management, Inc"},{"label":"Blackrock Finance, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Holdco 2, Inc. in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Holdco 2, Inc."},{"label":"Blackrock Capital Holdings, Inc.","detail":"Indirect owner: a member of Blackrock Advisors, LLC in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Advisors, LLC"},{"label":"Blackrock Financial Management, Inc","detail":"Indirect owner: a sole shareholder of Blackrock Capital Holdings, Inc. in the 75% or more band and a control person, since March 2015.","parent":"Blackrock Capital Holdings, Inc."},{"label":"Blackrock, Inc.","detail":"Indirect owner: a member of Blackrock Finance, Inc. in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Finance, Inc."},{"label":"Blackrock Saturn Subco, LLC","detail":"Indirect owner: a sole shareholder of Blackrock Finance, Inc. in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Finance, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"officesByState":[{"state":"California","offices":2,"addresses":[{"street":"400 Howard Street","city":"San Francisco"},{"street":"2951 28th Street","city":"Santa Monica"}]},{"state":"Delaware","offices":1,"addresses":[{"street":"100 Bellevue Parkway","city":"Wilmington","headquarters":true}]},{"state":"Georgia","offices":1,"addresses":[{"street":"725 Ponce De Leon Ave Ne","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"110 N Wacker DR","city":"Chicago"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"1 University Square Drive","city":"Princeton"}]},{"state":"New York","offices":1,"addresses":[{"street":"50 Hudson Yards","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-797-2000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":19},{"label":"Other","percent":80,"detail":"Other Asset Types Are Generally Structured Products, Alternatives, Loans and Delisted Securities"}],"privateFunds":162},"sources":{"adv1FilingDate":"12 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/290336/PDF/290336.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blackrock Capital Investment Advisors have?","answer":"Blackrock Capital Investment Advisors has 151 clients and manages $66.9 billion for them, as of August 2026. They include 136 pooled investment vehicles, 12 insurance companies and 2 business development companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blackrock Capital Investment Advisors offer?","answer":"Blackrock Capital Investment Advisors provides portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Blackrock Capital Investment Advisors use?","answer":"Blackrock Capital Investment Advisors’ separately managed account assets are held at Bank of New York Mellon, N.A. (New York, NY), with $1,890,555,422. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blackrock Capital Investment Advisors have?","answer":"Blackrock Capital Investment Advisors has 0 investment adviser representatives registered with state securities authorities, out of 39 employees, and 35 perform investment advisory functions. 15 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blackrock Capital Investment Advisors invest in?","answer":"At the end of its last fiscal year, Blackrock Capital Investment Advisors’ separately managed accounts held 80% other asset types are generally structured products, alternatives, loans and delisted securities, 19% cash and equivalents and 1% high-yield corporate bonds. It advises 162 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blackrock Capital Investment Advisors?","answer":"Blackrock Capital Investment Advisors is owned through a chain of holding companies by Blackrock, Inc. and Blackrock Saturn Subco, LLC. Its direct owner is Blackrock Advisors, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blackrock Capital Investment Advisors get paid?","answer":"Blackrock Capital Investment Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}