{"url":"https://nivawealth.com/firms/blackrock-asset-management-north-asia-limited-165482","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165482","regulatoryAum":140250367772,"crd":"165482","secFileNumber":"801-77343","legalName":"Blackrock Asset Management North Asia Limited","displayName":"Blackrock Asset Management North Asia Limited","website":"https://www.blackrock.com","founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"16/F Champion Tower, 3 Garden Road, Central","city":"Hong Kong","state":"","stateName":"","country":"China","postalCode":null},"tradeNames":[],"registration":{"secApproved":"23 November 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":508,"advisory":108,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":140250367772,"discretionaryAccounts":388,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":93,"nonAumClients":11},"clientTypes":[{"label":"Banking or thrift institutions","clients":5,"regulatoryAum":1597088544},{"label":"Investment companies","clients":2,"regulatoryAum":2037167380},{"label":"Pooled investment vehicles","clients":28,"regulatoryAum":68890730334},{"label":"Pension and profit-sharing plans","clients":11,"regulatoryAum":13763449597},{"label":"Insurance companies","clients":6,"regulatoryAum":2531642414},{"label":"Sovereign wealth funds and foreign official institutions","clients":17,"regulatoryAum":50170361008},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":1259928495}],"fees":[],"feeNotes":[],"custodians":[{"name":"Northern Trust Singapore","shortName":"Northern Trust Singapore","location":"Singapore","smaAssets":13965822716},{"name":"JPM Chase - Sydney","shortName":"JPM Chase - Sydney","location":"Sydney","smaAssets":24908048012},{"name":"JP Morgan Chase Bank N.A./Sydney","shortName":"J.P. Morgan","location":"Sydney","smaAssets":29122472429}],"custodyNote":"Blackrock Asset Management North Asia Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kevin Liu","title":"Chief Compliance Officer and Managing Director","crd":"8068742"},{"name":"Susan Chan","title":"Director","crd":"6454457"},{"name":"Andrew Landman","title":"Director","crd":"5216192"},{"name":"Hiroyuki Shimizu","title":"Director","crd":"3141308"},{"name":"Tomoko Ueda","title":"Director","crd":"7531003"}],"ownership":[{"label":"Blackrock HK Holdco Limited","detail":"Sole shareholder in the 75% or more ownership band and a control person, since December 2009."},{"label":"Blackrock Finance, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Holdco 2, Inc. in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Holdco 2, Inc."},{"label":"Blackrock Holdco 2, Inc.","detail":"Indirect owner: a sole shareholder of Blackrock Financial Management, Inc in the 75% or more band and a control person, since September 2006.","parent":"Blackrock Financial Management, Inc"},{"label":"Blackrock Financial Management, Inc","detail":"Indirect owner: a sole shareholder of Blackrock International Holdings, Inc. in the 75% or more band and a control person, since March 2015.","parent":"Blackrock International Holdings, Inc."},{"label":"Blackrock International Holdings, Inc.","detail":"Indirect owner: general partner of BR Jersey International Holdings, L.P. and a control person, since December 2009.","parent":"BR Jersey International Holdings, L.P."},{"label":"BR Jersey International Holdings, L.P.","detail":"Indirect owner: a sole shareholder of Blackrock (singapore) Holdco Pte. LTD in the 75% or more band and a control person, since October 2013.","parent":"Blackrock (singapore) Holdco Pte. LTD"},{"label":"Blackrock (singapore) Holdco Pte. LTD","detail":"Indirect owner: a sole shareholder of Blackrock HK Holdco Limited in the 75% or more band and a control person, since October 2013.","parent":"Blackrock HK Holdco Limited"},{"label":"Blackrock, Inc.","detail":"Indirect owner: a member of Blackrock Saturn Subco, LLC in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Saturn Subco, LLC"},{"label":"Blackrock Saturn Subco, LLC","detail":"Indirect owner: a sole shareholder of Blackrock Finance, Inc. in the 75% or more band and a control person, since July 2025.","parent":"Blackrock Finance, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85239032800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":75},{"label":"U.S. government/agency bonds","percent":4},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":4},{"label":"Derivatives","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":4},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Other Asset Types Are Generally Structured Products, Alternatives, Loans and Delisted Securities"}],"privateFunds":11},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165482/PDF/165482.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Blackrock Asset Management North Asia Limited have?","answer":"Blackrock Asset Management North Asia Limited has 74 clients and manages $140.3 billion for them, as of September 2026. They include 28 pooled investment vehicles, 17 sovereign wealth funds and foreign official institutions and 11 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Blackrock Asset Management North Asia Limited offer?","answer":"Blackrock Asset Management North Asia Limited provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Blackrock Asset Management North Asia Limited use?","answer":"Blackrock Asset Management North Asia Limited’s separately managed account assets are held at JP Morgan Chase Bank N.A./Sydney (Sydney), with $29,122,472,429, JPM Chase - Sydney (Sydney), with $24,908,048,012 and Northern Trust Singapore (Singapore), with $13,965,822,716. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Blackrock Asset Management North Asia Limited have?","answer":"Blackrock Asset Management North Asia Limited has 0 investment adviser representatives registered with state securities authorities, out of 508 employees, and 108 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Blackrock Asset Management North Asia Limited invest in?","answer":"At the end of its last fiscal year, Blackrock Asset Management North Asia Limited’s separately managed accounts held 75% exchange-traded equities, 7% derivatives, 4% U.S. government and agency bonds, 4% investment grade corporate bonds, 4% pooled vehicles (private funds and similar), 2% sovereign bonds, 2% cash and equivalents, 1% registered funds (mutual funds, ETFs, BDCs) and 1% other asset types are generally structured products, alternatives, loans and delisted securities. It advises 11 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Blackrock Asset Management North Asia Limited?","answer":"Blackrock Asset Management North Asia Limited is owned through a chain of holding companies by Blackrock, Inc. Its direct owner is Blackrock HK Holdco Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Blackrock Asset Management North Asia Limited get paid?","answer":"Blackrock Asset Management North Asia Limited is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}