{"url":"https://nivawealth.com/firms/beta-capital-management-154894","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/154894","regulatoryAum":506620317,"crd":"154894","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4517940","suffix":null,"lastName":"ARIAS","firstName":"JUAN","middleName":"FRANCISCO"},{"crd":"4460838","suffix":null,"lastName":"ATABAKI","firstName":"KHASHAYAR","middleName":"MOHAMMAD"},{"crd":"7381106","suffix":null,"lastName":"Casis","firstName":"Denise","middleName":"Rachel"},{"crd":"6011481","suffix":null,"lastName":"De Liz hartwell","firstName":"Elizangela","middleName":null},{"crd":"1727654","suffix":null,"lastName":"GUZMAN","firstName":"CARLOS","middleName":null},{"crd":"6969611","suffix":null,"lastName":"Lopez Valero","firstName":"Josep","middleName":"Antoni"},{"crd":"7652126","suffix":null,"lastName":"Martinez","firstName":"Nadia","middleName":null},{"crd":"4603559","suffix":null,"lastName":"NARANJO GARCIA","firstName":"ALEJANDRO","middleName":null},{"crd":"6329350","suffix":null,"lastName":"PONS-TORRES","firstName":"MERITXELL","middleName":null},{"crd":"6126794","suffix":null,"lastName":"POVEDANO","firstName":"NOELIA","middleName":null},{"crd":"7643702","suffix":null,"lastName":"Rabella Cusine","firstName":"David","middleName":null},{"crd":"7179746","suffix":null,"lastName":"Torres Gago","firstName":"Ana","middleName":"Karina"}],"total":12,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":305949173,"clients":98,"employees":49,"offices":1},{"filedOn":"2022-04-14","regulatoryAum":468371189,"clients":122,"employees":36,"offices":1},{"filedOn":"2023-05-20","regulatoryAum":470294257,"clients":130,"employees":38,"offices":1},{"filedOn":"2024-07-30","regulatoryAum":508302111,"clients":138,"employees":37,"offices":1},{"filedOn":"2025-06-04","regulatoryAum":533350459,"clients":140,"employees":37,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":506620317,"clients":134,"employees":16,"offices":1}],"secFileNumber":"801-106772","legalName":"Beta Capital Management LLC","displayName":"Beta Capital Management","slug":"beta-capital-management-154894","website":"https://creand.us/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/creandwmus","founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"777 Brickell Avenue, Suite 1201","city":"Miami","state":"FL","stateName":"Florida","country":"United States","postalCode":"33131"},"tradeNames":["Creand Management","Creand Wealth Management"],"registration":{"secApproved":"13 October 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3345406.840909091,"staff":{"employees":16,"advisory":14,"brokerDealerReps":16,"insuranceAgents":0,"promoters":4},"aum":{"regulatory":506620317,"discretionary":465382787,"discretionaryAccounts":114,"nonDiscretionary":41237530,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":91,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":88,"regulatoryAum":294395802},{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":48725208},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":33998321},{"label":"Other","clients":44,"regulatoryAum":129500986}],"feePrograms":[{"role":"other","program":"Hourly and Fixed-Fee Planning","summary":"Limited-scope hourly advisory or planning is charged at a rate of up to $500 an hour; some fixed fees are priced by complexity of work. All fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032524","versionId":1032524,"submittedOn":"2026-03-30","documentName":"CREAND ADV BROCHURE - MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:56:39.107909+00:00","documents":[{"name":"CREAND ADV BROCHURE - MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032524","versionId":1032524,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Beta Capital Securities LLC","shortName":"Beta Capital Securities","location":"Miami, FL","smaAssets":436937977}],"custodyNote":"Beta Capital Management has custody of $6.19M in client assets for 8 clients.","otherCustodians":[],"leadership":[{"name":"Noelia Povedano","title":"Chief Executive Officer, Director","crd":"6126794"},{"name":"Idelma Hervis","title":"Chief Compliance Officer","crd":"1429292"},{"name":"Maryori Escudero","title":"Chief Operations Officer","crd":"4913350"}],"ownership":[{"label":"Credit Andorra U.S. GP, LLC","detail":"General partner in the 75% or more ownership band and a control person, since September 2011."},{"label":"Credit Andorra S.a.","detail":"Indirect owner: a shareholder of Credit Andorra U.S. GP, LLC in the 75% or more band and a control person, since January 2018.","parent":"Credit Andorra U.S. GP, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"777 Brickell Avenue, Suite 1201","city":"Miami","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-358-8844","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Non-exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":5},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":18},{"label":"Non-investment grade corporate bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":24},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/154894/PDF/154894.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1032524","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Beta Capital Management have?","answer":"Beta Capital Management has 134 clients and manages $507 million for them, as of September 2026. They include 88 high-net-worth individuals, 44 other clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Beta Capital Management offer?","answer":"Beta Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Beta Capital Management use?","answer":"Beta Capital Management’s separately managed account assets are held at Beta Capital Securities LLC (Miami, FL), with $437M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Beta Capital Management have?","answer":"Beta Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 16 employees, and 14 perform investment advisory functions. 16 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Beta Capital Management invest in?","answer":"At the end of its last fiscal year, Beta Capital Management’s separately managed accounts held 28% non-exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 18% investment grade corporate bonds, 14% cash and equivalents, 10% high-yield corporate bonds, 5% U.S. government and agency bonds and 1% sovereign bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Beta Capital Management?","answer":"Beta Capital Management is owned through a holding company by Credit Andorra S.a. Its direct owner is Credit Andorra U.S. GP, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Beta Capital Management get paid?","answer":"Beta Capital Management is paid through a percentage of assets under management, hourly charges, fixed fees, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Beta Capital Management?","answer":"Beta Capital Management’s main office is at 777 Brickell Avenue, Suite 1201, Miami, FL 33131. Its phone number is 305-358-8844. Its website is creand.us.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}